Purchases and Sales Made in Q3 2023 in First Tr Multi Cap Growth Alph (FAD)
This table provides information about the institutional ownership of First Tr Multi Cap Growth Alph (FAD) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR MULTI CAP GROWTH ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Wealth Management Partners, LLC
|
BUY
|
- |
22.1KNew |
$2.18M - $2.42M
|
22.1K
$3.19M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11K+ 12.7% |
$1.08M - $1.2M
|
97.4K
$14.1M
|
|
|
Nov 13, 2023
Q3 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
10.6KNew |
$1.05M - $1.16M
|
10.6K
$1.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
5.6KNew |
$551K - $614K
|
5.6K
$808K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.05KNew |
$399K - $444K
|
4.05K
$584K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.21K+ 4.89% |
$316K - $352K
|
68.9K
$9.94M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.11KNew |
$207K - $231K
|
2.11K
$304K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.42K+ 1.84% |
$140K - $155K
|
78.6K
$11.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
1.4KNew |
$138K - $154K
|
1.4K
$202K
|
|
|
Nov 14, 2023
Q3 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
1.39K+ 2.87% |
$137K - $152K
|
49.7K
$7.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
872+ 14.14% |
$85.8K - $95.5K
|
7.04K
$1.02M
|
|
|
Nov 07, 2023
Q3 2023
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
778New |
$76.6K - $85.2K
|
778
$112K
|
|
|
Oct 19, 2023
Q3 2023
|
Apeiron Ria LLC
|
BUY
|
- |
534+ 8.8% |
$52.6K - $58.5K
|
6.6K
$953K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
426+ 7.25% |
$41.9K - $46.7K
|
6.3K
$910K
|
|
|
Nov 14, 2024
Q3 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
250+ 0.54% |
$24.6K - $27.4K
|
46.5K
$6.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
173+ 17300.0% |
$17K - $19K
|
174
$25.1K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
172+ 0.3% |
$16.9K - $18.8K
|
57.5K
$8.29M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
33+ 0.43% |
$3.25K - $3.62K
|
7.65K
$1.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
24+ 0.21% |
$2.36K - $2.63K
|
11.3K
$1.63M
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1- 4.76% |
$98.5 - $110
|
20
$2.89K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-5- 0.07% |
$492 - $548
|
7.25K
$1.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8- 0.05% |
$788 - $876
|
15.5K
$2.24M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-42- 1.03% |
$4.13K - $4.6K
|
4.05K
$584K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-45- 43.69% |
$4.43K - $4.93K
|
58
$8.37K
|
|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-68- 0.25% |
$6.69K - $7.45K
|
27.4K
$3.95M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-133- 8.92% |
$13.1K - $14.6K
|
1.36K
$196K
|
|
|
Oct 11, 2023
Q3 2023
|
626 Financial, LLC
|
SELL
|
- |
-185- 1.63% |
$18.2K - $20.3K
|
11.1K
$1.61M
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-275- 2.05% |
$27.1K - $30.1K
|
13.2K
$1.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-316- 12.58% |
$31.1K - $34.6K
|
2.2K
$317K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-364- 10.5% |
$35.8K - $39.9K
|
3.1K
$448K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-401- 1.47% |
$39.5K - $43.9K
|
26.8K
$3.87M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-420- 7.32% |
$41.3K - $46K
|
5.32K
$768K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-456- 2.3% |
$44.9K - $50K
|
19.3K
$2.79M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-796- 19.85% |
$78.4K - $87.2K
|
3.22K
$464K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-854- 5.99% |
$84.1K - $93.6K
|
13.4K
$1.93M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-866- 15.91% |
$85.3K - $94.9K
|
4.58K
$661K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.47K- 6.92% |
$144K - $161K
|
19.7K
$2.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.6K- 3.92% |
$157K - $175K
|
39.1K
$5.64M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.4K- 5.67% |
$236K - $263K
|
39.8K
$5.75M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.66K- 60.04% |
$361K - $401K
|
2.44K
$352K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.88K- 12.74% |
$480K - $535K
|
33.4K
$4.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-26.9K- 87.95% |
$2.64M - $2.94M
|
3.68K
$531K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-50K- 47.65% |
$4.92M - $5.48M
|
54.9K
$7.93M
|