Purchases and Sales Made in Q3 2023 in Ishares Tr Fallen Angels Usd B (FALN)
This table provides information about the institutional ownership of Ishares Tr Fallen Angels Usd B (FALN) during Q3 2023. The information is specifically focused on institutions that hold shares of ISHARES TR FALLEN ANGELS USD B.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-12.9K- 92.9% |
$320K - $329K
|
985
$26.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-14.1K- 56.28% |
$349K - $360K
|
11K
$296K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15.6K- 83.14% |
$386K - $398K
|
3.16K
$85.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-19.5K- 50.79% |
$483K - $498K
|
18.9K
$510K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-19.6K- 70.1% |
$486K - $501K
|
8.36K
$226K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-20.1K- 63.75% |
$497K - $513K
|
11.4K
$308K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-20.1K- 63.75% |
$497K - $513K
|
11.4K
$308K
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-20.3KClosed |
$503K - $518K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-20.8K- 58.15% |
$516K - $532K
|
15K
$405K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-21.7K- 68.98% |
$537K - $554K
|
9.75K
$263K
|
|
|
Oct 19, 2023
Q3 2023
|
Lineweaver Wealth Advisors, LLC
|
SELL
|
- |
-22K- 49.21% |
$544K - $561K
|
22.7K
$612K
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
SELL
|
- |
-22.4K- 99.23% |
$554K - $571K
|
174
$4.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-22.8K- 69.9% |
$566K - $583K
|
9.83K
$266K
|
|
|
Nov 02, 2023
Q3 2023
|
Certus Wealth Management, LLC
Redwood City, CA |
SELL
|
- |
-23.4K- 68.14% |
$580K - $597K
|
10.9K
$295K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-24.8K- 47.61% |
$615K - $634K
|
27.3K
$738K
|
|
|
Oct 27, 2023
Q3 2023
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-26.5K- 26.49% |
$657K - $678K
|
73.6K
$1.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-27.6K- 17.5% |
$684K - $705K
|
130K
$3.52M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-27.6K- 67.2% |
$684K - $705K
|
13.5K
$364K
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-30.7K- 43.47% |
$762K - $785K
|
40K
$1.08M
|
|
|
Oct 20, 2023
Q3 2023
|
Tnf LLC
|
SELL
|
- |
-31.9K- 69.86% |
$791K - $815K
|
13.8K
$372K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-35.3K- 70.15% |
$874K - $901K
|
15K
$405K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-37.8K- 71.39% |
$938K - $967K
|
15.2K
$410K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-38.4KClosed |
$952K - $982K
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-39.5K- 24.46% |
$979K - $1.01M
|
122K
$3.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-39.8K- 26.31% |
$987K - $1.02M
|
112K
$3.01M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-52K- 81.61% |
$1.29M - $1.33M
|
11.7K
$316K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-52.1K- 55.54% |
$1.29M - $1.33M
|
41.7K
$1.13M
|
|
|
Nov 09, 2023
Q3 2023
|
Betterment LLC
New York, NY |
SELL
|
- |
-56.8K- 20.36% |
$1.41M - $1.45M
|
222K
$5.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Client 1 St Advisory Group, LLC
Clearwater, FL |
SELL
|
- |
-59.2K- 34.75% |
$1.47M - $1.51M
|
111K
$3.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-59.8K- 77.65% |
$1.48M - $1.53M
|
17.2K
$465K
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-69.6K- 45.62% |
$1.73M - $1.78M
|
83K
$2.24M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-72.2K- 86.05% |
$1.79M - $1.84M
|
11.7K
$316K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-72.5K- 42.3% |
$1.8M - $1.85M
|
98.8K
$2.67M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-72.6K- 36.77% |
$1.8M - $1.85M
|
125K
$3.37M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-74.3K- 66.9% |
$1.84M - $1.9M
|
36.8K
$994K
|
|
|
Oct 24, 2023
Q3 2023
|
Horst & Graben Wealth Management LLC
|
SELL
|
- |
-74.6K- 89.57% |
$1.85M - $1.91M
|
8.69K
$235K
|
|
|
Nov 06, 2023
Q3 2023
|
Donoghue Forlines LLC
|
SELL
|
- |
-86K- 80.65% |
$2.13M - $2.2M
|
20.6K
$557K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-98K- 45.13% |
$2.43M - $2.5M
|
119K
$3.22M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-120K- 59.65% |
$2.98M - $3.07M
|
81.4K
$2.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-126K- 96.83% |
$3.13M - $3.22M
|
4.13K
$111K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-127K- 38.75% |
$3.14M - $3.24M
|
200K
$5.41M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-131K- 13.87% |
$3.24M - $3.34M
|
812K
$21.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-149K- 39.48% |
$3.68M - $3.8M
|
228K
$6.15M
|
|
|
Feb 02, 2024
Q3 2023
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-217K- 85.11% |
$5.37M - $5.53M
|
37.9K
$1.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-272K- 47.32% |
$6.74M - $6.94M
|
303K
$8.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-301K- 54.99% |
$7.46M - $7.69M
|
246K
$6.65M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-347K- 81.31% |
$8.6M - $8.86M
|
79.8K
$2.15M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-348K- 73.98% |
$8.62M - $8.89M
|
122K
$3.3M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-385K- 88.79% |
$9.53M - $9.82M
|
48.5K
$1.31M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-427K- 89.37% |
$10.6M - $10.9M
|
50.8K
$1.37M
|