Purchases and Sales Made in Q3 2023 in First Tr Exchange Traded Fd Iv (FCVT)
This table provides information about the institutional ownership of First Tr Exchange Traded Fd Iv (FCVT) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR EXCHANGE TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16.8K+ 118.99% |
$517K - $560K
|
30.9K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
12.7KNew |
$391K - $423K
|
12.7K
$483K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
9.83KNew |
$303K - $328K
|
9.83K
$375K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
7.25K+ 54.13% |
$224K - $242K
|
20.6K
$786K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.72KNew |
$207K - $224K
|
6.72K
$256K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
823+ 6.41% |
$25.4K - $27.5K
|
13.7K
$521K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
731New |
$22.6K - $24.4K
|
731
$27.9K
|
|
|
Nov 02, 2023
Q3 2023
|
Lwm Advisory Services, LLC
Plantation, FL |
BUY
|
- |
505New |
$15.6K - $16.9K
|
505
$19.2K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
300New |
$9.26K - $10K
|
300
$11.4K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-19- 31.67% |
$586 - $634
|
41
$1.56K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-27- 0.06% |
$833 - $901
|
42.9K
$1.63M
|
|
|
Nov 08, 2023
Q3 2023
|
Concentrum Wealth Management
|
SELL
|
- |
-48- 0.3% |
$1.48K - $1.6K
|
15.8K
$600K
|
|
|
Oct 13, 2023
Q3 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-150- 15.0% |
$4.63K - $5.01K
|
850
$32.4K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-219- 34.93% |
$6.76K - $7.31K
|
408
$15.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-311- 4.34% |
$9.59K - $10.4K
|
6.85K
$261K
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-758- 8.39% |
$23.4K - $25.3K
|
8.28K
$316K
|
|
|
Oct 24, 2023
Q3 2023
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-760- 5.6% |
$23.4K - $25.4K
|
12.8K
$488K
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-841- 5.98% |
$25.9K - $28.1K
|
13.2K
$504K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-859- 11.37% |
$26.5K - $28.7K
|
6.7K
$255K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-922- 2.53% |
$28.4K - $30.8K
|
35.5K
$1.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 99.9% |
$30.9K - $33.4K
|
1
$38.1
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.29K- 2.11% |
$101K - $110K
|
152K
$5.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.37K- 16.35% |
$135K - $146K
|
22.4K
$852K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6.8KClosed |
$210K - $227K
|
0
$0
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-7.5K- 43.84% |
$231K - $250K
|
9.61K
$366K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.52K- 34.83% |
$263K - $284K
|
15.9K
$608K
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-10.1K- 19.06% |
$310K - $336K
|
42.7K
$1.63M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.1K- 26.17% |
$744K - $805K
|
68K
$2.59M
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-28.8K- 40.34% |
$890K - $963K
|
42.6K
$1.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-41.5K- 30.2% |
$1.28M - $1.39M
|
95.9K
$3.66M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-50K- 55.08% |
$1.54M - $1.67M
|
40.8K
$1.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-50K- 24.13% |
$1.54M - $1.67M
|
157K
$5.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-219K- 75.94% |
$6.76M - $7.31M
|
69.4K
$2.64M
|