Purchases and Sales Made in Q4 2022 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
136K+ 41.6% |
$4.64M - $5.3M
|
462K
$26.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
127KNew |
$4.34M - $4.96M
|
127K
$7.38M
|
|
|
Feb 07, 2023
Q4 2022
|
Retirement Capital Strategies
|
BUY
|
- |
95.3KNew |
$3.26M - $3.73M
|
95.3K
$5.54M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
50.7KNew |
$1.74M - $1.98M
|
50.7K
$2.95M
|
|
|
Feb 09, 2023
Q4 2022
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
34.2K+ 27.42% |
$1.17M - $1.34M
|
159K
$9.25M
|
|
|
Jan 26, 2023
Q4 2022
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
27.1KNew |
$929K - $1.06M
|
27.1K
$1.58M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
20.4K+ 2.64% |
$697K - $796K
|
791K
$46M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
19.7KNew |
$675K - $771K
|
19.7K
$1.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18KNew |
$615K - $702K
|
18K
$1.05M
|
|
|
Feb 27, 2023
Q4 2022
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
14KNew |
$480K - $549K
|
14K
$817K
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14K+ 145.37% |
$479K - $547K
|
23.6K
$1.37M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14K+ 145.37% |
$479K - $547K
|
23.6K
$1.37M
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
13.1K+ 93.41% |
$448K - $512K
|
27.1K
$1.58M
|
|
|
Jan 17, 2023
Q4 2022
|
Veracity Capital LLC
|
BUY
|
- |
12.6KNew |
$430K - $491K
|
12.6K
$730K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.2K+ 186.59% |
$348K - $398K
|
15.6K
$909K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9.35K+ 1855.56% |
$320K - $366K
|
9.86K
$573K
|
|
|
Feb 08, 2023
Q4 2022
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
7.43K+ 100.88% |
$254K - $290K
|
14.8K
$860K
|
|
|
Feb 14, 2023
Q4 2022
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
7.28KNew |
$249K - $285K
|
7.28K
$424K
|
|
|
Jan 11, 2023
Q4 2022
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
5.99KNew |
$205K - $234K
|
5.99K
$349K
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
5.81K+ 18.18% |
$199K - $227K
|
37.7K
$2.2M
|
|
|
Jan 27, 2023
Q4 2022
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
BUY
|
- |
5.57KNew |
$191K - $218K
|
5.57K
$324K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.95K+ 629.35% |
$135K - $154K
|
4.57K
$266K
|
|
|
Feb 13, 2023
Q4 2022
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
3.83K+ 15.32% |
$131K - $150K
|
28.8K
$1.68M
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
1.98KNew |
$67.8K - $77.4K
|
1.98K
$115K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.6K+ 6.54% |
$54.6K - $62.4K
|
26K
$1.51M
|
|
|
Jan 31, 2023
Q4 2022
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.58K+ 8.81% |
$54.2K - $61.9K
|
19.6K
$1.14M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.35K+ 8.35% |
$46.2K - $52.8K
|
17.5K
$1.02M
|
|
|
Feb 13, 2023
Q4 2022
|
Blue Edge Capital, LLC
Richmond, VA |
BUY
|
- |
1.35K+ 2.02% |
$46.1K - $52.7K
|
68.2K
$3.96M
|
|
|
Feb 09, 2023
Q4 2022
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
1.09K+ 14.95% |
$37.3K - $42.6K
|
8.39K
$488K
|
|
|
Jan 17, 2023
Q4 2022
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
908New |
$31.1K - $35.5K
|
908
$52.8K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
770+ 19.56% |
$26.3K - $30.1K
|
4.71K
$274K
|
|
|
Feb 01, 2023
Q4 2022
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
255+ 2.23% |
$8.73K - $9.97K
|
11.7K
$681K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
126+ 300.0% |
$4.31K - $4.93K
|
168
$9.77K
|
|
|
Jan 13, 2023
Q4 2022
|
Adirondack Trust CO
|
BUY
|
- |
100New |
$3.42K - $3.91K
|
100
$5.82K
|
|
|
Feb 14, 2023
Q4 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
50+ 0.52% |
$1.71K - $1.95K
|
9.64K
$561K
|
|
|
Feb 13, 2023
Q4 2022
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
38+ 0.47% |
$1.3K - $1.49K
|
8.07K
$469K
|
|
|
Jan 10, 2023
Q4 2022
|
Single Point Partners, LLC
|
BUY
|
- |
20+ 0.23% |
$684 - $782
|
8.58K
$499K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
13+ 1.13% |
$445 - $508
|
1.16K
$67.4K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
SELL
|
- |
-131- 10.12% |
$4.48K - $5.12K
|
1.16K
$67.7K
|
|
|
Jan 13, 2023
Q4 2022
|
Gofen & Glossberg LLC
|
SELL
|
- |
-190- 0.37% |
$6.5K - $7.43K
|
50.7K
$2.95M
|
|
|
Feb 14, 2023
Q4 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-297- 2.65% |
$10.2K - $11.6K
|
10.9K
$634K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-322- 11.39% |
$11K - $12.6K
|
2.5K
$146K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-475- 2.19% |
$16.3K - $18.6K
|
21.2K
$1.24M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-763- 2.25% |
$26.1K - $29.8K
|
33.1K
$1.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-1K- 6.17% |
$34.2K - $39.1K
|
15.2K
$884K
|
|
|
Feb 14, 2023
Q4 2022
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-1K- 7.75% |
$34.2K - $39.1K
|
11.9K
$692K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.87K- 19.42% |
$63.9K - $72.9K
|
7.74K
$450K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.37K- 9.9% |
$80.9K - $92.4K
|
21.5K
$1.25M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.13K- 16.77% |
$107K - $122K
|
15.5K
$903K
|