Purchases and Sales Made in Q1 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 25, 2023
Q1 2023
|
James Investment Research Inc
|
SELL
|
- |
-200- 4.94% |
$12.8K - $13.9K
|
3.85K
$303K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-200- 63.29% |
$12.8K - $13.9K
|
116
$9.13K
|
|
|
May 10, 2023
Q1 2023
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-223- 1.7% |
$14.3K - $15.5K
|
12.9K
$1.01M
|
|
|
Apr 17, 2023
Q1 2023
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-240- 7.44% |
$15.4K - $16.7K
|
2.98K
$235K
|
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-258- 38.97% |
$16.5K - $17.9K
|
404
$31.8K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-260- 2.96% |
$16.7K - $18.1K
|
8.52K
$671K
|
|
|
May 10, 2023
Q1 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-262- 8.05% |
$16.8K - $18.2K
|
2.99K
$236K
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-299- 7.83% |
$19.2K - $20.8K
|
3.52K
$277K
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-307- 1.98% |
$19.7K - $21.3K
|
15.2K
$1.2M
|
|
|
May 10, 2023
Q1 2023
|
Occidental Asset Management, LLC
|
SELL
|
- |
-313- 1.41% |
$20.1K - $21.8K
|
21.9K
$1.73M
|
|
|
May 15, 2023
Q1 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-318- 19.53% |
$20.4K - $22.1K
|
1.31K
$103K
|
|
|
May 09, 2023
Q1 2023
|
Trifecta Capital Advisors, LLC
Northbrook, IL |
SELL
|
- |
-325- 6.55% |
$20.8K - $22.6K
|
4.64K
$365K
|
|
|
May 15, 2023
Q1 2023
|
Goodman Advisory Group, LLC
|
SELL
|
- |
-325- 39.83% |
$20.8K - $22.6K
|
491
$38.7K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-349- 0.55% |
$22.4K - $24.3K
|
63.3K
$4.99M
|
|
|
May 12, 2023
Q1 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-365- 0.85% |
$23.4K - $25.4K
|
42.3K
$3.33M
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-365- 1.66% |
$23.4K - $25.4K
|
21.6K
$1.7M
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-366- 9.25% |
$23.5K - $25.5K
|
3.59K
$283K
|
|
|
Apr 10, 2023
Q1 2023
|
Focus Wealth Advisors, LLC
|
SELL
|
- |
-400- 1.28% |
$25.6K - $27.8K
|
30.8K
$2.43M
|
|
|
Apr 17, 2023
Q1 2023
|
Kcs Wealth Advisory
|
SELL
|
- |
-412- 7.64% |
$26.4K - $28.7K
|
4.98K
$392K
|
|
|
Nov 13, 2023
Q1 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-425- 10.01% |
$27.2K - $29.6K
|
3.82K
$301K
|
|
|
Apr 06, 2023
Q1 2023
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-434- 71.97% |
$27.8K - $30.2K
|
169
$13.3K
|
|
|
Apr 06, 2023
Q1 2023
|
Patten Group, Inc.
|
SELL
|
- |
-473- 1.6% |
$30.3K - $32.9K
|
29K
$2.28M
|
|
|
May 12, 2023
Q1 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-475- 10.1% |
$30.5K - $33K
|
4.23K
$333K
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-475- 3.0% |
$30.5K - $33K
|
15.4K
$1.21M
|
|
|
Apr 21, 2023
Q1 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-477- 16.12% |
$30.6K - $33.2K
|
2.48K
$195K
|
|
|
May 15, 2023
Q1 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-478- 12.78% |
$30.6K - $33.2K
|
3.26K
$257K
|
|
|
May 03, 2023
Q1 2023
|
Krilogy Financial LLC
|
SELL
|
- |
-482- 7.11% |
$30.9K - $33.5K
|
6.29K
$496K
|
|
|
May 03, 2023
Q1 2023
|
Live Oak Investment Partners
Austin, TX |
SELL
|
- |
-525- 60.14% |
$33.7K - $36.5K
|
348
$27.4K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-527- 0.57% |
$33.8K - $36.6K
|
92.5K
$7.28M
|
|
|
Apr 17, 2023
Q1 2023
|
City Holding CO
|
SELL
|
- |
-536- 73.53% |
$34.4K - $37.3K
|
193
$15.2K
|
|
|
May 02, 2023
Q1 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-544- 1.08% |
$34.9K - $37.8K
|
49.8K
$3.92M
|
|
|
May 15, 2023
Q1 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-579- 93.24% |
$37.1K - $40.3K
|
42
$3.31K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-584- 2.81% |
$37.4K - $40.6K
|
20.2K
$1.59M
|
|
|
May 12, 2023
Q1 2023
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-587- 1.78% |
$37.6K - $40.8K
|
32.4K
$2.55M
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-609Closed |
$39K - $42.3K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-611- 4.43% |
$39.2K - $42.5K
|
13.2K
$1.04M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-621- 0.37% |
$39.8K - $43.2K
|
167K
$13.1M
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-627- 15.3% |
$40.2K - $43.6K
|
3.47K
$273K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-628- 13.88% |
$40.3K - $43.7K
|
3.9K
$307K
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-634- 8.67% |
$40.6K - $44.1K
|
6.68K
$526K
|
|
|
Apr 06, 2023
Q1 2023
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-647- 10.73% |
$41.5K - $45K
|
5.38K
$424K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-671- 14.38% |
$43K - $46.7K
|
3.99K
$314K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-676- 1.82% |
$43.3K - $47K
|
36.6K
$2.88M
|
|
|
May 04, 2023
Q1 2023
|
Efg Asset Management (Americas) Corp.
|
SELL
|
- |
-698- 1.29% |
$44.7K - $48.5K
|
53.5K
$4.21M
|
|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-714- 96.1% |
$45.8K - $49.7K
|
29
$2.28K
|
|
|
May 05, 2023
Q1 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-740- 5.08% |
$47.4K - $51.5K
|
13.8K
$1.09M
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-740- 18.15% |
$47.4K - $51.5K
|
3.34K
$263K
|
|
|
Apr 20, 2023
Q1 2023
|
Sage Rhino Capital LLC
|
SELL
|
- |
-768- 3.86% |
$49.2K - $53.4K
|
19.1K
$1.51M
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-794- 5.41% |
$50.9K - $55.2K
|
13.9K
$1.09M
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-809- 8.08% |
$51.9K - $56.3K
|
9.21K
$725K
|