Purchases and Sales Made in Q3 2023 in Global X Fds Dow 30 Covered Ca (DJIA)
This table provides information about the institutional ownership of Global X Fds Dow 30 Covered Ca (DJIA) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS DOW 30 COVERED CA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
BUY
|
- |
145K+ 143.59% |
$3.08M - $3.24M
|
245K
$5.54M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
108K+ 44.83% |
$2.31M - $2.43M
|
350K
$7.91M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
44.7KNew |
$950K - $1M
|
44.7K
$1.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
29.3K+ 450.41% |
$623K - $656K
|
35.7K
$808K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.9K+ 58.45% |
$550K - $580K
|
70.1K
$1.58M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
19.3KNew |
$410K - $432K
|
19.3K
$436K
|
|
|
Nov 22, 2023
Q3 2023
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
14.6KNew |
$310K - $327K
|
14.6K
$329K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
11.6K+ 10.62% |
$247K - $260K
|
121K
$2.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.1KNew |
$236K - $248K
|
11.1K
$250K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.2KNew |
$174K - $184K
|
8.2K
$185K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.96KNew |
$84.2K - $88.7K
|
3.96K
$89.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.91K+ 26.55% |
$83.3K - $87.7K
|
18.7K
$421K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2.75KNew |
$58.5K - $61.7K
|
2.75K
$62.1K
|
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1.4KNew |
$29.8K - $31.4K
|
1.4K
$31.6K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
800+ 5.42% |
$17K - $17.9K
|
15.5K
$351K
|
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
533+ 8.09% |
$11.3K - $11.9K
|
7.13K
$161K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
343+ 1.81% |
$7.3K - $7.69K
|
19.3K
$437K
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
BUY
|
- |
294+ 1.72% |
$6.26K - $6.59K
|
17.4K
$393K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
278New |
$5.92K - $6.23K
|
278
$6.28K
|
|
|
Oct 26, 2023
Q3 2023
|
Beam Wealth Advisors, Inc.
|
BUY
|
- |
181+ 1.16% |
$3.85K - $4.06K
|
15.8K
$357K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
160New |
$3.4K - $3.59K
|
160
$3.61K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
115New |
$2.45K - $2.58K
|
115
$2.6K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-14- 0.22% |
$298 - $314
|
6.25K
$141K
|
|
|
Oct 10, 2023
Q3 2023
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-216- 0.63% |
$4.6K - $4.84K
|
33.8K
$764K
|
|
|
Nov 07, 2023
Q3 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-1.23K- 5.17% |
$26.2K - $27.6K
|
22.6K
$510K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-6.03K- 32.14% |
$128K - $135K
|
12.7K
$287K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-10.2K- 23.44% |
$216K - $228K
|
33.2K
$750K
|