Purchases and Sales Made in Q4 2023 in Spdr Ser Tr Spdr S&P 500 Esg E (EFIV)
This table provides information about the institutional ownership of Spdr Ser Tr Spdr S&P 500 Esg E (EFIV) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR SPDR S&P 500 ESG E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Retirement Capital Strategies
|
BUY
|
- |
587K+ 476.46% |
$23.5M - $27.2M
|
711K
$39.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
228KNew |
$9.12M - $10.6M
|
228K
$12.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
51.1K+ 22.04% |
$2.04M - $2.37M
|
283K
$15.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Financial Services Advisory Inc
|
BUY
|
- |
50.9KNew |
$2.04M - $2.36M
|
50.9K
$2.85M
|
|
|
May 07, 2024
Q4 2023
|
Seeds Investor LLC
New York, NY |
BUY
|
- |
42.1KNew |
$1.68M - $1.95M
|
42.1K
$2.35M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
20.6K+ 11.24% |
$825K - $954K
|
204K
$11.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
20.5KNew |
$819K - $948K
|
20.5K
$1.14M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
16.7KNew |
$667K - $772K
|
16.7K
$932K
|
|
|
Feb 15, 2024
Q4 2023
|
Blue Edge Capital, LLC
Richmond, VA |
BUY
|
- |
15.9K+ 25.99% |
$636K - $736K
|
77.1K
$4.31M
|
|
|
Feb 12, 2024
Q4 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
15.7K+ 4.45% |
$626K - $725K
|
367K
$20.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.3K+ 308.19% |
$612K - $709K
|
20.3K
$1.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
14.9K+ 106.15% |
$594K - $688K
|
28.9K
$1.61M
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
13.5KNew |
$540K - $625K
|
13.5K
$755K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.2K+ 57.53% |
$448K - $518K
|
30.7K
$1.71M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
10.8K+ 148.79% |
$431K - $499K
|
18K
$1.01M
|
|
|
Feb 13, 2024
Q4 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
9.86K+ 12.69% |
$394K - $456K
|
87.5K
$4.89M
|
|
|
Feb 21, 2024
Q4 2023
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
8.14KNew |
$325K - $377K
|
8.14K
$455K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
7.19KNew |
$288K - $333K
|
7.19K
$402K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.93K+ 79.93% |
$277K - $321K
|
15.6K
$872K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.72KNew |
$269K - $311K
|
6.72K
$376K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
5.5KNew |
$220K - $255K
|
5.5K
$308K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5.22K+ 21.14% |
$209K - $242K
|
29.9K
$1.67M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.21K+ 298.05% |
$128K - $149K
|
4.29K
$240K
|
|
|
Feb 08, 2024
Q4 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
2.56K+ 14.38% |
$102K - $119K
|
20.4K
$1.14M
|
|
|
Feb 07, 2024
Q4 2023
|
Hills Bank & Trust CO
|
BUY
|
- |
2.37KNew |
$94.6K - $110K
|
2.37K
$132K
|
|
|
Feb 07, 2024
Q4 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
2.36K+ 8.39% |
$94.5K - $109K
|
30.5K
$1.71M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.44K+ 4.7% |
$57.4K - $66.5K
|
32K
$1.79M
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
980+ 2.67% |
$39.2K - $45.4K
|
37.6K
$2.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
861+ 17.57% |
$34.4K - $39.9K
|
5.76K
$322K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
615New |
$24.6K - $28.5K
|
615
$34.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Zurich Insurance Group LTD
Zurich, V8 |
BUY
|
- |
420+ 3.47% |
$16.8K - $19.4K
|
12.5K
$700K
|
|
|
Feb 01, 2024
Q4 2023
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
200+ 0.56% |
$8K - $9.26K
|
36K
$2.01M
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
109New |
$4.36K - $5.05K
|
109
$6.09K
|
|
|
Mar 19, 2024
Q4 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
69+ 0.58% |
$2.76K - $3.19K
|
11.9K
$665K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
53+ 42.4% |
$2.12K - $2.45K
|
178
$9.95K
|
|
|
Jan 23, 2024
Q4 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
BUY
|
- |
40+ 0.66% |
$1.6K - $1.85K
|
6.07K
$339K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
32+ 0.06% |
$1.28K - $1.48K
|
50.8K
$2.84M
|
|
|
Feb 12, 2024
Q4 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
31+ 0.38% |
$1.24K - $1.44K
|
8.19K
$458K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
17+ 1.66% |
$680 - $787
|
1.04K
$58.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
17+ 1.66% |
$680 - $787
|
1.04K
$58.2K
|
|
|
Jan 11, 2024
Q4 2023
|
Single Point Partners, LLC
|
BUY
|
- |
15+ 0.17% |
$600 - $695
|
8.77K
$490K
|
|
|
Jan 22, 2024
Q4 2023
|
Veracity Capital LLC
|
BUY
|
- |
13+ 0.08% |
$520 - $602
|
16K
$893K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
11+ 0.35% |
$440 - $509
|
3.18K
$178K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 0.03% |
$40 - $46.3
|
2.96K
$166K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-90- 53.57% |
$3.6K - $4.17K
|
78
$4.36K
|
|
|
Feb 09, 2024
Q4 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-99- 0.81% |
$3.96K - $4.58K
|
12.1K
$677K
|
|
|
Jan 26, 2024
Q4 2023
|
R. W. Roge & Company, Inc.
Bohemia, NY |
SELL
|
- |
-105- 1.03% |
$4.2K - $4.86K
|
10K
$561K
|
|
|
Feb 09, 2024
Q4 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-213- 2.28% |
$8.52K - $9.86K
|
9.13K
$511K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-330- 35.52% |
$13.2K - $15.3K
|
599
$33.5K
|