Latest Institutional Transactions on Eagle Point Credit CO Inc. (ECC)
This table provides information on the latest institutional transactions involving Eagle Point Credit CO Inc. (ECC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2021
Q2 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-16Closed |
$194 - $230
|
0
$0
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.5KNew |
$18.2K - $21.6K
|
1.5K
$13.3K
|
|
| Q1 2021 | |||||||
|
Apr 14, 2021
Q1 2021
|
Gleason Group, Inc.
|
SELL
|
- |
-1.65KClosed |
$16.7K - $19.8K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 17, 2021
Q4 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-138KClosed |
$1.03M - $1.44M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-146KClosed |
$1.09M - $1.53M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Pacific Asset Management LLC
|
BUY
|
- |
1.91KNew |
$14.2K - $19.9K
|
1.91K
$16.9K
|
|
|
Jan 27, 2021
Q4 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-12.3KClosed |
$92K - $129K
|
0
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
10.5KNew |
$78.5K - $110K
|
10.5K
$93.2K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-200Closed |
$1.39K - $1.72K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-937Closed |
$6.5K - $8.08K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-18.7KClosed |
$94.3K - $155K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
750New |
$3.79K - $6.23K
|
750
$6.66K
|
|
|
Aug 05, 2020
Q2 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-11.3KClosed |
$57.2K - $93.9K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Claybrook Capital, LLC
|
SELL
|
- |
-45.1KClosed |
$228K - $375K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-750Closed |
$3.79K - $6.23K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-69KClosed |
$353K - $1.1M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-210KClosed |
$1.07M - $3.33M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-34.5KClosed |
$176K - $548K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12.2KClosed |
$62.3K - $194K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-75KClosed |
$383K - $1.19M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Penn Mutual Asset Management, LLC
Horsham, PA |
SELL
|
- |
-28.1KClosed |
$396K - $481K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-2.57KClosed |
$36.1K - $43.9K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-500Closed |
$7.04K - $8.55K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.68KClosed |
$37.7K - $45.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-33.6KClosed |
$503K - $651K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-220KClosed |
$3.29M - $4.26M
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-250Closed |
$3.74K - $4.85K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Cutler Group LP
|
SELL
|
- |
-3.3KClosed |
$49.4K - $64K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-123Closed |
$2.07K - $2.21K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-40KClosed |
$576K - $700K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-48.1KClosed |
$694K - $842K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Shaker Financial Services, LLC
|
SELL
|
- |
-43.9KClosed |
$632K - $767K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-19.8KClosed |
$258K - $359K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-50.4KClosed |
$655K - $912K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Mar 24, 2023
Q2 2018
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
400New |
$7.16K - $7.58K
|
400
$3.55K
|
|
|
Aug 15, 2018
Q2 2018
|
Focused Wealth Management, Inc
|
SELL
|
- |
-380Closed |
$6.8K - $7.2K
|
0
$0
|
|