Purchases and Sales Made in Q3 2021 in Eagle Point Credit CO Inc. (ECC)
This table provides information about the institutional ownership of Eagle Point Credit CO Inc. (ECC) during Q3 2021. The information is specifically focused on institutions that hold shares of Eagle Point Credit Co Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
239KNew |
$3.05M - $3.45M
|
239K
$1.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
81.2KNew |
$1.03M - $1.17M
|
81.2K
$643K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
71.2K+ 51.88% |
$907K - $1.03M
|
208K
$1.65M
|
|
|
Oct 25, 2021
Q3 2021
|
Cadent Capital Advisors, LLC
|
BUY
|
- |
65.3K+ 12.25% |
$831K - $940K
|
599K
$4.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
35K+ 70.0% |
$446K - $504K
|
85K
$673K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11.6KNew |
$148K - $167K
|
11.6K
$91.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.14K+ 15.65% |
$116K - $132K
|
67.5K
$535K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.73K+ 96.0% |
$111K - $126K
|
17.8K
$141K
|
|
|
Nov 05, 2021
Q3 2021
|
Pendal Group LTD
|
BUY
|
- |
7.14K+ 7.87% |
$90.9K - $103K
|
97.9K
$775K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.49K+ 11.4% |
$57.2K - $64.7K
|
43.9K
$348K
|
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
3.72K+ 14.47% |
$47.3K - $53.5K
|
29.4K
$233K
|
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
BUY
|
- |
1.97K+ 4.43% |
$25.1K - $28.4K
|
46.5K
$369K
|
|
|
Nov 10, 2021
Q3 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
1.5K+ 14.1% |
$19.1K - $21.6K
|
12.1K
$96.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
975+ 0.38% |
$12.4K - $14K
|
256K
$2.02M
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
708New |
$9.01K - $10.2K
|
708
$5.61K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
675+ 2.9% |
$8.59K - $9.72K
|
23.9K
$190K
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
BUY
|
- |
500New |
$6.37K - $7.2K
|
500
$3.96K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
304+ 4.89% |
$3.87K - $4.38K
|
6.52K
$51.7K
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
169+ 1.08% |
$2.15K - $2.43K
|
15.8K
$125K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
4+ 2.23% |
$50.9 - $57.6
|
183
$1.45K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-200- 29.59% |
$2.55K - $2.88K
|
476
$3.77K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-500- 6.93% |
$6.37K - $7.2K
|
6.72K
$53.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.04K- 17.66% |
$13.2K - $15K
|
4.85K
$38.4K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.33K- 26.52% |
$16.9K - $19.1K
|
3.67K
$29.1K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-2.56K- 3.92% |
$32.6K - $36.8K
|
62.7K
$497K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.93KClosed |
$37.3K - $42.2K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.68K- 6.86% |
$46.9K - $53K
|
50K
$396K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.83K- 5.42% |
$48.7K - $55.1K
|
66.8K
$529K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-7.13KClosed |
$90.7K - $103K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.66K- 9.58% |
$110K - $125K
|
81.7K
$647K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-22.4K- 53.28% |
$286K - $323K
|
19.7K
$156K
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-45.2K- 74.1% |
$575K - $651K
|
15.8K
$125K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-52.8K- 34.27% |
$672K - $761K
|
101K
$802K
|
|
|
Nov 15, 2021
Q3 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-867K- 86.86% |
$11M - $12.5M
|
131K
$1.04M
|