Purchases and Sales Made in Q1 2021 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q1 2021. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
362K+ 98.79% |
$4.62M - $5.67M
|
728K
$14.1M
|
|
May 17, 2021
Q1 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
95.6KNew |
$1.22M - $1.5M
|
95.6K
$1.85M
|
|
May 13, 2021
Q1 2021
|
Van Eck Associates Corp
|
BUY
|
- |
63.9K+ 17.49% |
$817K - $1M
|
429K
$8.3M
|
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45.7K+ 200.44% |
$584K - $717K
|
68.5K
$1.33M
|
|
May 13, 2021
Q1 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
42.6KNew |
$545K - $668K
|
42.6K
$825K
|
|
May 17, 2021
Q1 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
23.5K+ 12.61% |
$300K - $368K
|
210K
$4.06M
|
|
May 06, 2021
Q1 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
20.9KNew |
$268K - $328K
|
20.9K
$405K
|
|
May 17, 2021
Q1 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
19.7KNew |
$251K - $308K
|
19.7K
$380K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.6K+ 2.29% |
$225K - $275K
|
785K
$15.2M
|
|
May 14, 2021
Q1 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
13.9KNew |
$178K - $218K
|
13.9K
$269K
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.7KNew |
$162K - $198K
|
12.7K
$245K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.4KNew |
$145K - $178K
|
11.4K
$220K
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
9.9K+ 329.97% |
$127K - $155K
|
12.9K
$250K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
9.42K+ 25.92% |
$120K - $148K
|
45.8K
$886K
|
|
May 07, 2021
Q1 2021
|
Novare Capital Management LLC
|
BUY
|
- |
8.8K+ 3.77% |
$112K - $138K
|
242K
$4.68M
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
7.33K+ 5.33% |
$93.7K - $115K
|
145K
$2.8M
|
|
May 17, 2021
Q1 2021
|
Pinz Capital Management, LP
New York, NY |
BUY
|
- |
6.4KNew |
$81.8K - $100K
|
6.4K
$124K
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
5.32K+ 9.9% |
$68K - $83.4K
|
59.1K
$1.14M
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.99K+ 24.2% |
$50.9K - $62.5K
|
20.5K
$396K
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.82KNew |
$48.8K - $59.9K
|
3.82K
$73.9K
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
3.11K+ 9.6% |
$39.8K - $48.8K
|
35.5K
$688K
|
|
May 17, 2021
Q1 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.1K+ 39.66% |
$26.9K - $33K
|
7.41K
$143K
|
|
May 17, 2021
Q1 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
1.63K+ 4.35% |
$20.8K - $25.5K
|
39K
$755K
|
|
May 03, 2021
Q1 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
1.54K+ 5.81% |
$19.7K - $24.1K
|
28K
$543K
|
|
Sep 20, 2021
Q1 2021
|
Activest Wealth Management
|
BUY
|
- |
1.15KNew |
$14.7K - $18K
|
1.15K
$22.3K
|
|
Apr 30, 2021
Q1 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
543New |
$6.94K - $8.51K
|
543
$10.5K
|
|
May 07, 2021
Q1 2021
|
Kingfisher Capital LLC
|
BUY
|
- |
489+ 2.5% |
$6.25K - $7.66K
|
20.1K
$388K
|
|
May 06, 2021
Q1 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
262+ 1.45% |
$3.35K - $4.11K
|
18.3K
$354K
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
149New |
$1.9K - $2.33K
|
149
$2.88K
|
|
May 13, 2021
Q1 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
147+ 1.23% |
$1.88K - $2.3K
|
12.1K
$235K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
128+ 4.5% |
$1.64K - $2.01K
|
2.97K
$57.5K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
101+ 1.23% |
$1.29K - $1.58K
|
8.32K
$161K
|
|
Apr 15, 2021
Q1 2021
|
Optimum Investment Advisors
|
BUY
|
- |
77+ 0.26% |
$984 - $1.21K
|
29.8K
$577K
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
62New |
$792 - $972
|
62
$1.2K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-76- 0.1% |
$971 - $1.19K
|
77.9K
$1.51M
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-470- 43.93% |
$6.01K - $7.36K
|
600
$11.6K
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-682- 5.15% |
$8.72K - $10.7K
|
12.6K
$243K
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-1K- 5.26% |
$12.8K - $15.7K
|
18K
$348K
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.44K- 12.39% |
$18.4K - $22.5K
|
10.2K
$197K
|
|
May 13, 2021
Q1 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.9KClosed |
$37.1K - $45.4K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-4.37KClosed |
$55.8K - $68.4K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-4.6K- 8.38% |
$58.8K - $72.1K
|
50.3K
$973K
|
|
May 17, 2021
Q1 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.68K- 3.17% |
$72.6K - $89.1K
|
173K
$3.36M
|
|
May 12, 2021
Q1 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-5.99K- 11.15% |
$76.6K - $93.9K
|
47.7K
$924K
|
|
May 14, 2021
Q1 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-6.32K- 16.32% |
$80.8K - $99K
|
32.4K
$627K
|
|
May 10, 2021
Q1 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.28K- 27.66% |
$93.1K - $114K
|
19.1K
$369K
|
|
May 12, 2021
Q1 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-8.93K- 28.86% |
$114K - $140K
|
22K
$426K
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-9.7K- 8.08% |
$124K - $152K
|
110K
$2.14M
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-10.2KClosed |
$131K - $161K
|
0
$0
|