Purchases and Sales Made in Q4 2021 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q4 2021. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
42.8KNew |
$727K - $798K
|
42.8K
$968K
|
|
|
Feb 17, 2022
Q4 2021
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
41.8KNew |
$710K - $780K
|
41.8K
$946K
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
40KNew |
$679K - $745K
|
40K
$904K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
25.9K+ 7.48% |
$440K - $483K
|
372K
$8.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
25K+ 7.1% |
$424K - $466K
|
377K
$8.52M
|
|
|
Jan 31, 2022
Q4 2021
|
Peterson Wealth Services
|
BUY
|
- |
18.9KNew |
$320K - $352K
|
18.9K
$427K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
16.4K+ 9.09% |
$277K - $305K
|
196K
$4.43M
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
16K+ 105.18% |
$272K - $299K
|
31.3K
$707K
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
BUY
|
- |
13.7KNew |
$233K - $256K
|
13.7K
$310K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
13.3KNew |
$227K - $249K
|
13.3K
$302K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.9K+ 120.09% |
$219K - $241K
|
23.7K
$536K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.88K+ 3.69% |
$117K - $128K
|
193K
$4.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.6K+ 54.65% |
$112K - $123K
|
18.7K
$422K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.63K+ 29.47% |
$78.6K - $86.3K
|
20.4K
$460K
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
4.56KNew |
$77.5K - $85K
|
4.56K
$103K
|
|
|
Feb 15, 2022
Q4 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
3.58K+ 7.06% |
$60.7K - $66.6K
|
54.2K
$1.23M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
3.5K+ 19.44% |
$59.4K - $65.2K
|
21.5K
$486K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.3K+ 9.83% |
$39.1K - $42.9K
|
25.7K
$582K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
2.18K+ 6.98% |
$36.9K - $40.5K
|
33.3K
$754K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.08K+ 20.33% |
$35.3K - $38.7K
|
12.3K
$278K
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1.8KNew |
$30.5K - $33.5K
|
1.8K
$40.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
1.74KNew |
$29.6K - $32.5K
|
1.74K
$39.4K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.39K+ 11.35% |
$23.6K - $25.9K
|
13.6K
$308K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
903+ 1.67% |
$15.3K - $16.8K
|
54.9K
$1.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
574+ 0.76% |
$9.74K - $10.7K
|
76.3K
$1.73M
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
525+ 7.63% |
$8.91K - $9.78K
|
7.41K
$167K
|
|
|
Jan 25, 2022
Q4 2021
|
Kingfisher Capital LLC
|
BUY
|
- |
494+ 2.35% |
$8.38K - $9.2K
|
21.5K
$486K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
338+ 1.87% |
$5.74K - $6.3K
|
18.4K
$415K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
292+ 1.25% |
$4.96K - $5.44K
|
23.7K
$536K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
268+ 1.43% |
$4.55K - $4.99K
|
19.1K
$431K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
250New |
$4.24K - $4.66K
|
250
$5.65K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
171+ 0.21% |
$2.9K - $3.19K
|
81.1K
$1.83M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
BUY
|
- |
150+ 0.44% |
$2.55K - $2.79K
|
33.9K
$766K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
145+ 4.73% |
$2.46K - $2.7K
|
3.21K
$72.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
139+ 0.35% |
$2.36K - $2.59K
|
39.6K
$895K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
100New |
$1.7K - $1.86K
|
100
$2.26K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
47+ 0.38% |
$798 - $876
|
12.4K
$279K
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
29+ 0.75% |
$492 - $540
|
3.91K
$88.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
20+ 0.2% |
$339 - $373
|
10K
$227K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-86- 0.4% |
$1.46K - $1.6K
|
21.5K
$485K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-149Closed |
$2.53K - $2.78K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-239Closed |
$4.06K - $4.45K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-333- 3.59% |
$5.65K - $6.2K
|
8.94K
$202K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-393- 2.93% |
$6.67K - $7.32K
|
13K
$294K
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-694- 5.98% |
$11.8K - $12.9K
|
10.9K
$247K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.19K- 1.85% |
$20.3K - $22.2K
|
63.4K
$1.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.27KClosed |
$21.6K - $23.7K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.4K- 53.85% |
$23.8K - $26.1K
|
1.2K
$27.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.5KClosed |
$25.5K - $27.9K
|
0
$0
|