Purchases and Sales Made in Q4 2021 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q4 2021. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
2.68M+ 1265.39% |
$48.7M - $54.1M
|
2.9M
$49.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
1.45MNew |
$26.3M - $29.2M
|
1.45M
$24.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
393K+ 837.82% |
$7.13M - $7.92M
|
440K
$7.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
376K+ 37.49% |
$6.81M - $7.57M
|
1.38M
$23.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
231KNew |
$4.19M - $4.65M
|
231K
$3.96M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
201K+ 2363.16% |
$3.64M - $4.05M
|
209K
$3.59M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
148KNew |
$2.68M - $2.98M
|
148K
$2.53M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
142K+ 2462.02% |
$2.57M - $2.85M
|
147K
$2.52M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
98K+ 9797.5% |
$1.78M - $1.97M
|
99K
$1.7M
|
|
|
Feb 16, 2022
Q4 2021
|
Autumn Glory Partners, LLC
|
BUY
|
- |
75.2KNew |
$1.36M - $1.52M
|
75.2K
$1.29M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
72.5KNew |
$1.31M - $1.46M
|
72.5K
$1.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
59.1KNew |
$1.07M - $1.19M
|
59.1K
$1.01M
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
55.5KNew |
$1.01M - $1.12M
|
55.5K
$951K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
51.7KNew |
$938K - $1.04M
|
51.7K
$886K
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
46.8KNew |
$849K - $943K
|
46.8K
$802K
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
37.9KNew |
$687K - $764K
|
37.9K
$650K
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
35.7K+ 35.65% |
$647K - $718K
|
136K
$2.33M
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
32.4KNew |
$588K - $653K
|
32.4K
$556K
|
|
|
Feb 10, 2022
Q4 2021
|
Dakota Wealth Management
|
BUY
|
- |
29.6KNew |
$537K - $596K
|
29.6K
$507K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
23KNew |
$417K - $463K
|
23K
$394K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
21.1K+ 84.4% |
$383K - $425K
|
46.1K
$790K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.5KNew |
$317K - $352K
|
17.5K
$300K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
15.6KNew |
$282K - $313K
|
15.6K
$267K
|
|
|
Feb 01, 2022
Q4 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
15KNew |
$272K - $302K
|
15K
$257K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
14.2KNew |
$257K - $285K
|
14.2K
$243K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
13.9K+ 60.65% |
$253K - $281K
|
36.9K
$633K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.2KNew |
$240K - $267K
|
13.2K
$227K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.2KNew |
$184K - $205K
|
10.2K
$174K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10KNew |
$181K - $202K
|
10K
$171K
|
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
5.5KNew |
$99.8K - $111K
|
5.5K
$94.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.85KNew |
$88K - $97.7K
|
4.85K
$83.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
500New |
$9.07K - $10.1K
|
500
$8.57K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tfg Asset Management Gp LTD
Grand Cayman, E9 |
SELL
|
- |
-150KClosed |
$2.72M - $3.02M
|
0
$0
|