Latest Institutional Transactions on First Trust/Aberdeen Global Opportunity Income Fund (FAM)
This table provides information on the latest institutional transactions involving First Trust/Aberdeen Global Opportunity Income Fund (FAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
51.4KNew |
$293K - $321K
|
51.4K
$346K
|
|
|
Apr 05, 2023
Q1 2023
|
Rise Advisors, LLC
|
BUY
|
- |
54+ 2.31% |
$308 - $338
|
2.4K
$16.1K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-885- 77.97% |
$4.65K - $5.31K
|
250
$1.69K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-47.2K- 71.07% |
$248K - $283K
|
19.2K
$129K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-342K- 93.3% |
$1.8M - $2.05M
|
24.6K
$166K
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
133KNew |
$699K - $799K
|
133K
$898K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
130New |
$683 - $780
|
130
$876
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
164KNew |
$859K - $982K
|
164K
$1.1M
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
101New |
$530 - $606
|
101
$681
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
2.28K+ 31.91% |
$12K - $13.7K
|
9.41K
$63.4K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
4KNew |
$21K - $24K
|
4K
$27K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
141+ 0.61% |
$747 - $960
|
23.4K
$158K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
12.2KNew |
$64.4K - $82.7K
|
12.2K
$81.9K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.09K- 38.02% |
$48.1K - $60.5K
|
13.2K
$88.9K
|
|
|
Aug 11, 2022
Q2 2022
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-10.7KClosed |
$63.9K - $80.4K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
2.02KNew |
$12K - $15.1K
|
2.02K
$13.6K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.27K- 5.7% |
$7.54K - $9.48K
|
21K
$142K
|
|
| Q1 2022 | |||||||
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1K- 4.29% |
$7.09K - $9.5K
|
22.3K
$150K
|
|
| Q4 2021 | |||||||
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21.2KClosed |
$204K - $216K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-26.6KClosed |
$256K - $272K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-5Closed |
$48.1 - $51
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-11.3KClosed |
$109K - $115K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-302Closed |
$2.91K - $3.08K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-17.2KClosed |
$172K - $178K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.6KClosed |
$176K - $182K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-6.52KClosed |
$65.2K - $67.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.7KClosed |
$37K - $38.2K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-11.9KClosed |
$119K - $123K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4KClosed |
$40K - $41.3K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-43.5KClosed |
$428K - $445K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-8.4KClosed |
$82.7K - $86K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Dakota Wealth Management
|
SELL
|
- |
-20.9KClosed |
$206K - $214K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
13.8KNew |
$137K - $148K
|
13.8K
$93K
|
|
|
May 05, 2021
Q1 2021
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-205KClosed |
$2.03M - $2.2M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Community Bank, N.A.
|
SELL
|
- |
-590Closed |
$5.85K - $6.34K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-244Closed |
$2.42K - $2.62K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-21.1KClosed |
$209K - $226K
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-1KClosed |
$9.91K - $10.7K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-9.15KClosed |
$90.6K - $98.2K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-26.7KClosed |
$253K - $283K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-441KClosed |
$4.17M - $4.67M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-20KClosed |
$189K - $212K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1Closed |
$9.45 - $10.6
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-465Closed |
$4.39K - $4.92K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-8.91KClosed |
$84.2K - $94.3K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.02KClosed |
$9.77K - $10.7K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-250Closed |
$2.39K - $2.62K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-146KClosed |
$1.4M - $1.53M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Sep 07, 2021
Q2 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-300Closed |
$2.56K - $2.99K
|
0
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Townsquare Capital LLC
|
SELL
|
- |
-10KClosed |
$85.3K - $99.8K
|
0
$0
|
|