Purchases and Sales Made in Q3 2021 in Clear Bridge Energy Midstream Opportunity Fund Inc. (EMO)
This table provides information about the institutional ownership of Clear Bridge Energy Midstream Opportunity Fund Inc. (EMO) during Q3 2021. The information is specifically focused on institutions that hold shares of ClearBridge Energy Midstream Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
496KNew |
$9.87M - $11.7M
|
496K
$22.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
70.7K+ 37.28% |
$1.4M - $1.67M
|
260K
$12M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
52.9K+ 105.6% |
$1.05M - $1.25M
|
103K
$4.74M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37K+ 18.02% |
$736K - $874K
|
242K
$11.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
27.9KNew |
$555K - $658K
|
27.9K
$1.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.9K+ 13.05% |
$395K - $469K
|
172K
$7.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
17.4K+ 12.46% |
$346K - $411K
|
157K
$7.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
14.5K+ 3.13% |
$287K - $341K
|
477K
$21.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
11.5K+ 3.89% |
$229K - $271K
|
307K
$14.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.17KNew |
$182K - $217K
|
9.17K
$422K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.47K+ 31.06% |
$129K - $153K
|
27.3K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
5K+ 19.3% |
$99.4K - $118K
|
30.9K
$1.42M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.57KNew |
$90.9K - $108K
|
4.57K
$210K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.52K+ 27.28% |
$70K - $83.1K
|
16.4K
$755K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.7K+ 12.29% |
$53.6K - $63.6K
|
24.7K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.32K+ 6.22% |
$46.2K - $54.8K
|
39.7K
$1.82M
|
|
|
Nov 04, 2021
Q3 2021
|
Platform Technology Partners
|
BUY
|
- |
597+ 2.46% |
$11.9K - $14.1K
|
24.9K
$1.14M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
526+ 2.51% |
$10.5K - $12.4K
|
21.5K
$989K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
438+ 4.83% |
$8.71K - $10.3K
|
9.51K
$437K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
153New |
$3.04K - $3.61K
|
153
$7.03K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
5+ 1.82% |
$99.4 - $118
|
280
$12.9K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
3+ 1.96% |
$59.6 - $70.8
|
156
$7.17K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-173Closed |
$3.44K - $4.08K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-190- 95.0% |
$3.78K - $4.48K
|
10
$460
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-251- 1.29% |
$4.99K - $5.92K
|
19.2K
$881K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-276Closed |
$5.49K - $6.51K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-326- 31.59% |
$6.48K - $7.69K
|
706
$32.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-592- 0.85% |
$11.8K - $14K
|
69.1K
$3.18M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1K- 28.57% |
$19.9K - $23.6K
|
2.5K
$115K
|
|
|
Oct 29, 2021
Q3 2021
|
Terril Brothers, Inc.
|
SELL
|
- |
-1.04K- 1.16% |
$20.8K - $24.6K
|
89.1K
$4.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-1.21K- 5.21% |
$24K - $28.5K
|
22K
$1.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.42K- 2.38% |
$28.3K - $33.6K
|
58.3K
$2.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.79K- 28.03% |
$95.2K - $113K
|
12.3K
$565K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.58K- 11.56% |
$131K - $155K
|
50.3K
$2.31M
|
|
|
Nov 05, 2021
Q3 2021
|
Rock Point Advisors, LLC
Burlington, VT |
SELL
|
- |
-7.11K- 8.34% |
$141K - $168K
|
78.1K
$3.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.02K- 15.27% |
$179K - $213K
|
50K
$2.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-13.5K- 14.32% |
$268K - $318K
|
80.5K
$3.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.2K- 34.17% |
$322K - $382K
|
31.2K
$1.44M
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-18K- 2.29% |
$357K - $424K
|
769K
$35.3M
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-18.4K- 6.22% |
$365K - $434K
|
277K
$12.7M
|
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-22.5KClosed |
$447K - $530K
|
0
$0
|