Purchases and Sales Made in Q3 2021 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
352KNew |
$5.79M - $6.47M
|
352K
$7.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
43.6K+ 616.84% |
$717K - $801K
|
50.6K
$1.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
34.8K+ 22.97% |
$573K - $641K
|
186K
$3.86M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
33.7KNew |
$555K - $620K
|
33.7K
$698K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
33.5K+ 22.92% |
$551K - $616K
|
180K
$3.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
26.1KNew |
$429K - $480K
|
26.1K
$539K
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
24.9K+ 171.56% |
$410K - $458K
|
39.5K
$816K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.2K+ 819.79% |
$382K - $427K
|
26.1K
$540K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.3K+ 110.54% |
$202K - $226K
|
23.4K
$485K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.1KNew |
$199K - $222K
|
12.1K
$250K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
11K+ 15.76% |
$181K - $203K
|
80.9K
$1.67M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.8KNew |
$177K - $198K
|
10.8K
$223K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
6.88KNew |
$113K - $127K
|
6.88K
$142K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3.07KNew |
$50.5K - $56.4K
|
3.07K
$63.5K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
2.85KNew |
$46.9K - $52.4K
|
2.85K
$59K
|
|
|
Nov 09, 2021
Q3 2021
|
Evolution Wealth Advisors, LLC
|
BUY
|
- |
2.85KNew |
$46.9K - $52.4K
|
2.85K
$59K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.62K+ 11.58% |
$43.1K - $48.2K
|
25.3K
$523K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.6KNew |
$42.8K - $47.8K
|
2.6K
$53.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.51K+ 12.02% |
$41.3K - $46.2K
|
23.4K
$485K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.96K+ 19.02% |
$32.2K - $36K
|
12.2K
$253K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.5KNew |
$24.7K - $27.6K
|
1.5K
$31K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
1.47K+ 2.81% |
$24.2K - $27.1K
|
54K
$1.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.38K+ 17.41% |
$22.6K - $25.3K
|
9.27K
$192K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.27KNew |
$20.9K - $23.4K
|
1.27K
$26.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
822+ 1.37% |
$13.5K - $15.1K
|
60.7K
$1.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
613+ 1.57% |
$10.1K - $11.3K
|
39.6K
$819K
|
|
|
Oct 29, 2021
Q3 2021
|
Kingfisher Capital LLC
|
BUY
|
- |
481+ 2.35% |
$7.91K - $8.85K
|
21K
$434K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
393+ 3.02% |
$6.46K - $7.23K
|
13.4K
$277K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
264+ 1.42% |
$4.34K - $4.85K
|
18.8K
$389K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
239New |
$3.93K - $4.4K
|
239
$4.94K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
145+ 1.18% |
$2.39K - $2.67K
|
12.4K
$257K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
BUY
|
- |
110+ 0.89% |
$1.81K - $2.02K
|
12.4K
$257K
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
29+ 0.75% |
$477 - $533
|
3.88K
$80.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
20+ 0.2% |
$329 - $368
|
10K
$207K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-80- 5.03% |
$1.32K - $1.47K
|
1.51K
$31.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-114- 0.92% |
$1.88K - $2.1K
|
12.3K
$255K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-300Closed |
$4.94K - $5.52K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-500- 4.66% |
$8.23K - $9.2K
|
10.2K
$211K
|
|
|
Nov 10, 2021
Q3 2021
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-514- 2.33% |
$8.46K - $9.45K
|
21.5K
$446K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-626- 1.97% |
$10.3K - $11.5K
|
31.2K
$645K
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
SELL
|
- |
-1KClosed |
$16.5K - $18.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-1.02KClosed |
$16.8K - $18.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.15K- 3.19% |
$18.9K - $21.1K
|
34.8K
$720K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-2.42K- 8.11% |
$39.9K - $44.6K
|
27.4K
$568K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.51K- 12.2% |
$41.2K - $46.1K
|
18K
$373K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.97K- 15.89% |
$48.8K - $54.6K
|
15.7K
$325K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.25K- 65.0% |
$53.5K - $59.8K
|
1.75K
$36.2K
|
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-8.6KClosed |
$141K - $158K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.62K- 1.1% |
$142K - $159K
|
775K
$16M
|