Purchases and Sales Made in Q1 2023 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q1 2023. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
2.89M+ 43.23% |
$39.2M - $45.2M
|
9.59M
$164M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.49M+ 4019.81% |
$20.2M - $23.3M
|
1.53M
$26.2M
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
656K+ 12.16% |
$8.89M - $10.2M
|
6.05M
$104M
|
|
|
Jun 28, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
522KNew |
$7.07M - $8.15M
|
522K
$8.94M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
447K+ 7.8% |
$6.05M - $6.98M
|
6.18M
$106M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
217K+ 45.24% |
$2.94M - $3.39M
|
697K
$11.9M
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
213K+ 47.19% |
$2.88M - $3.32M
|
663K
$11.4M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
142K+ 74.14% |
$1.93M - $2.22M
|
334K
$5.73M
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
99K+ 40.09% |
$1.34M - $1.55M
|
346K
$5.93M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
95.4K+ 22.79% |
$1.29M - $1.49M
|
514K
$8.81M
|
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
80.3K+ 21.27% |
$1.09M - $1.25M
|
458K
$7.85M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
73K+ 295.8% |
$989K - $1.14M
|
97.6K
$1.67M
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
67.3K+ 20.74% |
$912K - $1.05M
|
392K
$6.71M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
60.8K+ 7.53% |
$824K - $950K
|
868K
$14.9M
|
|
|
May 15, 2023
Q1 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
49.5K+ 6.6% |
$671K - $773K
|
800K
$13.7M
|
|
|
May 08, 2023
Q1 2023
|
Private Management Group Inc
|
BUY
|
- |
44K+ 25.18% |
$597K - $687K
|
219K
$3.75M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
31.9K+ 46.6% |
$432K - $497K
|
100K
$1.72M
|
|
|
May 18, 2023
Q1 2023
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
20KNew |
$271K - $312K
|
20K
$343K
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
19.5K+ 26.03% |
$264K - $304K
|
94.2K
$1.62M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17KNew |
$231K - $266K
|
17K
$292K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.1K+ 12.21% |
$205K - $236K
|
139K
$2.38M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.6KNew |
$157K - $181K
|
11.6K
$199K
|
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
10.8KNew |
$146K - $169K
|
10.8K
$185K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.82K+ 23.21% |
$106K - $122K
|
41.5K
$711K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
6.05K+ 22.26% |
$82K - $94.4K
|
33.2K
$570K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.71K+ 4.49% |
$77.4K - $89.1K
|
133K
$2.28M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
4.74K+ 1.98% |
$64.2K - $73.9K
|
244K
$4.18M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
3K+ 27.52% |
$40.7K - $46.8K
|
13.9K
$238K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.67K+ 97.65% |
$36.1K - $41.6K
|
5.39K
$92.5K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.19K+ 7.23% |
$29.6K - $34.1K
|
32.4K
$556K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
1.99K+ 6.8% |
$26.9K - $31K
|
31.2K
$535K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.84K+ 4.85% |
$24.9K - $28.6K
|
39.7K
$680K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.69K+ 0.39% |
$22.9K - $26.4K
|
438K
$7.51M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.36K+ 3.14% |
$18.5K - $21.3K
|
44.7K
$767K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.29K+ 11.26% |
$17.5K - $20.2K
|
12.8K
$219K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
655+ 47.5% |
$8.88K - $10.2K
|
2.03K
$34.9K
|
|
|
Apr 19, 2023
Q1 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
639+ 2.81% |
$8.66K - $9.97K
|
23.4K
$400K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
536+ 1.1% |
$7.26K - $8.37K
|
49.4K
$846K
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
240+ 1.32% |
$3.25K - $3.75K
|
18.4K
$315K
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100New |
$1.36K - $1.56K
|
100
$1.71K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
99New |
$1.34K - $1.55K
|
99
$1.7K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
37+ 0.31% |
$501 - $578
|
12.1K
$207K
|
|
|
Apr 11, 2023
Q1 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-250- 1.53% |
$3.39K - $3.9K
|
16.1K
$275K
|
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-716- 1.26% |
$9.7K - $11.2K
|
56.2K
$964K
|
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
SELL
|
- |
-2.17K- 5.24% |
$29.3K - $33.8K
|
39.1K
$670K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.85K- 31.97% |
$65.7K - $75.7K
|
10.3K
$177K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-5.88K- 99.66% |
$79.6K - $91.7K
|
20
$343
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-12.4K- 1.13% |
$168K - $194K
|
1.08M
$18.6M
|