Purchases and Sales Made in Q3 2023 in Dimensional ETF Tr U S Small C (DFAS)
This table provides information about the institutional ownership of Dimensional ETF Tr U S Small C (DFAS) during Q3 2023. The information is specifically focused on institutions that hold shares of DIMENSIONAL ETF TR U S SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-17.1K- 75.35% |
$889K - $989K
|
5.61K
$377K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-18.3K- 70.27% |
$950K - $1.06M
|
7.75K
$522K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.6K- 8.97% |
$1.02M - $1.13M
|
199K
$13.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-20K- 3.96% |
$1.04M - $1.15M
|
484K
$32.6M
|
|
|
Nov 03, 2023
Q3 2023
|
Kooman & Associates
Altoona, PA |
SELL
|
- |
-22.4K- 24.62% |
$1.16M - $1.29M
|
68.7K
$4.62M
|
|
|
Aug 07, 2025
Q3 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-24.7K- 57.13% |
$1.28M - $1.42M
|
18.5K
$1.25M
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-25.7K- 85.48% |
$1.33M - $1.48M
|
4.36K
$294K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-40.2K- 1.75% |
$2.08M - $2.32M
|
2.26M
$152M
|
|
|
Oct 25, 2023
Q3 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-46.7K- 9.46% |
$2.42M - $2.69M
|
447K
$30.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-78.6K- 88.74% |
$4.08M - $4.53M
|
9.98K
$671K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-102K- 1.03% |
$5.3M - $5.9M
|
9.79M
$659M
|
|
|
Oct 05, 2023
Q3 2023
|
Resource Consulting Group Inc
|
SELL
|
- |
-257K- 18.47% |
$13.3M - $14.8M
|
1.13M
$76.3M
|
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-537K- 58.93% |
$27.9M - $31M
|
375K
$25.2M
|