Purchases and Sales Made in Q3 2021 in Bny Mellon Strategic Municipal Bond Fund, Inc. (DSM)
This table provides information about the institutional ownership of Bny Mellon Strategic Municipal Bond Fund, Inc. (DSM) during Q3 2021. The information is specifically focused on institutions that hold shares of BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
345KNew |
$2.75M - $2.96M
|
345K
$2.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
129K+ 45.3% |
$1.03M - $1.11M
|
415K
$2.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
106KNew |
$846K - $910K
|
106K
$637K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
93.4KNew |
$745K - $801K
|
93.4K
$561K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
42.5K+ 15.82% |
$339K - $364K
|
311K
$1.87M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
37.1K+ 22.48% |
$296K - $318K
|
202K
$1.21M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
28.9KNew |
$231K - $248K
|
28.9K
$174K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
20.6K+ 3.7% |
$164K - $177K
|
578K
$3.47M
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
14.3KNew |
$114K - $122K
|
14.3K
$85.6K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.2KNew |
$89.1K - $95.8K
|
11.2K
$67.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.3K+ 12.65% |
$66.3K - $71.2K
|
73.9K
$444K
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
7.7K+ 3.02% |
$61.5K - $66.1K
|
262K
$1.58M
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
7.6K+ 7.06% |
$60.6K - $65.2K
|
115K
$693K
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
BUY
|
- |
5KNew |
$39.9K - $42.9K
|
5K
$30.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
3.91K+ 1.97% |
$31.2K - $33.5K
|
203K
$1.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.33K+ 121.0% |
$26.6K - $28.6K
|
6.08K
$36.6K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.45K+ 12.41% |
$19.6K - $21K
|
22.2K
$134K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.17KNew |
$17.3K - $18.6K
|
2.17K
$13K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
2.14K+ 1.73% |
$17.1K - $18.4K
|
126K
$759K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.55K+ 44.93% |
$12.4K - $13.3K
|
5K
$30.1K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
981+ 0.5% |
$7.83K - $8.42K
|
198K
$1.19M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
536+ 1.09% |
$4.28K - $4.6K
|
49.9K
$300K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
510+ 4.83% |
$4.07K - $4.38K
|
11.1K
$66.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
90New |
$718 - $772
|
90
$541
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
73+ 0.09% |
$583 - $626
|
77.2K
$464K
|
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
BUY
|
- |
23+ 1.05% |
$184 - $197
|
2.22K
$13.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1New |
$7.98 - $8.58
|
1
$6.01
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-16Closed |
$128 - $137
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Essex Financial Services, Inc.
|
SELL
|
- |
-1K- 7.52% |
$7.98K - $8.58K
|
12.3K
$73.9K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.02K- 6.22% |
$8.17K - $8.79K
|
15.4K
$92.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.15KClosed |
$9.16K - $9.85K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.62K- 13.78% |
$12.9K - $13.9K
|
10.1K
$60.8K
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-1.64K- 1.74% |
$13.1K - $14.1K
|
93K
$559K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.07K- 4.49% |
$16.5K - $17.7K
|
44K
$264K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.42K- 1.55% |
$19.3K - $20.8K
|
154K
$926K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.02K- 1.07% |
$24.1K - $25.9K
|
280K
$1.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.58K- 6.23% |
$28.6K - $30.7K
|
53.9K
$324K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-4.09K- 26.34% |
$32.6K - $35K
|
11.4K
$68.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.72K- 2.68% |
$37.7K - $40.5K
|
171K
$1.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-7.06K- 6.6% |
$56.3K - $60.5K
|
99.9K
$600K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-8.39KClosed |
$67K - $72K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-9.2K- 13.43% |
$73.4K - $78.9K
|
59.3K
$356K
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-12.4KClosed |
$98.6K - $106K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-15.3KClosed |
$122K - $131K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.9K- 21.18% |
$167K - $180K
|
78K
$468K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40.3K- 34.84% |
$322K - $346K
|
75.4K
$453K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-52.2K- 18.83% |
$416K - $448K
|
225K
$1.35M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-62K- 34.37% |
$495K - $532K
|
118K
$712K
|
|
|
Nov 05, 2021
Q3 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-71.1K- 80.23% |
$567K - $610K
|
17.5K
$105K
|