Purchases and Sales Made in Q4 2023 in First Tr Multi Cap Growth Alph (FAD)
This table provides information about the institutional ownership of First Tr Multi Cap Growth Alph (FAD) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR MULTI CAP GROWTH ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
253K+ 11545.78% |
$23.5M - $28.7M
|
255K
$35.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.8K+ 17.15% |
$1.1M - $1.34M
|
80.7K
$11.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.2K+ 19.57% |
$1.04M - $1.28M
|
68.7K
$9.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.53K+ 66.76% |
$700K - $854K
|
18.8K
$2.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
3.79K+ 49.54% |
$352K - $430K
|
11.4K
$1.58M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.57K+ 3.27% |
$239K - $292K
|
81.1K
$11.2M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.44K+ 40650.0% |
$227K - $277K
|
2.45K
$339K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.37K+ 17.65% |
$220K - $268K
|
15.8K
$2.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.06K+ 3.96% |
$98.8K - $121K
|
27.9K
$3.86M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.02K+ 22.29% |
$94.8K - $116K
|
5.6K
$775K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.02K+ 2994.12% |
$94.6K - $116K
|
1.05K
$146K
|
|
|
Mar 06, 2024
Q4 2023
|
Willner & Heller, LLC
|
BUY
|
- |
945+ 30.6% |
$87.8K - $107K
|
4.03K
$558K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
750New |
$69.7K - $85.1K
|
750
$104K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
481+ 11.88% |
$44.7K - $54.6K
|
4.53K
$627K
|
|
|
Jan 12, 2024
Q4 2023
|
Apeiron Ria LLC
|
BUY
|
- |
470+ 7.12% |
$43.7K - $53.3K
|
7.07K
$979K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
336+ 10.83% |
$31.2K - $38.1K
|
3.44K
$476K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
150New |
$13.9K - $17K
|
150
$20.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
75New |
$6.97K - $8.51K
|
75
$10.4K
|
|
|
Jan 30, 2024
Q4 2023
|
Bison Wealth, LLC
|
BUY
|
- |
33+ 1.5% |
$3.07K - $3.74K
|
2.23K
$309K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
2+ 0.1% |
$186 - $227
|
2.02K
$280K
|
|
|
Feb 14, 2024
Q4 2023
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
1+ 0.02% |
$92.9 - $113
|
4.05K
$561K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1+ 0.57% |
$92.9 - $113
|
175
$24.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1- 5.0% |
$92.9 - $113
|
19
$2.63K
|
|
|
Nov 14, 2024
Q4 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1- -0.0% |
$92.9 - $113
|
46.5K
$6.44M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-29- 6.74% |
$2.69K - $3.29K
|
401
$55.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-43- 1.76% |
$4K - $4.88K
|
2.4K
$332K
|
|
|
Feb 13, 2024
Q4 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-43- 1.83% |
$4K - $4.88K
|
2.3K
$319K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-72- 2.24% |
$6.69K - $8.17K
|
3.14K
$435K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-83- 1.56% |
$7.71K - $9.42K
|
5.24K
$725K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-111- 0.57% |
$10.3K - $12.6K
|
19.2K
$2.66M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-120- 8.84% |
$11.1K - $13.6K
|
1.24K
$171K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-124- 2.98% |
$11.5K - $14.1K
|
4.03K
$558K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-151- 2.08% |
$14K - $17.1K
|
7.09K
$982K
|
|
|
Jan 22, 2024
Q4 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-173- 0.63% |
$16.1K - $19.6K
|
27.2K
$3.77M
|
|
|
Jan 11, 2024
Q4 2023
|
626 Financial, LLC
|
SELL
|
- |
-192- 1.72% |
$17.8K - $21.8K
|
10.9K
$1.52M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-195- 3.09% |
$18.1K - $22.1K
|
6.11K
$846K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-233- 0.6% |
$21.6K - $26.4K
|
38.9K
$5.38M
|
|
|
Jan 10, 2024
Q4 2023
|
Wealth Management Partners, LLC
|
SELL
|
- |
-274- 1.24% |
$25.5K - $31.1K
|
21.8K
$3.02M
|
|
|
Jan 23, 2024
Q4 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-346- 3.26% |
$32.1K - $39.3K
|
10.3K
$1.42M
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-500- 3.8% |
$46.5K - $56.7K
|
12.7K
$1.75M
|
|
|
Jan 24, 2024
Q4 2023
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-650- 83.55% |
$60.4K - $73.7K
|
128
$17.7K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-864- 4.39% |
$80.3K - $98K
|
18.8K
$2.61M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-974- 6.28% |
$90.5K - $111K
|
14.5K
$2.01M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.26K- 17.91% |
$117K - $143K
|
5.78K
$800K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.38K- 10.99% |
$407K - $497K
|
35.5K
$4.91M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.2K- 9.44% |
$854K - $1.04M
|
88.2K
$12.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.9K- 62.49% |
$1.94M - $2.37M
|
12.5K
$1.74M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-26.6K- 99.37% |
$2.47M - $3.02M
|
170
$23.5K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.4K- 29.23% |
$2.64M - $3.22M
|
68.7K
$9.51M
|