Purchases and Sales Made in Q4 2022 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q4 2022. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-25- 0.14% |
$422 - $531
|
17.9K
$366K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-74- 7.62% |
$1.25K - $1.57K
|
897
$18.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-107- 1.1% |
$1.81K - $2.27K
|
9.59K
$196K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-220- 2.66% |
$3.71K - $4.67K
|
8.06K
$165K
|
|
|
Feb 07, 2023
Q4 2022
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-250- 1.25% |
$4.22K - $5.31K
|
19.8K
$406K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-336- 0.71% |
$5.67K - $7.14K
|
47K
$963K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-350- 12.96% |
$5.91K - $7.43K
|
2.35K
$48.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-572- 1.86% |
$9.66K - $12.1K
|
30.2K
$619K
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-595- 0.56% |
$10K - $12.6K
|
106K
$2.17M
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.03K- 2.0% |
$17.4K - $21.9K
|
50.4K
$1.03M
|
|
|
Feb 09, 2023
Q4 2022
|
Mai Capital Management
|
SELL
|
- |
-1.3K- 9.71% |
$21.9K - $27.5K
|
12K
$246K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.38K- 12.4% |
$23.2K - $29.2K
|
9.72K
$199K
|
|
|
Feb 10, 2023
Q4 2022
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-1.69K- 8.31% |
$28.5K - $35.8K
|
18.6K
$381K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-2.02K- 4.39% |
$34K - $42.8K
|
43.9K
$898K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-2.14K- 5.12% |
$36.1K - $45.4K
|
39.6K
$811K
|
|
|
Feb 14, 2023
Q4 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-2.3K- 88.46% |
$38.8K - $48.9K
|
300
$6.14K
|
|
|
Jan 17, 2023
Q4 2022
|
Novare Capital Management LLC
|
SELL
|
- |
-3.04K- 1.67% |
$51.3K - $64.6K
|
179K
$3.66M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-3.45K- 6.6% |
$58.3K - $73.3K
|
48.9K
$1M
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.5K- 26.27% |
$76K - $95.6K
|
12.6K
$259K
|
|
|
Feb 14, 2023
Q4 2022
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-5.95K- 27.11% |
$100K - $126K
|
16K
$328K
|
|
|
Feb 14, 2023
Q4 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-10.6K- 66.7% |
$179K - $225K
|
5.3K
$108K
|
|
|
Feb 14, 2023
Q4 2022
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-12.9K- 20.59% |
$217K - $273K
|
49.6K
$1.02M
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-13.3K- 19.22% |
$224K - $282K
|
55.8K
$1.14M
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-13.3K- 19.22% |
$224K - $282K
|
55.8K
$1.14M
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-15.2K- 11.39% |
$257K - $323K
|
118K
$2.42M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-15.2K- 22.7% |
$257K - $323K
|
51.9K
$1.06M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-25.9K- 4.31% |
$436K - $549K
|
574K
$11.8M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-38K- 5.07% |
$641K - $807K
|
711K
$14.6M
|