Purchases and Sales Made in Q3 2023 in Clear Bridge Energy Midstream Opportunity Fund Inc. (EMO)
This table provides information about the institutional ownership of Clear Bridge Energy Midstream Opportunity Fund Inc. (EMO) during Q3 2023. The information is specifically focused on institutions that hold shares of ClearBridge Energy Midstream Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
278K+ 12.27% |
$8.19M - $9.1M
|
2.54M
$117M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
99.6K+ 17.26% |
$2.93M - $3.26M
|
677K
$31.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
44.3KNew |
$1.3M - $1.45M
|
44.3K
$2.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
34.9K+ 180.57% |
$1.03M - $1.14M
|
54.2K
$2.49M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
19.3KNew |
$567K - $630K
|
19.3K
$886K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
17.6K+ 488.89% |
$518K - $576K
|
21.2K
$975K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
12.7K+ 31.07% |
$374K - $416K
|
53.6K
$2.47M
|
|
|
Nov 14, 2023
Q3 2023
|
Blackstone Inc
New York, NY |
BUY
|
- |
11.3KNew |
$333K - $370K
|
11.3K
$520K
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
7.22KNew |
$213K - $236K
|
7.22K
$332K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
887New |
$26.1K - $29K
|
887
$40.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
635+ 21.08% |
$18.7K - $20.8K
|
3.65K
$168K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
328+ 2.66% |
$9.66K - $10.7K
|
12.6K
$581K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
307+ 1.02% |
$9.04K - $10K
|
30.3K
$1.39M
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
250+ 3.05% |
$7.36K - $8.18K
|
8.45K
$389K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
235+ 0.15% |
$6.92K - $7.69K
|
153K
$7.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
210New |
$6.18K - $6.87K
|
210
$9.66K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
151+ 1.77% |
$4.45K - $4.94K
|
8.7K
$400K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
74New |
$2.18K - $2.42K
|
74
$3.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18+ 0.2% |
$530 - $589
|
8.9K
$409K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
8+ 0.11% |
$236 - $262
|
7.27K
$334K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
7+ 4.02% |
$206 - $229
|
181
$8.32K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-100- 15.38% |
$2.95K - $3.27K
|
550
$25.3K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-121- 0.85% |
$3.56K - $3.96K
|
14.2K
$651K
|
|
|
Nov 13, 2023
Q3 2023
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-194- 1.41% |
$5.71K - $6.35K
|
13.6K
$624K
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-455- 3.38% |
$13.4K - $14.9K
|
13K
$599K
|
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-700- 8.64% |
$20.6K - $22.9K
|
7.4K
$340K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.53K- 11.83% |
$45.1K - $50K
|
11.4K
$525K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.58K- 13.73% |
$46.4K - $51.5K
|
9.9K
$455K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.9K- 13.06% |
$56K - $62.2K
|
12.7K
$582K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.53K- 0.37% |
$74.6K - $82.9K
|
688K
$31.6M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.66K- 28.11% |
$78.4K - $87K
|
6.81K
$313K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.09K- 12.07% |
$90.9K - $101K
|
22.5K
$1.03M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.16K- 43.85% |
$123K - $136K
|
5.33K
$245K
|
|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-4.2K- 7.31% |
$124K - $137K
|
53.3K
$2.45M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-4.22K- 64.89% |
$124K - $138K
|
2.28K
$105K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.52K- 15.08% |
$280K - $311K
|
53.6K
$2.47M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.66K- 2.62% |
$284K - $316K
|
360K
$16.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Terril Brothers, Inc.
|
SELL
|
- |
-12.6K- 9.38% |
$371K - $412K
|
122K
$5.6M
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-13.9K- 38.81% |
$410K - $455K
|
22K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-15.3K- 29.42% |
$449K - $499K
|
36.6K
$1.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.6K- 64.5% |
$547K - $607K
|
10.2K
$470K
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-45.7K- 50.78% |
$1.35M - $1.49M
|
44.3K
$2.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-161K- 51.87% |
$4.73M - $5.26M
|
149K
$6.86M
|