Purchases and Sales Made in Q3 2023 in Allspring Multi Sector Income Fund (ERC)
This table provides information about the institutional ownership of Allspring Multi Sector Income Fund (ERC) during Q3 2023. The information is specifically focused on institutions that hold shares of ALLSPRING MULTI-SECTOR INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
91K+ 28.34% |
$823K - $883K
|
412K
$3.64M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
55.5K+ 29.85% |
$502K - $539K
|
242K
$2.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
43.8K+ 12.87% |
$396K - $425K
|
384K
$3.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14.1K+ 27.15% |
$128K - $137K
|
66.1K
$585K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.3K+ 4.09% |
$92.8K - $99.6K
|
261K
$2.31M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
7K+ 39.55% |
$63.3K - $67.9K
|
24.7K
$218K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
4.34KNew |
$39.2K - $42K
|
4.34K
$38.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.97K+ 3.97% |
$35.9K - $38.5K
|
104K
$918K
|
|
|
Nov 02, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
3.31K+ 8.01% |
$29.9K - $32.1K
|
44.6K
$394K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.81K+ 22.02% |
$25.4K - $27.3K
|
15.6K
$138K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.34K+ 1.6% |
$21.2K - $22.7K
|
148K
$1.31M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2K+ 18.49% |
$18.1K - $19.4K
|
12.8K
$113K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
834New |
$7.54K - $8.09K
|
834
$7.37K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
496New |
$4.48K - $4.81K
|
496
$4.38K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
301+ 0.17% |
$2.72K - $2.92K
|
178K
$1.57M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
186+ 0.62% |
$1.68K - $1.8K
|
30.4K
$269K
|
|
|
Oct 31, 2023
Q3 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
65+ 0.4% |
$588 - $631
|
16.3K
$144K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
45+ 0.15% |
$407 - $436
|
29.3K
$259K
|
|
|
Nov 06, 2023
Q3 2023
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
3+ 1.96% |
$27.1 - $29.1
|
156
$1.38K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-45- 1.29% |
$407 - $436
|
3.44K
$30.4K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-343- 2.49% |
$3.1K - $3.33K
|
13.5K
$119K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-422- 0.38% |
$3.81K - $4.09K
|
110K
$976K
|
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-429- 0.39% |
$3.88K - $4.16K
|
110K
$976K
|
|
|
Nov 03, 2023
Q3 2023
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-692- 3.46% |
$6.26K - $6.71K
|
19.3K
$171K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-843- 2.66% |
$7.62K - $8.18K
|
30.9K
$273K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-975- 6.93% |
$8.81K - $9.46K
|
13.1K
$116K
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-1.9K- 4.92% |
$17.2K - $18.4K
|
36.8K
$325K
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-2.88K- 32.21% |
$26K - $27.9K
|
6.06K
$53.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.33K- 19.66% |
$30.1K - $32.3K
|
13.6K
$120K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.43K- 5.62% |
$31K - $33.3K
|
57.6K
$509K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.99K- 83.81% |
$36K - $38.7K
|
770
$6.81K
|
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-4.87K- 6.97% |
$44K - $47.2K
|
65.1K
$575K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.96K- 2.74% |
$44.9K - $48.2K
|
176K
$1.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.48K- 10.96% |
$49.5K - $53.1K
|
44.5K
$393K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.57K- 2.65% |
$59.4K - $63.7K
|
242K
$2.13M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-6.79K- 34.56% |
$61.4K - $65.9K
|
12.9K
$114K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-7.34K- 19.26% |
$66.3K - $71.2K
|
30.8K
$272K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-9.26K- 18.31% |
$83.7K - $89.8K
|
41.3K
$365K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.5K- 15.59% |
$104K - $112K
|
62.3K
$551K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-12.7K- 30.17% |
$115K - $123K
|
29.4K
$260K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-14.2K- 6.31% |
$128K - $137K
|
210K
$1.86M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-28.3K- 18.85% |
$256K - $274K
|
122K
$1.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-41.9K- 12.46% |
$379K - $406K
|
294K
$2.6M
|