Purchases and Sales Made in Q3 2022 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2022. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-335- 2.45% |
$5.67K - $6.91K
|
13.3K
$273K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-467- 2.14% |
$7.9K - $9.63K
|
21.4K
$438K
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-750- 43.05% |
$12.7K - $15.5K
|
992
$20.4K
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-1.15KClosed |
$19.5K - $23.7K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-1.15K- 2.45% |
$19.5K - $23.8K
|
45.9K
$941K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.47K- 12.11% |
$41.8K - $50.9K
|
17.9K
$368K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.54K- 15.98% |
$43K - $52.5K
|
13.4K
$274K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-2.75K- 8.63% |
$46.5K - $56.7K
|
29.1K
$597K
|
|
|
Nov 07, 2022
Q3 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-2.78K- 5.05% |
$47.1K - $57.4K
|
52.3K
$1.07M
|
|
|
Oct 24, 2022
Q3 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-3.53K- 14.67% |
$59.6K - $72.7K
|
20.5K
$421K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.82K- 25.6% |
$64.6K - $78.7K
|
11.1K
$228K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-4.01K- 5.64% |
$67.9K - $82.7K
|
67.1K
$1.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-6.23K- 5.52% |
$105K - $129K
|
107K
$2.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.59K- 27.77% |
$111K - $136K
|
17.1K
$352K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.7K- 40.33% |
$130K - $159K
|
11.4K
$234K
|
|
|
Oct 24, 2022
Q3 2022
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-8.57K- 29.91% |
$145K - $177K
|
20.1K
$412K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-10.2K- 17.65% |
$172K - $209K
|
47.4K
$972K
|
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-10.7K- 25.73% |
$180K - $220K
|
30.8K
$632K
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.8K- 38.81% |
$182K - $222K
|
17K
$348K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.1K- 38.57% |
$188K - $229K
|
17.7K
$363K
|
|
|
Oct 27, 2022
Q3 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-26.6K- 8.1% |
$451K - $549K
|
302K
$6.2M
|
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-32.8K- 19.73% |
$555K - $676K
|
133K
$2.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-52.1K- 14.75% |
$882K - $1.08M
|
301K
$6.18M
|