Purchases and Sales Made in Q3 2022 in First Trust Mlp & Energy Income Fund (FEI)
This table provides information about the institutional ownership of First Trust Mlp & Energy Income Fund (FEI) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST MLP & ENERGY INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
246K+ 151.73% |
$1.74M - $2.13M
|
408K
$0
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
161K+ 20.31% |
$1.13M - $1.39M
|
952K
$0
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
159K+ 1763.87% |
$1.12M - $1.38M
|
168K
$0
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
91.2K+ 12.09% |
$644K - $791K
|
846K
$0
|
|
Oct 18, 2022
Q3 2022
|
Wespac Advisors, LLC
|
BUY
|
- |
77.2KNew |
$545K - $669K
|
77.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
70.8K+ 34.67% |
$500K - $614K
|
275K
$0
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
49.3KNew |
$348K - $427K
|
49.3K
$0
|
|
Nov 14, 2022
Q3 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
34.8KNew |
$246K - $301K
|
34.8K
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Advisors Inc.
|
BUY
|
- |
33.9K+ 16.42% |
$239K - $294K
|
240K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11.9K+ 23.8% |
$84K - $103K
|
61.9K
$0
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11.3KNew |
$80K - $98.2K
|
11.3K
$0
|
|
Nov 01, 2022
Q3 2022
|
Mattern Wealth Management LLC
|
BUY
|
- |
11.2KNew |
$79.1K - $97.1K
|
11.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
10.1K+ 15.64% |
$71.4K - $87.7K
|
74.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9.11K+ 40.41% |
$64.3K - $78.9K
|
31.6K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.74K+ 2.31% |
$54.7K - $67.1K
|
342K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.72K+ 3.48% |
$47.5K - $58.3K
|
200K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.84K+ 3.69% |
$27.1K - $33.2K
|
108K
$0
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.54K+ 31.84% |
$25K - $30.7K
|
14.7K
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.28K+ 2.28% |
$23.2K - $28.4K
|
147K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.01K+ 1.24% |
$21.2K - $26.1K
|
245K
$0
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.82K+ 7.77% |
$19.9K - $24.4K
|
39K
$0
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.77K+ 7.97% |
$12.5K - $15.3K
|
24K
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.1K+ 9.63% |
$7.74K - $9.51K
|
12.5K
$0
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.04K+ 4.4% |
$7.31K - $8.98K
|
24.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1KNew |
$7.06K - $8.67K
|
1K
$0
|
|
Nov 15, 2022
Q3 2022
|
Altfest L J & CO Inc
|
BUY
|
- |
874+ 0.63% |
$6.17K - $7.58K
|
139K
$0
|
|
Nov 09, 2022
Q3 2022
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
625+ 0.21% |
$4.41K - $5.42K
|
293K
$0
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
560+ 2.33% |
$3.95K - $4.86K
|
24.6K
$0
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
508+ 3.83% |
$3.59K - $4.4K
|
13.8K
$0
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
500+ 4.55% |
$3.53K - $4.34K
|
11.5K
$0
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
307+ 3.23% |
$2.17K - $2.66K
|
9.82K
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
115+ 0.82% |
$812 - $997
|
14.1K
$0
|
|
Nov 14, 2022
Q3 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
100+ 0.41% |
$706 - $867
|
24.4K
$0
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
47+ 0.17% |
$332 - $407
|
28K
$0
|
|
Nov 14, 2022
Q3 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
43+ 0.9% |
$304 - $373
|
4.81K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
30+ 0.2% |
$212 - $260
|
15.3K
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-88- 0.28% |
$621 - $763
|
31.1K
$0
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-500- 3.97% |
$3.53K - $4.34K
|
12.1K
$0
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-506- 3.81% |
$3.57K - $4.39K
|
12.8K
$0
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-639- 0.88% |
$4.51K - $5.54K
|
72K
$0
|
|
Nov 14, 2022
Q3 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.2K- 1.12% |
$8.47K - $10.4K
|
106K
$0
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
SELL
|
- |
-1.68K- 2.34% |
$11.8K - $14.5K
|
70K
$0
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.9K- 14.05% |
$13.4K - $16.5K
|
11.6K
$0
|
|
Nov 04, 2022
Q3 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-3.4K- 7.51% |
$24K - $29.5K
|
41.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.75K- 13.59% |
$26.5K - $32.5K
|
23.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.18K- 9.04% |
$29.5K - $36.3K
|
42.1K
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.54K- 18.67% |
$39.1K - $48K
|
24.1K
$0
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-6.93K- 65.51% |
$48.9K - $60.1K
|
3.65K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.17K- 3.26% |
$50.6K - $62.1K
|
213K
$0
|