Purchases and Sales Made in Q1 2022 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q1 2022. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
914K+ 31.58% |
$13.8M - $17.3M
|
3.81M
$63.9M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
667K+ 48.42% |
$10.1M - $12.6M
|
2.04M
$34.3M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
500K+ 238.8% |
$7.55M - $9.47M
|
709K
$11.9M
|
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
237K+ 16.36% |
$3.58M - $4.49M
|
1.68M
$28.3M
|
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
200K+ 526.69% |
$3.02M - $3.78M
|
238K
$3.98M
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
193KNew |
$2.91M - $3.65M
|
193K
$3.23M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
184K+ 125.04% |
$2.78M - $3.49M
|
332K
$5.56M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
146K+ 147.95% |
$2.21M - $2.77M
|
245K
$4.12M
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
142KNew |
$2.15M - $2.69M
|
142K
$2.38M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
142K+ 95.92% |
$2.14M - $2.68M
|
289K
$4.85M
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
75.7K+ 32.8% |
$1.14M - $1.43M
|
307K
$5.14M
|
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
65.1K+ 48.01% |
$984K - $1.23M
|
201K
$3.37M
|
|
|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
63.2KNew |
$955K - $1.2M
|
63.2K
$1.06M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
47.9KNew |
$724K - $907K
|
47.9K
$803K
|
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
33.8K+ 239.15% |
$511K - $641K
|
48K
$805K
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
27KNew |
$408K - $512K
|
27K
$453K
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.2KNew |
$350K - $439K
|
23.2K
$389K
|
|
|
May 02, 2022
Q1 2022
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
22.5KNew |
$340K - $426K
|
22.5K
$377K
|
|
|
Apr 29, 2022
Q1 2022
|
Whittier Trust CO
|
BUY
|
- |
15KNew |
$227K - $284K
|
15K
$252K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
11.5KNew |
$174K - $218K
|
11.5K
$193K
|
|
|
May 17, 2022
Q1 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
4.91KNew |
$74.2K - $93K
|
4.91K
$82.4K
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2.23KNew |
$33.7K - $42.3K
|
2.23K
$37.4K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.73KNew |
$26.1K - $32.7K
|
1.73K
$29K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.41K+ 2.38% |
$21.3K - $26.6K
|
60.5K
$1.01M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
259New |
$3.91K - $4.91K
|
259
$4.34K
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
217+ 1.74% |
$3.28K - $4.11K
|
12.7K
$213K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
160New |
$2.42K - $3.03K
|
160
$2.68K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
149+ 1.13% |
$2.25K - $2.82K
|
13.4K
$224K
|
|
|
May 12, 2022
Q1 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
110+ 0.34% |
$1.66K - $2.08K
|
32.5K
$546K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.85KClosed |
$73.3K - $91.8K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-5.5KClosed |
$83.1K - $104K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.2KClosed |
$154K - $193K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10.8K- 20.89% |
$163K - $205K
|
40.9K
$686K
|
|
|
Apr 20, 2022
Q1 2022
|
Marcum Wealth, LLC
|
SELL
|
- |
-15KClosed |
$227K - $284K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-15.6KClosed |
$235K - $295K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17.5KClosed |
$264K - $331K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-19.7K- 42.62% |
$297K - $372K
|
26.5K
$444K
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-23KClosed |
$348K - $436K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-36.9KClosed |
$558K - $700K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-46.8KClosed |
$707K - $886K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-55.5KClosed |
$838K - $1.05M
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Autumn Glory Partners, LLC
|
SELL
|
- |
-75.2KClosed |
$1.14M - $1.42M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-158K- 35.79% |
$2.38M - $2.98M
|
283K
$4.74M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.99M- 49.38% |
$30.1M - $37.8M
|
2.04M
$34.3M
|