Purchases and Sales Made in Q3 2023 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q3 2023. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
2.08M+ 15.67% |
$30.3M - $33.3M
|
15.3M
$257M
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
378KNew |
$5.51M - $6.06M
|
378K
$6.34M
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
171K+ 9.6% |
$2.49M - $2.74M
|
1.95M
$32.8M
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
161KNew |
$2.34M - $2.57M
|
161K
$2.69M
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
130KNew |
$1.9M - $2.08M
|
130K
$2.18M
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
123K+ 18.15% |
$1.79M - $1.97M
|
802K
$13.5M
|
|
Nov 13, 2023
Q3 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
82KNew |
$1.19M - $1.31M
|
82K
$1.38M
|
|
Nov 07, 2023
Q3 2023
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
65.9K+ 83.16% |
$959K - $1.05M
|
145K
$2.43M
|
|
Nov 14, 2023
Q3 2023
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
49.3K+ 65.93% |
$717K - $789K
|
124K
$2.08M
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
44.3KNew |
$645K - $709K
|
44.3K
$743K
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
38.8K+ 5.78% |
$564K - $621K
|
710K
$11.9M
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
37.7KNew |
$549K - $604K
|
37.7K
$632K
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
32.8K+ 155.64% |
$477K - $524K
|
53.8K
$902K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.6K+ 67.25% |
$445K - $490K
|
76.1K
$1.28M
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
28.3K+ 172.56% |
$412K - $453K
|
44.7K
$750K
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
24.6KNew |
$358K - $394K
|
24.6K
$413K
|
|
Nov 13, 2023
Q3 2023
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
23KNew |
$335K - $369K
|
23K
$386K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
20.1K+ 16084.0% |
$293K - $322K
|
20.2K
$339K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
19.7KNew |
$286K - $315K
|
19.7K
$330K
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
18.8K+ 34.5% |
$274K - $301K
|
73.3K
$1.23M
|
|
Nov 01, 2023
Q3 2023
|
Fountainhead Am, LLC
Warren, NJ |
BUY
|
- |
17.1KNew |
$249K - $274K
|
17.1K
$287K
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
16.3KNew |
$237K - $260K
|
16.3K
$273K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
12.8KNew |
$187K - $205K
|
12.8K
$215K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.2KNew |
$178K - $196K
|
12.2K
$205K
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.1K+ 7.4% |
$161K - $177K
|
161K
$2.69M
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
11K+ 9.94% |
$161K - $177K
|
122K
$2.05M
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
10.3KNew |
$150K - $165K
|
10.3K
$172K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.6K+ 29.91% |
$125K - $138K
|
37.4K
$627K
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
7.18K+ 23.77% |
$105K - $115K
|
37.4K
$627K
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
5.84K+ 1.2% |
$85K - $93.5K
|
492K
$8.25M
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
3.78K+ 8.5% |
$55.1K - $60.6K
|
48.3K
$810K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.78K+ 12.53% |
$55K - $60.5K
|
33.9K
$569K
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
2.76K+ 4.57% |
$40.2K - $44.2K
|
63.1K
$1.06M
|
|
Nov 21, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
2.76K+ 4.57% |
$40.2K - $44.2K
|
63.1K
$1.06M
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
2.76K+ 4.57% |
$40.2K - $44.2K
|
63.1K
$1.06M
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.35K+ 4.16% |
$34.1K - $37.5K
|
58.7K
$985K
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.19K+ 2.51% |
$31.8K - $35K
|
89.3K
$1.5M
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
758+ 3.44% |
$11K - $12.1K
|
22.8K
$382K
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
742New |
$10.8K - $11.9K
|
742
$12.4K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
681+ 0.14% |
$9.92K - $10.9K
|
501K
$8.4M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
387+ 0.31% |
$5.63K - $6.2K
|
126K
$2.12M
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
294+ 2.16% |
$4.28K - $4.71K
|
13.9K
$233K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-744- 5.68% |
$10.8K - $11.9K
|
12.3K
$207K
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.6K- 4.79% |
$23.3K - $25.6K
|
31.8K
$534K
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
SELL
|
- |
-1.76K- 0.8% |
$25.7K - $28.2K
|
219K
$3.68M
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.84K- 10.95% |
$26.8K - $29.4K
|
15K
$251K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.11K- 39.08% |
$30.7K - $33.7K
|
3.29K
$55.1K
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.56K- 2.66% |
$37.2K - $40.9K
|
93.6K
$1.57M
|