Purchases and Sales Made in Q3 2021 in Duff & Phelps Utility & Infrastructure Fund Inc. (DPG)
This table provides information about the institutional ownership of Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) during Q3 2021. The information is specifically focused on institutions that hold shares of Duff & Phelps Utility & Infrastructure Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.59MNew |
$21.1M - $23.7M
|
1.59M
$18.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
90.1K+ 73.31% |
$1.2M - $1.35M
|
213K
$2.44M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
18.4K+ 100.33% |
$244K - $274K
|
36.7K
$420K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.3K+ 3.51% |
$176K - $198K
|
391K
$4.47M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
10.3K+ 4.15% |
$137K - $154K
|
259K
$2.97M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
10.3K+ 100.81% |
$136K - $153K
|
20.5K
$234K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.36K+ 13.22% |
$111K - $125K
|
71.6K
$820K
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
7.8K+ 47.1% |
$103K - $116K
|
24.4K
$279K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
4.55K+ 5.24% |
$60.3K - $67.9K
|
91.4K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.44K+ 1.81% |
$58.9K - $66.3K
|
251K
$2.87M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.28K+ 3.01% |
$56.8K - $63.9K
|
147K
$1.68M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.99K+ 8.94% |
$26.3K - $29.6K
|
24.2K
$277K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.44K+ 6.54% |
$19.1K - $21.5K
|
23.5K
$269K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
1KNew |
$13.3K - $14.9K
|
1K
$11.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
832New |
$11K - $12.4K
|
832
$9.53K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
546+ 5.3% |
$7.24K - $8.15K
|
10.9K
$124K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
300+ 5.59% |
$3.98K - $4.48K
|
5.67K
$64.9K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
247+ 2.0% |
$3.28K - $3.69K
|
12.6K
$144K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
200New |
$2.65K - $2.99K
|
200
$2.29K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
143+ 0.51% |
$1.9K - $2.13K
|
28.1K
$321K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
111+ 0.66% |
$1.47K - $1.66K
|
16.8K
$192K
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5+ 0.04% |
$66.3 - $74.7
|
12.2K
$140K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1New |
$13.3 - $14.9
|
1
$11.5
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-40- 0.09% |
$530 - $597
|
42.2K
$483K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-88- 0.1% |
$1.17K - $1.31K
|
90.4K
$1.04M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-153- 0.65% |
$2.03K - $2.28K
|
23.5K
$269K
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-1.2K- 5.58% |
$15.9K - $17.9K
|
20.3K
$232K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.63K- 9.0% |
$21.5K - $24.3K
|
16.4K
$188K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.3K- 2.92% |
$30.5K - $34.3K
|
76.5K
$875K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.56K- 3.47% |
$34K - $38.3K
|
71.3K
$817K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.83K- 2.81% |
$37.5K - $42.2K
|
97.7K
$1.12M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3.05K- 15.57% |
$40.5K - $45.6K
|
16.6K
$190K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.67K- 4.28% |
$48.6K - $54.7K
|
82K
$939K
|
|
|
Oct 27, 2021
Q3 2021
|
Clean Yield Group
|
SELL
|
- |
-5KClosed |
$66.3K - $74.7K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
S. R. Schill & Associates
Mercer Island, WA |
SELL
|
- |
-16.2K- 30.0% |
$215K - $242K
|
37.8K
$433K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-45.5KClosed |
$604K - $680K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-50.2KClosed |
$665K - $749K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-64.1KClosed |
$850K - $958K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-181K- 39.98% |
$2.4M - $2.7M
|
271K
$3.11M
|