Purchases and Sales Made in Q4 2021 in Alps ETF Tr Disruptive Technol (DTEC)
This table provides information about the institutional ownership of Alps ETF Tr Disruptive Technol (DTEC) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR DISRUPTIVE TECHNOL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
35.7K+ 111.54% |
$1.66M - $1.88M
|
67.6K
$3.08M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
29.8KNew |
$1.39M - $1.57M
|
29.8K
$1.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
20.7K+ 20.4% |
$966K - $1.09M
|
122K
$5.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
11.1KNew |
$518K - $585K
|
11.1K
$507K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
7.92KNew |
$369K - $417K
|
7.92K
$361K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
5.4KNew |
$251K - $284K
|
5.4K
$246K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
4.47KNew |
$208K - $235K
|
4.47K
$204K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
4.44KNew |
$207K - $234K
|
4.44K
$202K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
3.27KNew |
$152K - $172K
|
3.27K
$149K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.2K+ 9.23% |
$103K - $116K
|
26.1K
$1.19M
|
|
|
Jan 28, 2022
Q4 2021
|
Essex LLC
|
BUY
|
- |
2.04K+ 3.05% |
$94.8K - $107K
|
68.7K
$3.13M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.87K+ 3.25% |
$87.1K - $98.4K
|
59.5K
$2.71M
|
|
|
Feb 07, 2022
Q4 2021
|
Rossmore Private Capital
Glastonbury, CT |
BUY
|
- |
1.5K+ 21.22% |
$69.9K - $79K
|
8.57K
$390K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
1.31KNew |
$61.2K - $69.2K
|
1.31K
$59.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.18K+ 1.72% |
$55K - $62.2K
|
69.7K
$3.17M
|
|
|
Jan 20, 2022
Q4 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
836+ 3.27% |
$38.9K - $44K
|
26.4K
$1.2M
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
625New |
$29.1K - $32.9K
|
625
$28.5K
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
610New |
$28.4K - $32.1K
|
610
$27.8K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
581+ 12.27% |
$27.1K - $30.6K
|
5.32K
$242K
|
|
|
Feb 11, 2022
Q4 2021
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
380+ 7.8% |
$17.7K - $20K
|
5.25K
$239K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
334+ 1.48% |
$15.6K - $17.6K
|
23K
$1.05M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
293+ 20.65% |
$13.6K - $15.4K
|
1.71K
$78K
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
50New |
$2.33K - $2.63K
|
50
$2.28K
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
34New |
$1.58K - $1.79K
|
34
$1.55K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
28+ 10.41% |
$1.3K - $1.47K
|
297
$13.5K
|
|
|
Feb 10, 2022
Q4 2021
|
Levy Wealth Management Group, LLC
|
BUY
|
- |
5+ 0.11% |
$233 - $263
|
4.61K
$210K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3+ 0.3% |
$140 - $158
|
1K
$45.7K
|
|
|
Feb 02, 2022
Q4 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
1+ 0.25% |
$46.6 - $52.6
|
409
$18.6K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-19Closed |
$885 - $1K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-20Closed |
$931 - $1.05K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-71- 29.83% |
$3.31K - $3.74K
|
167
$7.61K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-72- 0.63% |
$3.35K - $3.79K
|
11.4K
$519K
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-238- 17.73% |
$11.1K - $12.5K
|
1.1K
$50.3K
|
|
|
Feb 08, 2022
Q4 2021
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-303- 0.51% |
$14.1K - $15.9K
|
59.5K
$2.71M
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-366- 7.83% |
$17K - $19.3K
|
4.31K
$196K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-894- 4.28% |
$41.6K - $47.1K
|
20K
$910K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-950- 9.51% |
$44.2K - $50K
|
9.04K
$412K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.4K- 3.61% |
$65.3K - $73.8K
|
37.5K
$1.71M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.07K- 8.36% |
$189K - $214K
|
44.6K
$2.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-4.18K- 5.41% |
$195K - $220K
|
73.1K
$3.33M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.66K- 86.75% |
$217K - $245K
|
712
$32.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-6.33KClosed |
$295K - $333K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-9.6K- 73.76% |
$447K - $505K
|
3.42K
$156K
|
|
|
Feb 04, 2022
Q4 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-9.74KClosed |
$453K - $513K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.89K- 10.21% |
$461K - $521K
|
86.9K
$3.96M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-12.5K- 61.04% |
$581K - $656K
|
7.96K
$363K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-22.5K- 44.01% |
$1.05M - $1.18M
|
28.6K
$1.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-26.9K- 8.92% |
$1.25M - $1.42M
|
275K
$12.5M
|
|
|
Feb 28, 2022
Q4 2021
|
H&H Retirement Design & Management Inc
|
SELL
|
- |
-173K- 76.35% |
$8.03M - $9.08M
|
53.4K
$2.43M
|