Purchases and Sales Made in Q2 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q2 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-2.99K- 57.29% |
$980K - $1.03M
|
2.23K
$968K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.09K- 22.78% |
$1.01M - $1.06M
|
10.5K
$4.54M
|
|
|
Aug 09, 2023
Q2 2023
|
M&T Bank Corp
|
SELL
|
- |
-3.1K- 10.57% |
$1.02M - $1.07M
|
26.2K
$11.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-3.11K- 40.31% |
$1.02M - $1.07M
|
4.61K
$2M
|
|
|
Jul 17, 2023
Q2 2023
|
Oak Harvest Investment Services
|
SELL
|
- |
-3.17K- 9.13% |
$1.04M - $1.09M
|
31.5K
$13.7M
|
|
|
Aug 11, 2023
Q2 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-3.2K- 61.33% |
$1.05M - $1.1M
|
2.02K
$875K
|
|
|
Jul 24, 2023
Q2 2023
|
Meitav Dash Investments LTD
|
SELL
|
- |
-3.22K- 5.67% |
$1.05M - $1.11M
|
53.5K
$23.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-3.43K- 14.2% |
$1.12M - $1.18M
|
20.7K
$8.99M
|
|
|
Jul 17, 2023
Q2 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-3.46K- 30.64% |
$1.13M - $1.19M
|
7.83K
$3.4M
|
|
|
Aug 01, 2023
Q2 2023
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-3.47K- 7.3% |
$1.14M - $1.2M
|
44.1K
$19.1M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.47K- 9.43% |
$1.14M - $1.2M
|
33.3K
$14.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-3.63K- 2.85% |
$1.19M - $1.25M
|
124K
$53.7M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.77K- 1.22% |
$1.24M - $1.3M
|
306K
$133M
|
|
|
Aug 11, 2023
Q2 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-3.79K- 16.21% |
$1.24M - $1.31M
|
19.6K
$8.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.82K- 6.08% |
$1.25M - $1.32M
|
59K
$25.6M
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-3.87K- 50.3% |
$1.27M - $1.34M
|
3.83K
$1.66M
|
|
|
Aug 11, 2023
Q2 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.02K- 8.06% |
$1.32M - $1.39M
|
45.8K
$19.9M
|
|
|
Jul 14, 2023
Q2 2023
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-4.03K- 81.52% |
$1.32M - $1.39M
|
913
$396K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.36K- 12.78% |
$1.43M - $1.5M
|
29.7K
$12.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-4.55K- 39.9% |
$1.49M - $1.57M
|
6.85K
$2.98M
|
|
|
Jul 25, 2023
Q2 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-4.99K- 16.71% |
$1.64M - $1.72M
|
24.9K
$10.8M
|
|
|
Jul 21, 2023
Q2 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-5.1K- 64.57% |
$1.67M - $1.76M
|
2.8K
$1.22M
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-5.44K- 25.71% |
$1.78M - $1.87M
|
15.7K
$6.82M
|
|
|
Aug 14, 2023
Q2 2023
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-6.4K- 48.18% |
$2.1M - $2.21M
|
6.88K
$2.99M
|
|
|
Jul 18, 2023
Q2 2023
|
Churchill Management Corp
|
SELL
|
- |
-6.95K- 1.24% |
$2.28M - $2.4M
|
555K
$241M
|
|
|
Jul 12, 2023
Q2 2023
|
Ewg Elevate Inc.
|
SELL
|
- |
-7.68K- 69.75% |
$2.52M - $2.65M
|
3.33K
$1.45M
|
|
|
Jul 31, 2023
Q2 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-7.99K- 46.24% |
$2.62M - $2.76M
|
9.29K
$4.03M
|
|
|
Aug 04, 2023
Q2 2023
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-8.75K- 85.84% |
$2.87M - $3.02M
|
1.44K
$627K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.06K- 11.81% |
$2.97M - $3.12M
|
67.6K
$29.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-10K- 3.35% |
$3.28M - $3.46M
|
289K
$126M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10.1K- 4.6% |
$3.3M - $3.47M
|
209K
$90.6M
|
|
|
Jul 11, 2023
Q2 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-10.8K- 76.62% |
$3.55M - $3.73M
|
3.3K
$1.43M
|
|
|
Aug 14, 2023
Q2 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-11.8K- 29.82% |
$3.87M - $4.07M
|
27.8K
$12.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11.9K- 17.16% |
$3.9M - $4.1M
|
57.4K
$24.9M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.5K- 10.43% |
$4.41M - $4.64M
|
116K
$50.2M
|
|
|
Aug 03, 2023
Q2 2023
|
Washburn Capital Management, Inc.
|
SELL
|
- |
-13.9K- 26.98% |
$4.56M - $4.8M
|
37.7K
$16.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-14.4K- 84.59% |
$4.71M - $4.96M
|
2.62K
$1.14M
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
SELL
|
- |
-14.8K- 67.83% |
$4.87M - $5.12M
|
7.04K
$3.06M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15K- 6.19% |
$4.9M - $5.16M
|
227K
$98.5M
|
|
|
Sep 21, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-17.4K- 98.52% |
$5.69M - $5.99M
|
260
$113K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-18.1K- 6.89% |
$5.93M - $6.24M
|
245K
$106M
|
|
|
Apr 22, 2024
Q2 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-21.8K- 85.56% |
$7.16M - $7.53M
|
3.69K
$1.6M
|
|
|
Aug 04, 2023
Q2 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-27.7K- 21.82% |
$9.08M - $9.55M
|
99.2K
$43.1M
|
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-29.8K- 34.2% |
$9.77M - $10.3M
|
57.4K
$24.9M
|
|
|
Aug 09, 2023
Q2 2023
|
Regions Financial Corp
|
SELL
|
- |
-30.7K- 61.31% |
$10M - $10.6M
|
19.3K
$8.4M
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
SELL
|
- |
-31.9K- 59.66% |
$10.5M - $11M
|
21.6K
$9.37M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-34K- 15.06% |
$11.2M - $11.7M
|
192K
$83.4M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-35.1K- 40.15% |
$11.5M - $12.1M
|
52.3K
$22.7M
|
|
|
Aug 11, 2023
Q2 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-47.5K- 55.77% |
$15.6M - $16.4M
|
37.7K
$16.4M
|
|
|
Aug 15, 2023
Q2 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
SELL
|
- |
-50.4K- 36.87% |
$16.5M - $17.4M
|
86.4K
$37.5M
|