Latest Institutional Sells of Spdr Dow Jones Industrial Average ETF Trust (DIA)
This list provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-80- 6.73% |
$26.8K - $28.5K
|
1.11K
$482K
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
SELL
|
- |
-69Closed |
$23.1K - $24.6K
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Hall Private Wealth Advisors
|
SELL
|
- |
-61- 1.56% |
$20.4K - $21.7K
|
3.86K
$1.68M
|
|
|
Oct 27, 2023
Q3 2023
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
SELL
|
- |
-50- 7.35% |
$16.7K - $17.8K
|
630
$274K
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-44- 35.77% |
$14.7K - $15.7K
|
79
$34.3K
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-15- 55.56% |
$5.02K - $5.34K
|
12
$5.22K
|
|
|
Apr 26, 2024
Q3 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-13- 11.3% |
$4.35K - $4.63K
|
102
$44.3K
|
|
|
Oct 25, 2023
Q3 2023
|
Eukles Asset Management
|
SELL
|
- |
-5- 18.52% |
$1.67K - $1.78K
|
22
$9.56K
|
|
|
Nov 14, 2023
Q3 2023
|
Peterson Wealth Management
|
SELL
|
- |
-1- 0.07% |
$335 - $356
|
1.46K
$636K
|
|
| Q2 2023 | |||||||
|
Apr 22, 2024
Q2 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-21.8K- 85.56% |
$7.16M - $7.53M
|
3.69K
$1.6M
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-2.74K- 48.8% |
$899K - $946K
|
2.88K
$1.25M
|
|
|
Sep 12, 2023
Q2 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-2.59KClosed |
$848K - $892K
|
0
$0
|
|
|
Aug 09, 2023
Q2 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-536- 43.9% |
$176K - $185K
|
685
$298K
|
|
|
Aug 14, 2023
Q2 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-415- 36.66% |
$136K - $143K
|
717
$312K
|
|
|
Jul 26, 2023
Q2 2023
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-375- 19.98% |
$123K - $129K
|
1.5K
$653K
|
|
|
Aug 08, 2023
Q2 2023
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-223- 36.62% |
$73.1K - $76.9K
|
386
$168K
|
|
|
Aug 10, 2023
Q2 2023
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-193- 14.06% |
$63.3K - $66.5K
|
1.18K
$513K
|
|
|
Jul 05, 2023
Q2 2023
|
Private Asset Management Inc
|
SELL
|
- |
-140- 17.2% |
$45.9K - $48.3K
|
674
$293K
|
|
|
Aug 04, 2023
Q2 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-130- 72.63% |
$42.6K - $44.8K
|
49
$21.3K
|
|
|
Aug 10, 2023
Q2 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
SELL
|
- |
-116- 2.37% |
$38K - $40K
|
4.78K
$2.08M
|
|
|
Dec 05, 2023
Q2 2023
|
Morton Capital Management Llc/Ca
Calabasas, CA |
SELL
|
- |
-100- 2.58% |
$32.8K - $34.5K
|
3.77K
$1.64M
|
|
|
Aug 03, 2023
Q2 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-100- 8.87% |
$32.8K - $34.5K
|
1.03K
$446K
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-90- 5.09% |
$29.5K - $31K
|
1.68K
$729K
|
|
|
Aug 08, 2023
Q2 2023
|
Edge Capital Group, LLC
|
SELL
|
- |
-73- 1.37% |
$23.9K - $25.2K
|
5.26K
$2.29M
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-46- 1.6% |
$15.1K - $15.9K
|
2.84K
$1.23M
|
|
|
Jul 14, 2023
Q2 2023
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-25- 34.25% |
$8.19K - $8.62K
|
48
$20.9K
|
|
|
Jul 20, 2023
Q2 2023
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-15- 0.13% |
$4.92K - $5.17K
|
11.8K
$5.14M
|
|
|
Aug 08, 2023
Q2 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-10- 1.22% |
$3.28K - $3.45K
|
810
$352K
|
|
|
Jul 20, 2023
Q2 2023
|
Successful Portfolios LLC
|
SELL
|
- |
-9- 0.89% |
$2.95K - $3.1K
|
1K
$435K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
SELL
|
- |
-7- 0.19% |
$2.29K - $2.41K
|
3.76K
$1.63M
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2- 0.67% |
$656 - $690
|
298
$130K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
CALL |
-30K- 38.81% |
$9.56M - $10.3M
|
47.3K
$20.6M
|
|
|
May 10, 2023
Q1 2023
|
Strategic Vision Investment LTD
Hong Kong, K3 |
SELL
|
PUT |
-18K- 16.67% |
$5.73M - $6.17M
|
90K
$39.1M
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-10.4K- 84.52% |
$3.32M - $3.58M
|
1.91K
$831K
|
|
|
May 03, 2023
Q1 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-8.76K- 86.35% |
$2.79M - $3M
|
1.39K
$602K
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-2.27K- 56.98% |
$724K - $780K
|
1.72K
$746K
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-1.53K- 3.87% |
$489K - $526K
|
38.1K
$16.6M
|
|
|
Apr 17, 2023
Q1 2023
|
Vishria Bird Financial Group, LLC
|
SELL
|
- |
-331- 19.11% |
$105K - $114K
|
1.4K
$609K
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-230- 10.63% |
$73.3K - $78.9K
|
1.93K
$841K
|
|
|
Apr 11, 2023
Q1 2023
|
Telemus Capital, LLC
|
SELL
|
- |
-150- 5.15% |
$47.8K - $51.5K
|
2.76K
$1.2M
|
|
|
May 15, 2023
Q1 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-56- 19.05% |
$17.8K - $19.2K
|
238
$103K
|
|
|
May 01, 2023
Q1 2023
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-50- 2.92% |
$15.9K - $17.2K
|
1.66K
$723K
|
|
|
Apr 24, 2023
Q1 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-26- 26.0% |
$8.28K - $8.92K
|
74
$32.2K
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-13- 65.0% |
$4.14K - $4.46K
|
7
$3.04K
|
|
|
May 11, 2023
Q1 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-3- 6.38% |
$956 - $1.03K
|
44
$19.1K
|
|
| Q4 2022 | |||||||
|
Feb 02, 2023
Q4 2022
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-15.3KClosed |
$4.48M - $5.31M
|
0
$0
|
|
|
Jan 17, 2023
Q4 2022
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-2.35K- 61.95% |
$687K - $814K
|
1.45K
$628K
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.06K- 25.99% |
$602K - $713K
|
5.87K
$2.55M
|
|
|
Feb 13, 2023
Q4 2022
|
Crosspoint Capital Strategies, LLC
Orinda, CA |
SELL
|
- |
-1.88K- 58.76% |
$549K - $650K
|
1.32K
$573K
|
|
|
Nov 19, 2024
Q4 2022
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-1.31KClosed |
$382K - $453K
|
0
$0
|
|