Purchases and Sales Made in Q3 2021 in Invesco ETF Tr Ii Dwa Smallcap (DWAS)
This table provides information about the institutional ownership of Invesco ETF Tr Ii Dwa Smallcap (DWAS) during Q3 2021. The information is specifically focused on institutions that hold shares of INVESCO ETF TR II DWA SMALLCAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
369K+ 2914.0% |
$29.3M - $33.6M
|
381K
$35.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
368KNew |
$29.3M - $33.5M
|
368K
$34.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
72.2KNew |
$5.75M - $6.57M
|
72.2K
$6.68M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
70.2K+ 29.95% |
$5.59M - $6.39M
|
305K
$28.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
63.5KNew |
$5.06M - $5.79M
|
63.5K
$5.88M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
47KNew |
$3.74M - $4.28M
|
47K
$4.35M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
22.6KNew |
$1.8M - $2.05M
|
22.6K
$2.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.3KNew |
$896K - $1.02M
|
11.3K
$1.04M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.78KNew |
$620K - $708K
|
7.78K
$720K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
6.17KNew |
$491K - $561K
|
6.17K
$571K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
5.58KNew |
$444K - $508K
|
5.58K
$516K
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.33K+ 48.38% |
$424K - $485K
|
16.3K
$1.51M
|
|
|
Oct 28, 2021
Q3 2021
|
Wealthgate Family Office, LLC
|
BUY
|
- |
3.6KNew |
$287K - $328K
|
3.6K
$333K
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
3.6KNew |
$287K - $328K
|
3.6K
$333K
|
|
|
Oct 20, 2021
Q3 2021
|
Clarity Financial LLC
|
BUY
|
- |
3KNew |
$238K - $273K
|
3K
$277K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.91KNew |
$232K - $265K
|
2.91K
$269K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.56K+ 0.95% |
$204K - $233K
|
273K
$25.3M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.42K+ 2.02% |
$192K - $220K
|
122K
$11.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.27K+ 177.86% |
$181K - $207K
|
3.55K
$329K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1.57KNew |
$125K - $143K
|
1.57K
$145K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.44K+ 36.21% |
$114K - $131K
|
5.41K
$501K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.18K+ 3.03% |
$94K - $108K
|
40.1K
$3.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
BUY
|
- |
1.12K+ 15.38% |
$89.4K - $102K
|
8.43K
$780K
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
BUY
|
- |
957+ 11.88% |
$76.2K - $87.1K
|
9.02K
$835K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
792+ 30.5% |
$63.1K - $72.1K
|
3.39K
$314K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
771+ 5.45% |
$61.4K - $70.2K
|
14.9K
$1.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
611+ 6.47% |
$48.7K - $55.6K
|
10.1K
$931K
|
|
|
Oct 26, 2021
Q3 2021
|
Morgan Rosel Wealth Management, LLC
|
BUY
|
- |
511+ 0.86% |
$40.7K - $46.5K
|
60K
$5.56M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
507+ 1.23% |
$40.4K - $46.2K
|
41.7K
$3.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
420+ 18.3% |
$33.4K - $38.2K
|
2.72K
$251K
|
|
|
Oct 27, 2021
Q3 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
370New |
$29.5K - $33.7K
|
370
$34.3K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
356+ 3.39% |
$28.3K - $32.4K
|
10.9K
$1M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
330+ 12.33% |
$26.3K - $30K
|
3.01K
$278K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
261+ 2.34% |
$20.8K - $23.8K
|
11.4K
$1.05M
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
47+ 0.35% |
$3.74K - $4.28K
|
13.6K
$1.26M
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
43New |
$3.42K - $3.92K
|
43
$3.98K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
40+ 4.45% |
$3.19K - $3.64K
|
939
$86.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
29+ 4.68% |
$2.31K - $2.64K
|
649
$60.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7+ 1.89% |
$557 - $637
|
377
$34.9K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3- 0.12% |
$239 - $273
|
2.41K
$223K
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-16- 0.56% |
$1.27K - $1.46K
|
2.86K
$264K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-72- 0.41% |
$5.73K - $6.56K
|
17.6K
$1.63M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-300- 13.42% |
$23.9K - $27.3K
|
1.94K
$179K
|
|
|
Nov 09, 2021
Q3 2021
|
Biondo Investment Advisors, LLC
Milford, PA |
SELL
|
- |
-307- 2.04% |
$24.4K - $28K
|
14.8K
$1.37M
|
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-416Closed |
$33.1K - $37.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-439- 9.16% |
$35K - $40K
|
4.35K
$403K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-500- 50.0% |
$39.8K - $45.5K
|
500
$46.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-606- 38.14% |
$48.3K - $55.2K
|
983
$91K
|