Purchases and Sales Made in Q3 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
388KNew |
$26.2M - $27.9M
|
388K
$30.6M
|
|
|
Nov 06, 2023
Q3 2023
|
Norden Group LLC
Provo, UT |
BUY
|
- |
388KNew |
$26.2M - $27.9M
|
388K
$30.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
299KNew |
$20.2M - $21.5M
|
299K
$23.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
257K+ 17.75% |
$17.4M - $18.5M
|
1.71M
$134M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
233K+ 24.46% |
$15.8M - $16.8M
|
1.19M
$93.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
223K+ 2099.58% |
$15M - $16M
|
233K
$18.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
151K+ 16.84% |
$10.2M - $10.8M
|
1.04M
$82.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Crew Capital Management, Ltd.
|
BUY
|
- |
113KNew |
$7.64M - $8.13M
|
113K
$8.91M
|
|
|
Nov 03, 2023
Q3 2023
|
New Square Capital LLC
|
BUY
|
- |
112K+ 349106.25% |
$7.55M - $8.03M
|
112K
$8.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
110K+ 3813.37% |
$7.44M - $7.91M
|
113K
$8.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
108KNew |
$7.31M - $7.78M
|
108K
$8.52M
|
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
98.7KNew |
$6.67M - $7.1M
|
98.7K
$7.77M
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
96.7K+ 40.93% |
$6.53M - $6.95M
|
333K
$26.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Barings LLC
|
BUY
|
- |
95.7K+ 232.74% |
$6.46M - $6.88M
|
137K
$10.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
90KNew |
$6.08M - $6.47M
|
90K
$7.09M
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
90KNew |
$6.08M - $6.47M
|
90K
$7.09M
|
|
|
Nov 02, 2023
Q3 2023
|
Florin Court Capital LLP
|
BUY
|
- |
89K+ 182.0% |
$6.01M - $6.4M
|
138K
$10.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
82.8KNew |
$5.59M - $5.95M
|
82.8K
$6.52M
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
82.5KNew |
$5.57M - $5.93M
|
82.5K
$6.49M
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
78.6KNew |
$5.31M - $5.65M
|
78.6K
$6.19M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
74.9K+ 172.61% |
$5.06M - $5.38M
|
118K
$9.31M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
74.7K+ 43.82% |
$5.05M - $5.37M
|
245K
$19.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
62.6K+ 308.78% |
$4.23M - $4.5M
|
82.9K
$6.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
61.6K+ 107.27% |
$4.16M - $4.43M
|
119K
$9.36M
|
|
|
Nov 09, 2023
Q3 2023
|
Sykon Capital LLC
Harrison, NY |
BUY
|
- |
58.8KNew |
$3.97M - $4.23M
|
58.8K
$4.63M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
57.4KNew |
$3.88M - $4.13M
|
57.4K
$4.52M
|
|
|
Nov 07, 2023
Q3 2023
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
50.5K+ 38.24% |
$3.41M - $3.63M
|
182K
$14.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
50K+ 138.89% |
$3.38M - $3.6M
|
86K
$6.77M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
49.5K+ 22.93% |
$3.34M - $3.56M
|
265K
$20.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Howard Capital Management Inc.
|
BUY
|
- |
45.6K+ 2.44% |
$3.08M - $3.28M
|
1.91M
$150M
|
|
|
Oct 23, 2023
Q3 2023
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
35.3K+ 42.11% |
$2.39M - $2.54M
|
119K
$9.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
34.1K+ 3.14% |
$2.31M - $2.45M
|
1.12M
$88.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
31.7K+ 88.83% |
$2.14M - $2.28M
|
67.3K
$5.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
31.5K+ 69.97% |
$2.13M - $2.26M
|
76.5K
$6.02M
|
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
30.4KNew |
$2.06M - $2.19M
|
30.4K
$2.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
29.4K+ 7.76% |
$1.99M - $2.12M
|
408K
$32.1M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
25.4K+ 54.77% |
$1.72M - $1.83M
|
71.8K
$5.65M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
23.9KNew |
$1.62M - $1.72M
|
23.9K
$1.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.4K+ 2.87% |
$1.51M - $1.61M
|
803K
$63.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.1KNew |
$1.49M - $1.59M
|
22.1K
$1.74M
|
|
|
Nov 13, 2023
Q3 2023
|
Burns J W & CO Inc
|
BUY
|
- |
21.8KNew |
$1.47M - $1.56M
|
21.8K
$1.71M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
21.5K+ 115.71% |
$1.45M - $1.55M
|
40.1K
$3.16M
|
|
|
Nov 13, 2023
Q3 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
18.5KNew |
$1.25M - $1.33M
|
18.5K
$1.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
17.6K+ 557.87% |
$1.19M - $1.26M
|
20.7K
$1.63M
|
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
16.3K+ 10.94% |
$1.1M - $1.17M
|
166K
$13M
|
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
16K+ 399.15% |
$1.08M - $1.15M
|
20K
$1.58M
|
|
|
Oct 31, 2023
Q3 2023
|
Peregrine Asset Advisers, Inc.
Portland, OR |
BUY
|
- |
15.7KNew |
$1.06M - $1.13M
|
15.7K
$1.23M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
15.1KNew |
$1.02M - $1.09M
|
15.1K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.5K+ 228.28% |
$977K - $1.04M
|
20.8K
$1.64M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.6K+ 1.07% |
$850K - $905K
|
1.19M
$93.5M
|