Purchases and Sales Made in Q1 2023 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2023
Q1 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
73.1K+ 725.22% |
$2.65M - $2.92M
|
83.1K
$4.65M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
39.7K+ 5.02% |
$1.44M - $1.58M
|
830K
$46.4M
|
|
|
May 01, 2023
Q1 2023
|
Omni Star Financial Group, Inc.
|
BUY
|
- |
35.5KNew |
$1.29M - $1.42M
|
35.5K
$1.98M
|
|
|
May 12, 2023
Q1 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
24.6K+ 65.13% |
$891K - $981K
|
62.3K
$3.48M
|
|
|
May 10, 2023
Q1 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
20.2K+ 12.68% |
$731K - $805K
|
179K
$10M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.9KNew |
$540K - $594K
|
14.9K
$833K
|
|
|
May 05, 2023
Q1 2023
|
R. W. Roge & Company, Inc.
Bohemia, NY |
BUY
|
- |
10.8KNew |
$391K - $431K
|
10.8K
$603K
|
|
|
May 15, 2023
Q1 2023
|
Zurich Insurance Group LTD
Zurich, V8 |
BUY
|
- |
6.24K+ 52.44% |
$226K - $249K
|
18.1K
$1.01M
|
|
|
Apr 18, 2023
Q1 2023
|
Marshall Financial Group LLC
|
BUY
|
- |
6.12KNew |
$222K - $244K
|
6.12K
$342K
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
5.96K+ 25.2% |
$216K - $238K
|
29.6K
$1.65M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
5.96K+ 25.2% |
$216K - $238K
|
29.6K
$1.65M
|
|
|
May 09, 2023
Q1 2023
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
5.85K+ 20.31% |
$212K - $234K
|
34.7K
$1.94M
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5.63KNew |
$204K - $225K
|
5.63K
$315K
|
|
|
Apr 12, 2023
Q1 2023
|
Brave Asset Management Inc
|
BUY
|
- |
5.11KNew |
$185K - $204K
|
5.11K
$286K
|
|
|
Apr 06, 2023
Q1 2023
|
Veracity Capital LLC
|
BUY
|
- |
2.99K+ 23.78% |
$108K - $119K
|
15.5K
$869K
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
2.78KNew |
$101K - $111K
|
2.78K
$156K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.69K+ 56.38% |
$97.6K - $107K
|
7.47K
$417K
|
|
|
May 04, 2023
Q1 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
2.41K+ 8.9% |
$87.5K - $96.4K
|
29.5K
$1.65M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
1.62KNew |
$58.9K - $64.8K
|
1.62K
$90.8K
|
|
|
May 11, 2023
Q1 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
1.6K+ 16.56% |
$57.9K - $63.7K
|
11.2K
$628K
|
|
|
May 11, 2023
Q1 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
1.5K+ 20.53% |
$54.2K - $59.7K
|
8.78K
$491K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.4K+ 7.1% |
$50.8K - $55.9K
|
21.1K
$1.18M
|
|
|
May 15, 2023
Q1 2023
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
1.36K+ 1.3% |
$49.3K - $54.3K
|
106K
$5.93M
|
|
|
May 04, 2023
Q1 2023
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
622+ 2.91% |
$22.6K - $24.8K
|
22K
$1.23M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
536+ 3.45% |
$19.4K - $21.4K
|
16.1K
$898K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
440+ 1.33% |
$16K - $17.6K
|
33.6K
$1.88M
|
|
|
May 04, 2023
Q1 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
BUY
|
- |
322+ 5.78% |
$11.7K - $12.9K
|
5.89K
$329K
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
215New |
$7.8K - $8.58K
|
215
$12K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
125+ 2.66% |
$4.53K - $4.99K
|
4.83K
$270K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
57New |
$2.07K - $2.28K
|
57
$3.19K
|
|
|
Apr 28, 2023
Q1 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
39+ 0.33% |
$1.41K - $1.56K
|
11.8K
$657K
|
|
|
May 09, 2023
Q1 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
33+ 0.41% |
$1.2K - $1.32K
|
8.1K
$453K
|
|
|
Apr 27, 2023
Q1 2023
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
31+ 0.16% |
$1.12K - $1.24K
|
19.6K
$1.1M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
16New |
$580 - $639
|
16
$895
|
|
|
Apr 06, 2023
Q1 2023
|
Single Point Partners, LLC
|
BUY
|
- |
15+ 0.17% |
$544 - $599
|
8.59K
$480K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-46- 0.29% |
$1.67K - $1.84K
|
15.6K
$871K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-80- 0.31% |
$2.9K - $3.19K
|
25.9K
$1.45M
|
|
|
May 05, 2023
Q1 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
SELL
|
- |
-318- 2.15% |
$11.5K - $12.7K
|
14.5K
$809K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-329- 1.83% |
$11.9K - $13.1K
|
17.6K
$986K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-356- 29.49% |
$12.9K - $14.2K
|
851
$47.6K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-531- 2.5% |
$19.3K - $21.2K
|
20.7K
$1.16M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.6K- 20.69% |
$58.1K - $64K
|
6.14K
$343K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.73K- 68.93% |
$62.6K - $68.9K
|
778
$43.5K
|
|
|
May 15, 2023
Q1 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-2.66K- 24.35% |
$96.3K - $106K
|
8.25K
$461K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.31K- 18.88% |
$120K - $132K
|
14.2K
$795K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.64K- 79.66% |
$132K - $145K
|
930
$52K
|
|
|
May 15, 2023
Q1 2023
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-6.01K- 8.82% |
$218K - $240K
|
62.2K
$3.47M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.1K- 22.48% |
$221K - $244K
|
21K
$1.18M
|
|
|
Jul 22, 2024
Q1 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-6.36K- 31.29% |
$231K - $254K
|
14K
$781K
|