Purchases and Sales Made in Q4 2023 in Black Rock Esg Capital Allocation Trust (ECAT)
This table provides information about the institutional ownership of Black Rock Esg Capital Allocation Trust (ECAT) during Q4 2023. The information is specifically focused on institutions that hold shares of BlackRock ESG Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
8.71M+ 56.81% |
$122M - $143M
|
24M
$403M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.18MNew |
$16.5M - $19.3M
|
1.18M
$19.7M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
537K+ 21.05% |
$7.55M - $8.82M
|
3.09M
$51.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
323K+ 74.16% |
$4.54M - $5.31M
|
760K
$12.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
302KNew |
$4.24M - $4.96M
|
302K
$5.07M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
160K+ 8.18% |
$2.24M - $2.62M
|
2.11M
$35.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
140K+ 37.61% |
$1.97M - $2.3M
|
512K
$8.59M
|
|
|
Feb 08, 2024
Q4 2023
|
Apexium Financial, LP
|
BUY
|
- |
100KNew |
$1.4M - $1.64M
|
100K
$1.68M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
93K+ 21.99% |
$1.31M - $1.53M
|
516K
$8.66M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
54.6K+ 239.46% |
$766K - $896K
|
77.3K
$1.3M
|
|
|
Feb 01, 2024
Q4 2023
|
Fountainhead Am, LLC
Warren, NJ |
BUY
|
- |
35.4K+ 206.5% |
$496K - $580K
|
52.5K
$880K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
27K+ 5.21% |
$379K - $444K
|
545K
$9.14M
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.1KNew |
$324K - $379K
|
23.1K
$387K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
22.5KNew |
$316K - $369K
|
22.5K
$377K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.9K+ 26.09% |
$279K - $326K
|
95.9K
$1.61M
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
19.3K+ 21.65% |
$271K - $317K
|
109K
$1.82M
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
16.8KNew |
$236K - $276K
|
16.8K
$282K
|
|
|
Feb 07, 2024
Q4 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
16.7KNew |
$235K - $275K
|
16.7K
$281K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.8K+ 36.82% |
$193K - $226K
|
51.1K
$858K
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
9.5K+ 25.42% |
$133K - $156K
|
46.9K
$786K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.16K+ 65.92% |
$129K - $150K
|
23.1K
$387K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
6.06KNew |
$85.1K - $99.5K
|
6.06K
$102K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5.88K+ 29375.0% |
$82.5K - $96.5K
|
5.9K
$98.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.11K+ 14.0% |
$71.8K - $83.9K
|
41.6K
$698K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.03K+ 10.7% |
$56.6K - $66.2K
|
41.7K
$700K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.03K+ 24.25% |
$42.5K - $49.7K
|
15.5K
$260K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
2K+ 6.28% |
$28.1K - $32.8K
|
33.8K
$567K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
1.69KNew |
$23.7K - $27.7K
|
1.69K
$28.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.58K+ 791.0% |
$22.2K - $26K
|
1.78K
$29.9K
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
825New |
$11.6K - $13.5K
|
825
$13.8K
|
|
|
Jan 25, 2024
Q4 2023
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
646+ 0.45% |
$9.07K - $10.6K
|
146K
$2.44M
|
|
|
Feb 01, 2024
Q4 2023
|
Bfsg, LLC
|
BUY
|
- |
490New |
$6.88K - $8.05K
|
490
$8.22K
|
|
|
Jun 25, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
382+ 0.58% |
$5.36K - $6.27K
|
65.8K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
306+ 2.48% |
$4.3K - $5.02K
|
12.7K
$212K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
250New |
$3.51K - $4.11K
|
250
$4.19K
|
|
|
Jan 30, 2024
Q4 2023
|
Dakota Wealth Management
|
BUY
|
- |
235+ 0.58% |
$3.3K - $3.86K
|
40.8K
$685K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
34+ 0.28% |
$477 - $558
|
12.3K
$206K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-4- 0.37% |
$56.2 - $65.7
|
1.07K
$17.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-557- 16.95% |
$7.82K - $9.15K
|
2.73K
$45.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-655- 3.33% |
$9.2K - $10.8K
|
19K
$319K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-700- 4.68% |
$9.83K - $11.5K
|
14.3K
$239K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-860- 3.29% |
$12.1K - $14.1K
|
25.3K
$423K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-1.02K- 1.74% |
$14.3K - $16.7K
|
57.7K
$968K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.36K- 1.46% |
$19.1K - $22.4K
|
92.2K
$1.55M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.7K- 3.91% |
$23.9K - $27.9K
|
41.8K
$701K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.77K- 8.15% |
$38.8K - $45.4K
|
31.2K
$523K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.87K- 2.27% |
$40.3K - $47.1K
|
123K
$2.07M
|
|
|
Feb 01, 2024
Q4 2023
|
Private Management Group Inc
|
SELL
|
- |
-3.68K- 1.68% |
$51.7K - $60.5K
|
216K
$3.62M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4.08K- 8.44% |
$57.2K - $66.9K
|
44.2K
$742K
|