Purchases and Sales Made in Q4 2023 in Global X Fds Dow 30 Covered Ca (DJIA)
This table provides information about the institutional ownership of Global X Fds Dow 30 Covered Ca (DJIA) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS DOW 30 COVERED CA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
46K+ 65.6% |
$958K - $1.01M
|
116K
$2.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
40.7KNew |
$847K - $895K
|
40.7K
$957K
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
26.1KNew |
$544K - $574K
|
26.1K
$614K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21.6K+ 195.42% |
$451K - $476K
|
32.7K
$769K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.4K+ 87.86% |
$341K - $361K
|
35K
$824K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
13.8KNew |
$288K - $304K
|
13.8K
$325K
|
|
|
Feb 14, 2024
Q4 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
9.74KNew |
$203K - $214K
|
9.74K
$229K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
4.66K+ 3.86% |
$97K - $102K
|
125K
$2.95M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
3.58KNew |
$74.5K - $78.8K
|
3.58K
$84.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
BUY
|
- |
2.37K+ 0.97% |
$49.4K - $52.2K
|
248K
$5.83M
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.33K+ 32.65% |
$48.4K - $51.2K
|
9.45K
$222K
|
|
|
Jan 10, 2024
Q4 2023
|
Pasadena Private Wealth, LLC
Pasadena, CA |
BUY
|
- |
1.32K+ 3.89% |
$27.4K - $29K
|
35.1K
$826K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
510+ 2.64% |
$10.6K - $11.2K
|
19.8K
$466K
|
|
|
Mar 28, 2024
Q4 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
500+ 35.71% |
$10.4K - $11K
|
1.9K
$44.7K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
250New |
$5.21K - $5.5K
|
250
$5.88K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
136+ 3400.0% |
$2.83K - $2.99K
|
140
$3.29K
|
|
|
Jan 30, 2024
Q4 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
134+ 0.59% |
$2.79K - $2.95K
|
22.7K
$534K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
67+ 1.07% |
$1.39K - $1.47K
|
6.32K
$149K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
46+ 1.67% |
$958 - $1.01K
|
2.8K
$65.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 08, 2024
Q4 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-204- 1.8% |
$4.25K - $4.49K
|
11.1K
$262K
|
|
|
Feb 08, 2024
Q4 2023
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-425- 2.92% |
$8.85K - $9.35K
|
14.1K
$333K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-544- 72.92% |
$11.3K - $12K
|
202
$4.75K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.12K- 16.66% |
$44.1K - $46.6K
|
10.6K
$249K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 7.07% |
$52.7K - $55.6K
|
33.2K
$781K
|
|
|
Jan 30, 2024
Q4 2023
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-3.09K- 19.5% |
$64.3K - $67.9K
|
12.7K
$300K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.68K- 11.09% |
$76.7K - $81K
|
29.5K
$694K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.81K- 42.99% |
$100K - $106K
|
6.38K
$150K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8K- 97.54% |
$167K - $176K
|
202
$4.75K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-26.4K- 59.09% |
$549K - $581K
|
18.3K
$430K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-158K- 45.23% |
$3.3M - $3.49M
|
192K
$4.51M
|