Purchases and Sales Made in Q3 2025 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2025. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2025
Q3 2025
|
Columbus Macro, LLC
|
BUY
|
- |
78.9K+ 24.47% |
$1.59M - $1.74M
|
401K
$8.21M
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
57.2K+ 30.08% |
$1.15M - $1.26M
|
247K
$5.06M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
56.8K+ 37.24% |
$1.15M - $1.25M
|
209K
$4.28M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
39.9K+ 34.42% |
$805K - $877K
|
156K
$3.19M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
20.5K+ 2607.74% |
$415K - $452K
|
21.3K
$436K
|
|
|
Oct 14, 2025
Q3 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
19.5K+ 50.04% |
$394K - $429K
|
58.5K
$1.2M
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
BUY
|
- |
19KNew |
$384K - $419K
|
19K
$389K
|
|
|
Oct 27, 2025
Q3 2025
|
Plan Group Financial, LLC
Oklahoma City, OK |
BUY
|
- |
19K+ 38.08% |
$382K - $417K
|
68.7K
$1.41M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
17.9KNew |
$360K - $393K
|
17.9K
$365K
|
|
|
Oct 21, 2025
Q3 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
12.8K+ 9.66% |
$258K - $281K
|
145K
$2.97M
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
11.4KNew |
$229K - $250K
|
11.4K
$232K
|
|
|
Nov 03, 2025
Q3 2025
|
Novare Capital Management LLC
|
BUY
|
- |
9.56K+ 5.03% |
$193K - $210K
|
200K
$4.09M
|
|
|
Oct 29, 2025
Q3 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
7.41K+ 9.55% |
$150K - $163K
|
85K
$1.74M
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
5.5K+ 4.0% |
$111K - $121K
|
143K
$2.92M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.82K+ 13.73% |
$97.3K - $106K
|
39.9K
$817K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
3.37K+ 450.47% |
$68.1K - $74.2K
|
4.12K
$84.3K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
1.43KNew |
$28.9K - $31.5K
|
1.43K
$29.3K
|
|
|
Oct 21, 2025
Q3 2025
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
565+ 3.59% |
$11.4K - $12.4K
|
16.3K
$333K
|
|
|
Oct 20, 2025
Q3 2025
|
Optimum Investment Advisors
|
BUY
|
- |
235+ 1.15% |
$4.74K - $5.17K
|
20.6K
$422K
|
|
|
Oct 30, 2025
Q3 2025
|
Flagship Wealth Advisors, LLC
Wakefield, MA |
BUY
|
- |
84New |
$1.7K - $1.85K
|
84
$1.72K
|
|
|
Oct 20, 2025
Q3 2025
|
Davis Investment Partners, LLC
Charlotte, NC |
BUY
|
- |
29+ 0.04% |
$585 - $638
|
77.1K
$1.58M
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
10New |
$202 - $220
|
10
$205
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5- 0.05% |
$101 - $110
|
10.5K
$214K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-115- 6.06% |
$2.32K - $2.53K
|
1.78K
$36.5K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-350- 0.97% |
$7.06K - $7.7K
|
35.9K
$734K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-361- 13.18% |
$7.28K - $7.94K
|
2.38K
$48.6K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-489- 2.39% |
$9.87K - $10.8K
|
20K
$408K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-499- 28.88% |
$10.1K - $11K
|
1.23K
$25.1K
|
|
|
Oct 21, 2025
Q3 2025
|
Wt Wealth Management
|
SELL
|
- |
-742- 1.43% |
$15K - $16.3K
|
51.1K
$1.05M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-831- 1.82% |
$16.8K - $18.3K
|
44.9K
$918K
|
|
|
Oct 27, 2025
Q3 2025
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
SELL
|
- |
-1.5K- 10.15% |
$30.3K - $33K
|
13.3K
$272K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.04K- 4.63% |
$41.1K - $44.8K
|
42K
$858K
|
|
|
Oct 31, 2025
Q3 2025
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-4.12K- 6.6% |
$83K - $90.5K
|
58.2K
$1.19M
|