Purchases and Sales Made in Q3 2023 in First Trust Mlp & Energy Income Fund (FEI)
This table provides information about the institutional ownership of First Trust Mlp & Energy Income Fund (FEI) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MLP & ENERGY INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
508K+ 17.63% |
$3.88M - $4.15M
|
3.39M
$0
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
377KNew |
$2.88M - $3.08M
|
377K
$0
|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
141K+ 335.96% |
$1.07M - $1.15M
|
183K
$0
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
103K+ 2.5% |
$784K - $839K
|
4.2M
$0
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
47.4K+ 21.95% |
$362K - $388K
|
263K
$0
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
42.5K+ 70.83% |
$325K - $348K
|
103K
$0
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
39.1KNew |
$299K - $320K
|
39.1K
$0
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
36.7KNew |
$281K - $300K
|
36.7K
$0
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
36K+ 18.3% |
$275K - $295K
|
233K
$0
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
29.6K+ 74.07% |
$226K - $242K
|
69.6K
$0
|
|
Nov 09, 2023
Q3 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
26.1K+ 24.77% |
$199K - $213K
|
131K
$0
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
24.6KNew |
$188K - $201K
|
24.6K
$0
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
24.6KNew |
$188K - $201K
|
24.6K
$0
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.6K+ 124.51% |
$96.1K - $103K
|
22.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
8.26K+ 82.63% |
$63.1K - $67.6K
|
18.3K
$0
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
6.61K+ 1.36% |
$50.5K - $54K
|
490K
$0
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.22KNew |
$47.5K - $50.8K
|
6.22K
$0
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.03K+ 14.57% |
$38.4K - $41.1K
|
39.6K
$0
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.06K+ 5.25% |
$31K - $33.2K
|
81.4K
$0
|
|
Oct 18, 2023
Q3 2023
|
Cambridge Advisors Inc.
|
BUY
|
- |
3.95K+ 1.71% |
$30.2K - $32.3K
|
235K
$0
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.37K+ 22.82% |
$25.7K - $27.5K
|
18.1K
$0
|
|
Nov 13, 2023
Q3 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
3.03K+ 24.48% |
$23.1K - $24.8K
|
15.4K
$0
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
2.9KNew |
$22.2K - $23.7K
|
2.9K
$0
|
|
Nov 06, 2023
Q3 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
2.9K+ 0.89% |
$22.1K - $23.7K
|
328K
$0
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
866+ 4.69% |
$6.62K - $7.08K
|
19.3K
$0
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
757+ 4.79% |
$5.78K - $6.19K
|
16.6K
$0
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
700+ 437.5% |
$5.35K - $5.73K
|
860
$0
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
668+ 0.83% |
$5.1K - $5.46K
|
81.4K
$0
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
192+ 1.89% |
$1.47K - $1.57K
|
10.4K
$0
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
141+ 0.97% |
$1.08K - $1.15K
|
14.6K
$0
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
120+ 123.71% |
$917 - $982
|
217
$0
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
100New |
$764 - $818
|
100
$0
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
100+ 0.25% |
$764 - $818
|
40.4K
$0
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
46+ 1.88% |
$351 - $376
|
2.49K
$0
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
30+ 0.25% |
$229 - $245
|
12.2K
$0
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15+ 0.06% |
$115 - $123
|
24.5K
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2023
Q3 2023
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-115- 8.25% |
$879 - $941
|
1.28K
$0
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-248- 0.23% |
$1.89K - $2.03K
|
106K
$0
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-272- 0.47% |
$2.08K - $2.22K
|
57.1K
$0
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-400- 1.61% |
$3.06K - $3.27K
|
24.4K
$0
|
|
Nov 14, 2023
Q3 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-490- 1.94% |
$3.74K - $4.01K
|
24.7K
$0
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-500- 1.89% |
$3.82K - $4.09K
|
26K
$0
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-500- 3.62% |
$3.82K - $4.09K
|
13.3K
$0
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-514- 0.36% |
$3.93K - $4.2K
|
142K
$0
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-920- 5.8% |
$7.03K - $7.53K
|
14.9K
$0
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.15K- 0.88% |
$8.75K - $9.37K
|
129K
$0
|
|
Oct 25, 2023
Q3 2023
|
Wespac Advisors, LLC
|
SELL
|
- |
-1.42K- 1.39% |
$10.9K - $11.6K
|
101K
$0
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.45K- 5.51% |
$11.1K - $11.9K
|
24.9K
$0
|