Purchases and Sales Made in Q3 2021 in First Trust/Aberdeen Global Opportunity Income Fund (FAM)
This table provides information about the institutional ownership of First Trust/Aberdeen Global Opportunity Income Fund (FAM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
32.9KNew |
$329K - $340K
|
32.9K
$222K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.1K+ 21.82% |
$301K - $311K
|
168K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.8KNew |
$138K - $143K
|
13.8K
$93.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.5K+ 3.71% |
$135K - $139K
|
378K
$2.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.74K+ 5.77% |
$97.4K - $101K
|
178K
$1.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.86K+ 28.87% |
$78.6K - $81.2K
|
35.1K
$236K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.78K+ 19.12% |
$77.8K - $80.4K
|
48.5K
$327K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.64K+ 2.51% |
$26.4K - $27.3K
|
108K
$728K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.63K+ 5.11% |
$26.3K - $27.2K
|
54.1K
$365K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.08K+ 4.86% |
$10.8K - $11.2K
|
23.3K
$157K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
857+ 6.68% |
$8.57K - $8.85K
|
13.7K
$92.3K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
399+ 2.37% |
$3.99K - $4.12K
|
17.2K
$116K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
259+ 1.4% |
$2.59K - $2.68K
|
18.7K
$126K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
38+ 0.16% |
$380 - $393
|
23.9K
$161K
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6+ 2.4% |
$60 - $62
|
256
$1.73K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
5New |
$50 - $51.7
|
5
$33.7
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-260- 9.04% |
$2.6K - $2.69K
|
2.62K
$17.6K
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-670- 5.61% |
$6.7K - $6.92K
|
11.3K
$76K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-719- 4.63% |
$7.19K - $7.43K
|
14.8K
$99.8K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.51K- 5.9% |
$15.1K - $15.6K
|
24.1K
$163K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.6K- 1.47% |
$16K - $16.5K
|
107K
$721K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-2.76K- 19.43% |
$27.6K - $28.5K
|
11.4K
$77.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.77K- 1.42% |
$27.7K - $28.6K
|
193K
$1.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.7KClosed |
$37K - $38.2K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4KClosed |
$40K - $41.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-6.52KClosed |
$65.2K - $67.4K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-11.9KClosed |
$119K - $123K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-15.7K- 5.99% |
$157K - $162K
|
246K
$1.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.3K- 20.49% |
$163K - $169K
|
63.4K
$427K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-17.2KClosed |
$172K - $178K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.6KClosed |
$176K - $182K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-38.4K- 64.45% |
$384K - $397K
|
21.2K
$143K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-65.5K- 71.1% |
$655K - $677K
|
26.6K
$180K
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-464KClosed |
$4.64M - $4.8M
|
0
$0
|