Purchases and Sales Made in Q3 2021 in Angel Oak Dynamic Financial Strategies Income Term Trust (DYFN)
This table provides information about the institutional ownership of Angel Oak Dynamic Financial Strategies Income Term Trust (DYFN) during Q3 2021. The information is specifically focused on institutions that hold shares of Angel Oak Dynamic Financial Strategies Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
88.2K+ 68.96% |
$1.76M - $1.85M
|
216K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
25.5KNew |
$509K - $535K
|
25.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.7K+ 41.54% |
$373K - $391K
|
63.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
16.2KNew |
$322K - $339K
|
16.2K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
14.3KNew |
$286K - $300K
|
14.3K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.8KNew |
$196K - $205K
|
9.8K
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
7.41K+ 39.56% |
$148K - $155K
|
26.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
5.77K+ 5.16% |
$115K - $121K
|
118K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.05K+ 8.95% |
$60.8K - $63.9K
|
37.1K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$39.9K - $41.9K
|
2K
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
2K+ 17.31% |
$39.9K - $41.9K
|
13.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.46K+ 32.65% |
$29.1K - $30.6K
|
5.94K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
100New |
$2K - $2.1K
|
100
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-171Closed |
$3.41K - $3.58K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-2.03K- 2.99% |
$40.5K - $42.6K
|
65.8K
$0
|