Purchases and Sales Made in Q3 2021 in Allspring Multi Sector Income Fund (ERC)
This table provides information about the institutional ownership of Allspring Multi Sector Income Fund (ERC) during Q3 2021. The information is specifically focused on institutions that hold shares of ALLSPRING MULTI-SECTOR INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.41M+ 799.07% |
$17.7M - $19.6M
|
1.58M
$14M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
271KNew |
$3.43M - $3.79M
|
271K
$2.4M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
29.9K+ 100.04% |
$377K - $417K
|
59.7K
$528K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.4K+ 14.25% |
$245K - $270K
|
155K
$1.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
17.9K+ 28.76% |
$226K - $250K
|
80.1K
$708K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
17.3KNew |
$219K - $242K
|
17.3K
$153K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
14.4KNew |
$181K - $201K
|
14.4K
$127K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.63K+ 4.35% |
$122K - $134K
|
231K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.62K+ 4.47% |
$96.2K - $106K
|
178K
$1.57M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.3K+ 51.94% |
$92.2K - $102K
|
21.4K
$189K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.44K+ 1.11% |
$81.3K - $89.9K
|
586K
$5.18M
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
3.5KNew |
$44.2K - $48.9K
|
3.5K
$30.9K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
1.95K+ 18.65% |
$24.7K - $27.3K
|
12.4K
$110K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.51KNew |
$19.1K - $21.1K
|
1.51K
$13.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.3K+ 4.21% |
$16.5K - $18.2K
|
32.3K
$286K
|
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
255+ 2.19% |
$3.22K - $3.56K
|
11.9K
$105K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
154+ 1.08% |
$1.95K - $2.15K
|
14.4K
$127K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
38+ 2.2% |
$480 - $530
|
1.76K
$15.6K
|
|
|
Nov 10, 2021
Q3 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
3+ 2.33% |
$37.9 - $41.9
|
132
$1.17K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-16- 2.59% |
$202 - $223
|
602
$5.32K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-18Closed |
$227 - $251
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-152- 0.4% |
$1.92K - $2.12K
|
38.2K
$337K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-240- 1.78% |
$3.03K - $3.35K
|
13.2K
$117K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-267- 99.26% |
$3.37K - $3.73K
|
2
$17.7
|
|
|
Oct 21, 2021
Q3 2021
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-473- 0.83% |
$5.97K - $6.6K
|
56.4K
$498K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-580- 3.68% |
$7.33K - $8.1K
|
15.2K
$134K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.21K- 1.42% |
$15.2K - $16.8K
|
83.8K
$741K
|
|
|
Nov 12, 2021
Q3 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-1.5K- 5.56% |
$18.9K - $20.9K
|
25.5K
$225K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.28K- 12.76% |
$28.7K - $31.8K
|
15.6K
$138K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.83K- 3.56% |
$35.7K - $39.5K
|
76.6K
$677K
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.27K- 1.66% |
$41.3K - $45.6K
|
194K
$1.71M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$44.2K - $48.9K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.58K- 4.31% |
$45.2K - $49.9K
|
79.4K
$702K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11KClosed |
$139K - $154K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.1K- 3.87% |
$178K - $196K
|
349K
$3.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21K- 6.51% |
$265K - $293K
|
302K
$2.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-25.7K- 18.12% |
$325K - $359K
|
116K
$1.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-36.2KClosed |
$458K - $506K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-85.1KClosed |
$1.07M - $1.19M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-111KClosed |
$1.4M - $1.55M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-121KClosed |
$1.53M - $1.69M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-124K- 29.28% |
$1.56M - $1.72M
|
298K
$2.64M
|