Purchases and Sales Made in Q1 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-5.6K- 3.39% |
$1.83M - $2.06M
|
160K
$69.3M
|
|
|
Apr 25, 2022
Q1 2022
|
Intergy Private Wealth, LLC
|
SELL
|
- |
-5.65K- 24.24% |
$1.84M - $2.08M
|
17.6K
$7.66M
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.7KClosed |
$1.86M - $2.1M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-5.99KClosed |
$1.95M - $2.2M
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Gunma Bank,Ltd.
|
SELL
|
- |
-6KClosed |
$1.96M - $2.21M
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-6.31K- 32.51% |
$2.06M - $2.32M
|
13.1K
$5.68M
|
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-6.68K- 37.95% |
$2.18M - $2.46M
|
10.9K
$4.74M
|
|
|
May 05, 2022
Q1 2022
|
American Planning Services, Inc.
Sun City Center, FL |
SELL
|
- |
-6.88K- 15.04% |
$2.25M - $2.53M
|
38.9K
$16.9M
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.93K- 12.53% |
$2.26M - $2.55M
|
48.4K
$21M
|
|
|
May 16, 2022
Q1 2022
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-6.96K- 49.39% |
$2.27M - $2.56M
|
7.13K
$3.1M
|
|
|
May 02, 2022
Q1 2022
|
Advisory Alpha, LLC
|
SELL
|
- |
-7.4K- 66.56% |
$2.42M - $2.72M
|
3.72K
$1.61M
|
|
|
May 09, 2022
Q1 2022
|
Capital Square, LLC
|
SELL
|
- |
-7.57KClosed |
$2.47M - $2.79M
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-8.16K- 74.89% |
$2.66M - $3M
|
2.74K
$1.19M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.23K- 3.42% |
$2.69M - $3.03M
|
232K
$101M
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-8.44K- 48.09% |
$2.76M - $3.11M
|
9.12K
$3.96M
|
|
|
May 13, 2022
Q1 2022
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-8.78K- 82.27% |
$2.87M - $3.23M
|
1.89K
$822K
|
|
|
May 16, 2022
Q1 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-9KClosed |
$2.94M - $3.31M
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-9.3KClosed |
$3.04M - $3.42M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-9.95K- 51.98% |
$3.25M - $3.66M
|
9.19K
$3.99M
|
|
|
May 13, 2022
Q1 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
SELL
|
- |
-10.6K- 53.41% |
$3.46M - $3.9M
|
9.26K
$4.02M
|
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-10.8K- 38.66% |
$3.54M - $3.98M
|
17.2K
$7.46M
|
|
|
May 16, 2022
Q1 2022
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-11.1K- 35.44% |
$3.61M - $4.07M
|
20.2K
$8.75M
|
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-11.1K- 40.29% |
$3.62M - $4.08M
|
16.4K
$7.13M
|
|
|
May 11, 2022
Q1 2022
|
Stone X Group Inc.
|
SELL
|
- |
-12.1KClosed |
$3.95M - $4.46M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13.6K- 1.1% |
$4.43M - $4.99M
|
1.22M
$529M
|
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-13.6K- 75.04% |
$4.45M - $5.02M
|
4.54K
$1.97M
|
|
|
Apr 14, 2022
Q1 2022
|
Cutler Group LP
|
SELL
|
- |
-13.7K- 30.92% |
$4.47M - $5.04M
|
30.6K
$13.3M
|
|
|
May 05, 2022
Q1 2022
|
Ifg Advisors, LLC
|
SELL
|
- |
-14KClosed |
$4.56M - $5.14M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-15K- 16.86% |
$4.9M - $5.52M
|
74K
$32.1M
|
|
|
May 13, 2022
Q1 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-16.6K- 62.04% |
$5.42M - $6.11M
|
10.2K
$4.41M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-16.9K- 19.08% |
$5.52M - $6.22M
|
71.7K
$31.1M
|
|
|
Apr 22, 2022
Q1 2022
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-18.4KClosed |
$6.02M - $6.78M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-19.4K- 81.5% |
$6.33M - $7.13M
|
4.4K
$1.91M
|
|
|
May 16, 2022
Q1 2022
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-20.5K- 21.34% |
$6.7M - $7.55M
|
75.6K
$32.8M
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-20.7K- 33.18% |
$6.75M - $7.6M
|
41.6K
$18.1M
|
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-20.7KClosed |
$6.76M - $7.62M
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-22.1K- 9.69% |
$7.23M - $8.15M
|
206K
$89.7M
|
|
|
Apr 28, 2022
Q1 2022
|
Keybank National Association
|
SELL
|
- |
-22.6K- 77.64% |
$7.37M - $8.31M
|
6.5K
$2.82M
|
|
|
Apr 19, 2022
Q1 2022
|
Secure Asset Management, LLC
|
SELL
|
- |
-22.6KClosed |
$7.39M - $8.32M
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-23.3K- 24.74% |
$7.62M - $8.58M
|
71K
$30.8M
|
|
|
May 16, 2022
Q1 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-24.7K- 96.15% |
$8.06M - $9.08M
|
988
$429K
|
|
|
Apr 18, 2022
Q1 2022
|
Eagle Capital Management, LLC
|
SELL
|
- |
-26.4K- 44.3% |
$8.61M - $9.71M
|
33.2K
$14.4M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-26.4K- 91.15% |
$8.61M - $9.71M
|
2.56K
$1.11M
|
|
|
May 11, 2022
Q1 2022
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-27KClosed |
$8.82M - $9.93M
|
0
$0
|
|
|
May 23, 2022
Q1 2022
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-28.4K- 92.76% |
$9.29M - $10.5M
|
2.22K
$963K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-32.9K- 62.13% |
$10.7M - $12.1M
|
20K
$8.7M
|
|
|
May 13, 2022
Q1 2022
|
Barings LLC
|
SELL
|
- |
-36.7K- 57.95% |
$12M - $13.5M
|
26.6K
$11.5M
|
|
|
May 16, 2022
Q1 2022
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-38.8K- 73.31% |
$12.7M - $14.3M
|
14.1K
$6.13M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-39.3K- 27.99% |
$12.8M - $14.4M
|
101K
$43.9M
|
|
|
May 11, 2022
Q1 2022
|
Clear Street Markets LLC
|
SELL
|
- |
-39.8K- 77.06% |
$13M - $14.6M
|
11.8K
$5.14M
|