Purchases and Sales Made in Q3 2021 in Eaton Vance Senior Floating Rate Trust (EFR)
This table provides information about the institutional ownership of Eaton Vance Senior Floating Rate Trust (EFR) during Q3 2021. The information is specifically focused on institutions that hold shares of EATON VANCE SENIOR FLOATING RATE TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
779KNew |
$10.7M - $11.6M
|
779K
$10.1M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
477KNew |
$6.58M - $7.13M
|
477K
$6.19M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
64.9K+ 623.0% |
$895K - $970K
|
75.3K
$977K
|
|
Oct 18, 2021
Q3 2021
|
Geneva Partners, LLC
|
BUY
|
- |
54.8K+ 101.82% |
$756K - $819K
|
109K
$1.41M
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
49.9K+ 11.84% |
$688K - $746K
|
471K
$6.11M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
42.4K+ 9.69% |
$585K - $634K
|
480K
$6.23M
|
|
Nov 10, 2021
Q3 2021
|
Marble Harbor Investment Counsel, LLC
Boston, MA |
BUY
|
- |
40.1K+ 7.9% |
$552K - $598K
|
547K
$7.1M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
35.4K+ 21.55% |
$488K - $528K
|
199K
$2.59M
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
30.4KNew |
$420K - $455K
|
30.4K
$395K
|
|
Nov 05, 2021
Q3 2021
|
Shorepoint Capital Partners LLC
Norwood, MA |
BUY
|
- |
21KNew |
$290K - $314K
|
21K
$272K
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.6KNew |
$243K - $264K
|
17.6K
$229K
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.2KNew |
$155K - $167K
|
11.2K
$145K
|
|
Nov 09, 2021
Q3 2021
|
Jtc Employer Solutions Trustee LTD
|
BUY
|
- |
7KNew |
$96.5K - $105K
|
7K
$90.8K
|
|
Nov 10, 2021
Q3 2021
|
White Pine Capital LLC
Golden Valley, MN |
BUY
|
- |
6.5K+ 1.6% |
$89.6K - $97.1K
|
412K
$5.35M
|
|
Nov 05, 2021
Q3 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
6K+ 20.98% |
$82.7K - $89.6K
|
34.6K
$449K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.46KNew |
$33.9K - $36.7K
|
2.46K
$31.9K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.26K+ 3.53% |
$31.1K - $33.7K
|
66.1K
$858K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.09K+ 18.66% |
$28.8K - $31.2K
|
13.3K
$172K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.53K+ 3.19% |
$21.1K - $22.8K
|
49.4K
$641K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
350+ 7.87% |
$4.83K - $5.23K
|
4.8K
$62.3K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
9+ 0.05% |
$124 - $134
|
18.8K
$244K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Garner Asset Management Corp
|
SELL
|
- |
-28- 0.05% |
$386 - $418
|
53.5K
$694K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-170- 0.69% |
$2.34K - $2.54K
|
24.3K
$315K
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-226- 2.16% |
$3.12K - $3.38K
|
10.2K
$133K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-340- 1.97% |
$4.69K - $5.08K
|
16.9K
$220K
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-425- 1.3% |
$5.86K - $6.35K
|
32.3K
$419K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-450- 12.0% |
$6.21K - $6.72K
|
3.3K
$42.8K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-519- 4.2% |
$7.16K - $7.75K
|
11.8K
$153K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-756Closed |
$10.4K - $11.3K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Addison Advisors LLC
|
SELL
|
- |
-900- 16.52% |
$12.4K - $13.4K
|
4.55K
$59K
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-1.4K- 24.56% |
$19.3K - $20.9K
|
4.3K
$55.8K
|
|
Nov 15, 2021
Q3 2021
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-2.03K- 8.99% |
$28K - $30.3K
|
20.5K
$266K
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.4K- 2.73% |
$33.1K - $35.9K
|
85.5K
$1.11M
|
|
Nov 04, 2021
Q3 2021
|
Quilter PLC
|
SELL
|
- |
-2.43K- 7.45% |
$33.6K - $36.4K
|
30.2K
$392K
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-2.47K- 11.98% |
$34.1K - $36.9K
|
18.2K
$235K
|
|
Oct 28, 2021
Q3 2021
|
Belmont Capital, LLC
|
SELL
|
- |
-2.73K- 71.62% |
$37.6K - $40.7K
|
1.08K
$14K
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-4KClosed |
$55.2K - $59.8K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-5.45K- 10.03% |
$75.2K - $81.4K
|
48.9K
$634K
|
|
Nov 12, 2021
Q3 2021
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-10.2K- 40.65% |
$141K - $153K
|
14.9K
$194K
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-11.3KClosed |
$155K - $168K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.4K- 49.24% |
$158K - $171K
|
11.8K
$153K
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-11.5KClosed |
$159K - $172K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-13.3KClosed |
$184K - $199K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-15.4K- 55.97% |
$212K - $229K
|
12.1K
$157K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-15.7KClosed |
$216K - $234K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-19.1KClosed |
$264K - $286K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-24K- 8.73% |
$331K - $359K
|
251K
$3.26M
|
|
Nov 05, 2021
Q3 2021
|
Rock Point Advisors, LLC
Burlington, VT |
SELL
|
- |
-26.5KClosed |
$365K - $396K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-29.8K- 8.35% |
$410K - $445K
|
327K
$4.24M
|