Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-665- 4.08% |
$27.5K - $29.6K
|
15.6K
$875K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-827- 2.41% |
$34.1K - $36.8K
|
33.5K
$1.87M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-925- 4.28% |
$38.2K - $41.2K
|
20.7K
$1.16M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.03K- 89.21% |
$42.7K - $46.1K
|
125
$6.99K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-1.15K- 1.62% |
$47.5K - $51.3K
|
69.8K
$3.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.24K- 20.57% |
$51.3K - $55.4K
|
4.8K
$268K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.79K- 13.93% |
$73.8K - $79.7K
|
11K
$618K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.06K- 81.39% |
$168K - $181K
|
929
$51.9K
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-4.11K- 10.83% |
$170K - $183K
|
33.8K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-4.66K- 27.83% |
$193K - $208K
|
12.1K
$676K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.02K- 19.42% |
$207K - $224K
|
20.8K
$1.17M
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-10.6K- 22.51% |
$440K - $474K
|
36.7K
$2.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-13.3K- 19.99% |
$550K - $594K
|
53.3K
$2.98M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14K- 8.14% |
$578K - $623K
|
158K
$8.83M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-30.8K- 86.11% |
$1.27M - $1.37M
|
4.97K
$278K
|
|
|
Nov 13, 2023
Q3 2023
|
Retirement Capital Strategies
|
SELL
|
- |
-50K- 28.85% |
$2.06M - $2.23M
|
123K
$6.89M
|