Purchases and Sales Made in Q4 2023 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q4 2023. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.6K+ 260.1% |
$46K - $52.4K
|
3.6K
$75.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
2.42K+ 4.96% |
$42.7K - $48.6K
|
51.1K
$1.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.22K+ 5.93% |
$39.2K - $44.6K
|
39.6K
$832K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.02K+ 11.42% |
$35.6K - $40.6K
|
19.7K
$413K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.5K+ 5.17% |
$26.5K - $30.2K
|
30.5K
$642K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.04K+ 4.97% |
$18.3K - $20.9K
|
21.9K
$461K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
659New |
$11.7K - $13.3K
|
659
$13.9K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
613+ 35.27% |
$10.8K - $12.3K
|
2.35K
$49.4K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
595+ 3.49% |
$10.5K - $12K
|
17.6K
$370K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
316+ 0.8% |
$5.59K - $6.36K
|
39.6K
$832K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
BUY
|
- |
307+ 151.98% |
$5.43K - $6.18K
|
509
$10.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
289+ 1.77% |
$5.11K - $5.82K
|
16.6K
$350K
|
|
|
Feb 09, 2024
Q4 2023
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
285+ 1.17% |
$5.04K - $5.74K
|
24.6K
$517K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
144+ 38.81% |
$2.55K - $2.9K
|
515
$10.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
80+ 2.27% |
$1.42K - $1.61K
|
3.61K
$75.9K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
29+ 0.27% |
$513 - $584
|
10.7K
$225K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-1- 50.0% |
$17.7 - $20.1
|
1
$21
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-131- 0.46% |
$2.32K - $2.64K
|
28.3K
$595K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-153- 1.19% |
$2.71K - $3.08K
|
12.7K
$268K
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-231- 0.51% |
$4.09K - $4.65K
|
45.5K
$956K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-600- 44.44% |
$10.6K - $12.1K
|
750
$15.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-700- 1.06% |
$12.4K - $14.1K
|
65K
$1.37M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-900- 5.34% |
$15.9K - $18.1K
|
16K
$335K
|
|
|
Feb 08, 2024
Q4 2023
|
Wt Wealth Management
|
SELL
|
- |
-1.29K- 1.87% |
$22.7K - $25.9K
|
67.3K
$1.41M
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-1.37K- 11.0% |
$24.3K - $27.6K
|
11.1K
$233K
|
|
|
Jan 08, 2024
Q4 2023
|
Optimum Investment Advisors
|
SELL
|
- |
-1.6K- 9.41% |
$28.3K - $32.2K
|
15.4K
$324K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.01K- 65.47% |
$35.6K - $40.5K
|
1.06K
$22.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.1K- 8.65% |
$37.1K - $42.2K
|
22.1K
$465K
|
|
|
Feb 09, 2024
Q4 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-3.42K- 3.46% |
$60.5K - $68.9K
|
95.4K
$2.01M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.83K- 8.95% |
$67.7K - $77K
|
38.9K
$818K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.15K- 30.1% |
$91.1K - $104K
|
12K
$251K
|
|
|
Feb 14, 2024
Q4 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-6K- 29.98% |
$106K - $121K
|
14K
$295K
|
|
|
Jan 25, 2024
Q4 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-6K- 82.19% |
$106K - $121K
|
1.3K
$27.3K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.89K- 24.71% |
$122K - $139K
|
21K
$441K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-7.73K- 14.68% |
$137K - $156K
|
44.9K
$944K
|
|
|
Jan 12, 2024
Q4 2023
|
Davis Investment Partners, LLC
Charlotte, NC |
SELL
|
- |
-8.13K- 7.79% |
$144K - $164K
|
96.1K
$2.02M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-8.35K- 69.88% |
$148K - $168K
|
3.6K
$75.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-11K- 29.67% |
$194K - $220K
|
26K
$546K
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-12.3K- 2.81% |
$218K - $248K
|
425K
$8.94M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17K- 3.75% |
$301K - $342K
|
437K
$9.18M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-19.9K- 64.24% |
$353K - $401K
|
11.1K
$233K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-24.7K- 12.1% |
$436K - $496K
|
179K
$3.77M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-25.8K- 11.51% |
$456K - $519K
|
198K
$4.17M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-33.2K- 5.4% |
$587K - $668K
|
582K
$12.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-83.3K- 34.27% |
$1.47M - $1.68M
|
160K
$3.36M
|