Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.24MNew |
$1.09B - $1.15B
|
3.24M
$1.4B
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.31MNew |
$443M - $467M
|
1.31M
$568M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
521KNew |
$176M - $186M
|
521K
$226M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
305K+ 144.18% |
$103M - $109M
|
517K
$224M
|
|
|
Nov 10, 2021
Q3 2021
|
Mizuho Bank, Ltd.
Tokyo, M0 |
BUY
|
- |
300K+ 66.67% |
$101M - $107M
|
750K
$326M
|
|
|
Nov 10, 2021
Q3 2021
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
BUY
|
- |
260KNew |
$88M - $92.7M
|
260K
$113M
|
|
|
Nov 05, 2021
Q3 2021
|
Forward Management, LLC
|
BUY
|
- |
257KNew |
$86.9M - $91.6M
|
257K
$112M
|
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
102K+ 554.44% |
$34.3M - $36.2M
|
120K
$52M
|
|
|
Nov 05, 2021
Q3 2021
|
Broadmark Asset Management LLC
|
BUY
|
- |
95.9KNew |
$32.4M - $34.2M
|
95.9K
$41.6M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
93.1K+ 195.59% |
$31.5M - $33.2M
|
141K
$61.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
86.8K+ 107.52% |
$29.4M - $30.9M
|
167K
$72.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
69.6K+ 7.13% |
$23.5M - $24.8M
|
1.05M
$454M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
63KNew |
$21.3M - $22.5M
|
63K
$27.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
58.7K+ 18.74% |
$19.9M - $20.9M
|
372K
$162M
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
53.2K+ 621.35% |
$18M - $19M
|
61.8K
$26.8M
|
|
|
Nov 03, 2021
Q3 2021
|
Meitav Dash Investments LTD
|
BUY
|
- |
49.4K+ 1654.64% |
$16.7M - $17.6M
|
52.4K
$22.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
48K+ 2196.56% |
$16.2M - $17.1M
|
50.1K
$21.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Lbmc Investment Advisors, LLC
|
BUY
|
- |
43.4K+ 4678.64% |
$14.7M - $15.5M
|
44.3K
$19.2M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
BUY
|
- |
38.6K+ 673.69% |
$13M - $13.7M
|
44.3K
$19.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
38.1K+ 48.49% |
$12.9M - $13.6M
|
117K
$50.7M
|
|
|
Oct 13, 2021
Q3 2021
|
Berkshire Money Management, Inc.
|
BUY
|
- |
36.2K+ 14.88% |
$12.3M - $12.9M
|
280K
$121M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
34.6KNew |
$11.7M - $12.3M
|
34.6K
$15M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
27.9K+ 30.9% |
$9.43M - $9.94M
|
118K
$51.3M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
27.5K+ 9.57% |
$9.29M - $9.79M
|
314K
$137M
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
21.9K+ 865.98% |
$7.42M - $7.82M
|
24.5K
$10.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.9K+ 275.45% |
$7.07M - $7.45M
|
28.5K
$12.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
20.5K+ 919.43% |
$6.93M - $7.3M
|
22.7K
$9.86M
|
|
|
Oct 20, 2021
Q3 2021
|
Piershale Financial Group, Inc.
|
BUY
|
- |
20.4K+ 32.05% |
$6.92M - $7.29M
|
84.2K
$36.6M
|
|
|
Sep 18, 2023
Q3 2021
|
Washington Capital Management Inc
|
BUY
|
- |
19.4KNew |
$6.57M - $6.92M
|
19.4K
$8.43M
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
19.1K+ 47.54% |
$6.44M - $6.79M
|
59.1K
$25.7M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
17.9K+ 22.83% |
$6.04M - $6.37M
|
96.1K
$41.7M
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
- |
17.5K+ 291.67% |
$5.92M - $6.24M
|
23.5K
$10.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Winthrop Advisory Group LLC
|
BUY
|
- |
17K+ 1566.54% |
$5.77M - $6.08M
|
18.1K
$7.87M
|
|
|
Oct 13, 2021
Q3 2021
|
Wj Wealth Management, LLC
|
BUY
|
- |
16.8KNew |
$5.67M - $5.98M
|
16.8K
$7.28M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
16K+ 11.44% |
$5.41M - $5.7M
|
156K
$67.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
15.2K+ 502.81% |
$5.15M - $5.43M
|
18.3K
$7.93M
|
|
|
Nov 08, 2021
Q3 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
14.9K+ 100.15% |
$5.04M - $5.31M
|
29.8K
$12.9M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
14.8K+ 708.66% |
$5.01M - $5.28M
|
16.9K
$7.34M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
14.3K+ 6.64% |
$4.84M - $5.1M
|
230K
$99.8M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
14.3K+ 831.32% |
$4.83M - $5.09M
|
16K
$6.95M
|
|
|
Nov 10, 2021
Q3 2021
|
Gunma Bank,Ltd.
|
BUY
|
- |
13K+ 154.76% |
$4.4M - $4.64M
|
21.4K
$9.29M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10.8K+ 21.8% |
$3.64M - $3.83M
|
60.1K
$26.1M
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
10.4KNew |
$3.51M - $3.7M
|
10.4K
$4.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
9.97KNew |
$3.37M - $3.56M
|
9.97K
$4.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
9.12K+ 59.18% |
$3.09M - $3.25M
|
24.5K
$10.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
8.64K+ 21.68% |
$2.92M - $3.08M
|
48.5K
$21.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
BUY
|
- |
8.15KNew |
$2.76M - $2.9M
|
8.15K
$3.54M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
6.53K+ 6.24% |
$2.21M - $2.33M
|
111K
$48.3M
|
|
|
Nov 05, 2021
Q3 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
6.3K+ 26.49% |
$2.13M - $2.25M
|
30.1K
$13.1M
|
|
|
Oct 28, 2021
Q3 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
6.15K+ 42.92% |
$2.08M - $2.19M
|
20.5K
$8.9M
|