Latest Institutional Purchases of Fidus Investment Corp (FDUS)
This list provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
12.7KNew |
$238K - $265K
|
12.7K
$276K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
10.9K+ 65.42% |
$206K - $230K
|
27.7K
$604K
|
|
|
Nov 14, 2023
Q3 2023
|
Kingfisher Capital LLC
|
BUY
|
- |
966+ 3.77% |
$18.2K - $20.3K
|
26.6K
$580K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
272New |
$5.11K - $5.71K
|
272
$5.94K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
PUT |
320KNew |
$5.79M - $6.43M
|
320K
$6.99M
|
|
|
Aug 01, 2023
Q2 2023
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
2.98KNew |
$53.9K - $59.8K
|
2.98K
$65K
|
|
| Q1 2023 | |||||||
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
12.4KNew |
$228K - $260K
|
12.4K
$272K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
939New |
$17.2K - $19.6K
|
939
$20.5K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
364New |
$6.66K - $7.61K
|
364
$7.95K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$3.66K - $4.18K
|
200
$4.37K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.84KNew |
$81.7K - $103K
|
4.84K
$106K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
2.25KNew |
$38K - $47.8K
|
2.25K
$49.1K
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.79K+ 13.76% |
$30.2K - $38.1K
|
14.8K
$323K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
1.38KNew |
$23.3K - $29.3K
|
1.38K
$30.1K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
940New |
$15.9K - $20K
|
940
$20.5K
|
|
|
Jan 18, 2023
Q4 2022
|
Hanson & Doremus Investment Management
|
BUY
|
- |
400+ 62.99% |
$6.75K - $8.5K
|
1.04K
$22.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Bellwether Advisors, LLC
|
BUY
|
- |
262New |
$4.42K - $5.56K
|
262
$5.72K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
41New |
$692 - $871
|
41
$895
|
|
| Q3 2022 | |||||||
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$248K - $302K
|
14.7K
$320K
|
|
|
Oct 27, 2022
Q3 2022
|
First Personal Financial Services
|
BUY
|
- |
1.5KNew |
$25.4K - $30.9K
|
1.5K
$32.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$697K
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$697K
|
|
|
Nov 01, 2022
Q3 2022
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500New |
$8.46K - $10.3K
|
500
$10.9K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
130New |
$2.2K - $2.68K
|
130
$2.84K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.21KNew |
$103K - $130K
|
6.21K
$136K
|
|
|
Aug 12, 2022
Q2 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
PUT |
5K+ 192.31% |
$83.1K - $105K
|
7.6K
$166K
|
|
|
Aug 12, 2022
Q2 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.48KNew |
$41.2K - $51.9K
|
2.48K
$54.1K
|
|
|
Aug 16, 2022
Q2 2022
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1.8KNew |
$29.9K - $37.7K
|
1.8K
$39.3K
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.42KNew |
$23.5K - $29.6K
|
1.42K
$30.9K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
100New |
$1.66K - $2.09K
|
100
$2.18K
|
|
|
Aug 01, 2022
Q2 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
17New |
$282 - $356
|
17
$371
|
|
| Q1 2022 | |||||||
|
May 09, 2023
Q1 2022
|
Cornerstone Management, Inc.
Duluth, GA |
BUY
|
- |
1.1KNew |
$18.7K - $22.6K
|
1.1K
$24K
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
2New |
$31.4 - $35.8
|
2
$43.7
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
22.5KNew |
$191K - $241K
|
22.5K
$491K
|
|
| Q2 2020 | |||||||
|
Aug 11, 2020
Q2 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
24.1KNew |
$129K - $265K
|
24.1K
$526K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.1KNew |
$15.6K - $17.7K
|
1.1K
$24K
|
|