Purchases and Sales Made in Q3 2022 in First Tr Exchange Traded Fd Iv (FCVT)
This table provides information about the institutional ownership of First Tr Exchange Traded Fd Iv (FCVT) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR EXCHANGE TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
186K+ 5468.31% |
$5.81M - $6.49M
|
190K
$7.2M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
77KNew |
$2.4M - $2.68M
|
77K
$2.92M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
75.4K+ 199.91% |
$2.35M - $2.63M
|
113K
$4.29M
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
71KNew |
$2.21M - $2.47M
|
71K
$2.69M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
63.3K+ 26.59% |
$1.97M - $2.2M
|
301K
$11.4M
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
43.8K+ 218.73% |
$1.36M - $1.52M
|
63.8K
$2.42M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
39K+ 46.19% |
$1.22M - $1.36M
|
124K
$4.68M
|
|
Oct 19, 2022
Q3 2022
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
32.6K+ 352.94% |
$1.02M - $1.14M
|
41.9K
$1.59M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.4K+ 30.04% |
$979K - $1.1M
|
136K
$5.16M
|
|
Nov 08, 2022
Q3 2022
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
27.2K+ 10.96% |
$847K - $947K
|
275K
$10.4M
|
|
Dec 13, 2023
Q3 2022
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
27.2K+ 10.96% |
$847K - $947K
|
275K
$10.4M
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
26.6K+ 10.71% |
$830K - $928K
|
275K
$10.4M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26.3K+ 6.13% |
$819K - $916K
|
455K
$17.3M
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
15.7KNew |
$490K - $548K
|
15.7K
$597K
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
15.7KNew |
$490K - $548K
|
15.7K
$597K
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
15.4KNew |
$480K - $537K
|
15.4K
$584K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
14.7KNew |
$459K - $513K
|
14.7K
$559K
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
13.9K+ 43.2% |
$433K - $484K
|
46.1K
$1.75M
|
|
Oct 19, 2022
Q3 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
10.1K+ 33.79% |
$314K - $351K
|
39.9K
$1.51M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.41K+ 10.79% |
$293K - $328K
|
96.6K
$3.66M
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
9.02KNew |
$281K - $314K
|
9.02K
$342K
|
|
Nov 10, 2022
Q3 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
7.52K+ 523.03% |
$234K - $262K
|
8.95K
$339K
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
6.92KNew |
$216K - $241K
|
6.92K
$262K
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.13K+ 72.08% |
$191K - $213K
|
14.6K
$555K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.49K+ 304.49% |
$171K - $191K
|
7.29K
$277K
|
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.72KNew |
$116K - $129K
|
3.72K
$141K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.16K+ 27.06% |
$98.5K - $110K
|
14.8K
$563K
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.98K+ 417.09% |
$92.8K - $104K
|
3.69K
$140K
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.27K+ 5.75% |
$70.6K - $78.9K
|
41.7K
$1.58M
|
|
Nov 01, 2022
Q3 2022
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
2.13K+ 17.47% |
$66.3K - $74.2K
|
14.3K
$543K
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
1.38KNew |
$43K - $48.1K
|
1.38K
$52.4K
|
|
Nov 14, 2022
Q3 2022
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
223+ 3.09% |
$6.95K - $7.77K
|
7.45K
$283K
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
120New |
$3.74K - $4.18K
|
120
$4.55K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
94New |
$2.93K - $3.27K
|
94
$3.56K
|
|
Oct 27, 2022
Q3 2022
|
Asset Dedication, LLC
|
BUY
|
- |
56New |
$1.74K - $1.95K
|
56
$2.12K
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
4+ 0.06% |
$125 - $139
|
6.81K
$258K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2+ 0.21% |
$62.3 - $69.7
|
939
$35.6K
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-185- 1.57% |
$5.76K - $6.44K
|
11.6K
$438K
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-420- 47.24% |
$13.1K - $14.6K
|
469
$17.8K
|
|
Nov 14, 2022
Q3 2022
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-500- 6.71% |
$15.6K - $17.4K
|
6.95K
$264K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-883- 8.62% |
$27.5K - $30.8K
|
9.36K
$355K
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.23K- 8.54% |
$38.3K - $42.9K
|
13.2K
$500K
|
|
Nov 10, 2022
Q3 2022
|
Concentrum Wealth Management
|
SELL
|
- |
-1.99K- 11.01% |
$62.1K - $69.5K
|
16.1K
$611K
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.11K- 13.2% |
$65.9K - $73.6K
|
13.9K
$527K
|
|
Nov 14, 2022
Q3 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-3.66K- 29.32% |
$114K - $127K
|
8.82K
$335K
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-5.26K- 28.19% |
$164K - $183K
|
13.4K
$508K
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-6.11K- 6.8% |
$190K - $213K
|
83.7K
$3.17M
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-6.11K- 6.8% |
$190K - $213K
|
83.7K
$3.17M
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.2K- 19.33% |
$224K - $251K
|
30.1K
$1.14M
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-25.8K- 39.72% |
$802K - $897K
|
39.1K
$1.48M
|