Purchases and Sales Made in Q3 2022 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q3 2022. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
2.59M+ 282.59% |
$33.1M - $40.4M
|
3.5M
$58.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
699K+ 17.31% |
$8.95M - $10.9M
|
4.74M
$79.4M
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
280K+ 163.53% |
$3.59M - $4.38M
|
452K
$7.58M
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
108K+ 46.43% |
$1.38M - $1.68M
|
340K
$5.71M
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
105KNew |
$1.34M - $1.64M
|
105K
$1.76M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
99.8K+ 31.4% |
$1.28M - $1.56M
|
418K
$7M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
93.3K+ 1.88% |
$1.19M - $1.46M
|
5.07M
$85M
|
|
|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
75.2K+ 22.91% |
$962K - $1.17M
|
403K
$6.76M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
63.8K+ 92.32% |
$816K - $995K
|
133K
$2.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
56K+ 13.61% |
$717K - $875K
|
468K
$7.84M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
24.1K+ 24.91% |
$309K - $377K
|
121K
$2.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23.6K+ 37.24% |
$302K - $368K
|
87K
$1.46M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
23K+ 3.52% |
$295K - $359K
|
678K
$11.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
21.9K+ 5.5% |
$281K - $342K
|
421K
$7.06M
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
20K+ 23.26% |
$256K - $312K
|
106K
$1.78M
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
18.6KNew |
$238K - $290K
|
18.6K
$312K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
17.6K+ 47.38% |
$226K - $275K
|
54.8K
$919K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
15.8K+ 5.89% |
$202K - $247K
|
284K
$4.76M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15.7KNew |
$201K - $246K
|
15.7K
$264K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.7K+ 109.79% |
$175K - $213K
|
26.1K
$438K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.4K+ 28.25% |
$172K - $210K
|
60.9K
$1.02M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
12.2KNew |
$156K - $190K
|
12.2K
$205K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
10KNew |
$128K - $156K
|
10K
$168K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
9.8K+ 36.57% |
$125K - $153K
|
36.6K
$614K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.75K+ 55.83% |
$125K - $152K
|
27.2K
$456K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
9K+ 9.89% |
$115K - $140K
|
100K
$1.68M
|
|
|
Oct 31, 2022
Q3 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
2.49K+ 17.34% |
$31.9K - $38.9K
|
16.8K
$282K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
1.25KNew |
$16K - $19.5K
|
1.25K
$21K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
1.15KNew |
$14.7K - $17.9K
|
1.15K
$19.3K
|
|
|
Oct 24, 2022
Q3 2022
|
Trust CO Of Vermont
|
BUY
|
- |
1KNew |
$12.8K - $15.6K
|
1K
$16.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1K+ 57.84% |
$12.8K - $15.6K
|
2.73K
$45.8K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
236+ 2.15% |
$3.02K - $3.68K
|
11.2K
$188K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
174New |
$2.23K - $2.72K
|
174
$2.92K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
98+ 61.25% |
$1.25K - $1.53K
|
258
$4.33K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
30New |
$384 - $468
|
30
$503
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-158- 10.47% |
$2.02K - $2.47K
|
1.35K
$22.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-572- 0.69% |
$7.32K - $8.93K
|
82.3K
$1.38M
|
|
|
Nov 10, 2022
Q3 2022
|
Dakota Wealth Management
|
SELL
|
- |
-3.2K- 8.93% |
$40.9K - $49.9K
|
32.6K
$547K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.91K- 8.07% |
$50K - $61K
|
44.5K
$746K
|
|
|
Nov 15, 2022
Q3 2022
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-5K- 22.22% |
$64K - $78.1K
|
17.5K
$293K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-7.7K- 1.85% |
$98.6K - $120K
|
410K
$6.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.4K- 9.57% |
$133K - $162K
|
98.2K
$1.65M
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-11.2K- 13.15% |
$144K - $175K
|
74.1K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-13K- 4.47% |
$167K - $203K
|
278K
$4.66M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-23.3K- 47.19% |
$298K - $364K
|
26.1K
$438K
|
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-28.9K- 1.32% |
$370K - $452K
|
2.16M
$36.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-44.5K- 14.12% |
$570K - $695K
|
271K
$4.54M
|