Purchases and Sales Made in Q4 2022 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q4 2022. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
3.19M+ 91.08% |
$41.3M - $45.9M
|
6.69M
$115M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
1.35M+ 333.76% |
$17.4M - $19.4M
|
1.75M
$30M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.1MNew |
$14.2M - $15.8M
|
1.1M
$18.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
992K+ 20.95% |
$12.8M - $14.3M
|
5.73M
$98.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
750KNew |
$9.71M - $10.8M
|
750K
$12.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
625KNew |
$8.08M - $8.99M
|
625K
$10.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
408K+ 495.35% |
$5.28M - $5.87M
|
490K
$8.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
360KNew |
$4.66M - $5.18M
|
360K
$6.17M
|
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
355K+ 78.62% |
$4.6M - $5.12M
|
807K
$13.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
330K+ 6.52% |
$4.27M - $4.76M
|
5.4M
$92.5M
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
324KNew |
$4.2M - $4.67M
|
324K
$5.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
239KNew |
$3.09M - $3.44M
|
239K
$4.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
220K+ 32.51% |
$2.85M - $3.17M
|
898K
$15.4M
|
|
|
Feb 15, 2023
Q4 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
209K+ 9.66% |
$2.7M - $3.01M
|
2.37M
$40.6M
|
|
|
Feb 02, 2023
Q4 2022
|
Private Management Group Inc
|
BUY
|
- |
175KNew |
$2.26M - $2.52M
|
175K
$3M
|
|
|
Feb 14, 2023
Q4 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
110K+ 32.37% |
$1.43M - $1.59M
|
450K
$7.72M
|
|
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
99.4K+ 35.75% |
$1.29M - $1.43M
|
377K
$6.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
97.9KNew |
$1.27M - $1.41M
|
97.9K
$1.68M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
79.9KNew |
$1.03M - $1.15M
|
79.9K
$1.37M
|
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
74.8KNew |
$968K - $1.08M
|
74.8K
$1.28M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
68.3KNew |
$884K - $984K
|
68.3K
$1.17M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
60.3K+ 21.23% |
$780K - $868K
|
344K
$5.9M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
58.8K+ 13.97% |
$761K - $847K
|
480K
$8.22M
|
|
|
Feb 15, 2023
Q4 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
57KNew |
$737K - $820K
|
57K
$976K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
36.6K+ 42.07% |
$474K - $527K
|
124K
$2.12M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
30.2KNew |
$391K - $435K
|
30.2K
$518K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24.7KNew |
$319K - $355K
|
24.7K
$423K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.1K+ 4.58% |
$248K - $276K
|
437K
$7.49M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.2KNew |
$196K - $219K
|
15.2K
$260K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
15K+ 122.79% |
$194K - $216K
|
27.2K
$466K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
12.6KNew |
$163K - $182K
|
12.6K
$216K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
12.3KNew |
$159K - $177K
|
12.3K
$210K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.1KNew |
$156K - $174K
|
12.1K
$207K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11K+ 42.01% |
$142K - $158K
|
37.1K
$635K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.9KNew |
$141K - $157K
|
10.9K
$187K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.6K+ 39.0% |
$137K - $153K
|
37.8K
$648K
|
|
|
Feb 07, 2023
Q4 2022
|
Dakota Wealth Management
|
BUY
|
- |
8.69K+ 26.65% |
$112K - $125K
|
41.3K
$708K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.6K+ 29.12% |
$98.3K - $109K
|
33.7K
$577K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.24K+ 5.16% |
$80.8K - $89.9K
|
127K
$2.18M
|
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
5.88K+ 34.94% |
$76.1K - $84.7K
|
22.7K
$389K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.07KNew |
$13.9K - $15.5K
|
1.07K
$18.4K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
900New |
$11.6K - $13K
|
900
$15.4K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
585+ 3.72% |
$7.57K - $8.42K
|
16.3K
$280K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
250New |
$3.24K - $3.6K
|
250
$4.29K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
248+ 2.21% |
$3.21K - $3.57K
|
11.5K
$197K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
69+ 26.74% |
$893 - $994
|
327
$5.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
28+ 2.07% |
$362 - $403
|
1.38K
$23.6K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
20New |
$259 - $288
|
20
$343
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-472- 2.54% |
$6.11K - $6.8K
|
18.1K
$311K
|