Purchases and Sales Made in Q4 2021 in First Trust Mlp & Energy Income Fund (FEI)
This table provides information about the institutional ownership of First Trust Mlp & Energy Income Fund (FEI) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MLP & ENERGY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
352K+ 8.34% |
$2.42M - $2.84M
|
4.57M
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
285K+ 96.72% |
$1.96M - $2.3M
|
580K
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Bridges Investment Management Inc
|
BUY
|
- |
146KNew |
$1M - $1.18M
|
146K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
146K+ 72.62% |
$1M - $1.18M
|
346K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
62.6KNew |
$430K - $506K
|
62.6K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
50.4KNew |
$347K - $408K
|
50.4K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
23.3KNew |
$160K - $188K
|
23.3K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
15.4K+ 13.96% |
$106K - $124K
|
126K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
15.2KNew |
$104K - $123K
|
15.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
12.5KNew |
$86.1K - $101K
|
12.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
11.4KNew |
$78.4K - $92.2K
|
11.4K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
10K+ 25.0% |
$68.7K - $80.8K
|
50K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.83K+ 4.94% |
$67.5K - $79.4K
|
209K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.66K+ 5.08% |
$52.6K - $61.9K
|
158K
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Cambridge Advisors Inc.
|
BUY
|
- |
6.12K+ 3.18% |
$42K - $49.4K
|
199K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.5K+ 10.97% |
$37.8K - $44.4K
|
55.7K
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.82K+ 15.0% |
$33.1K - $38.9K
|
36.9K
$0
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
4.6K+ 6.78% |
$31.6K - $37.2K
|
72.5K
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
2.5KNew |
$17.2K - $20.2K
|
2.5K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.5K+ 5.93% |
$10.3K - $12.1K
|
26.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.03KNew |
$7.05K - $8.29K
|
1.03K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.01K+ 7.89% |
$6.91K - $8.13K
|
13.8K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
570+ 6.06% |
$3.92K - $4.61K
|
9.98K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
533+ 2.12% |
$3.66K - $4.31K
|
25.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
510+ 2.54% |
$3.5K - $4.12K
|
20.6K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500New |
$3.44K - $4.04K
|
500
$0
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
485+ 0.67% |
$3.33K - $3.92K
|
73.3K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
341+ 1.79% |
$2.34K - $2.76K
|
19.4K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
206+ 3.36% |
$1.42K - $1.66K
|
6.35K
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
197+ 0.14% |
$1.35K - $1.59K
|
144K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
61+ 0.5% |
$419 - $493
|
12.3K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
20+ 0.04% |
$137 - $162
|
49.8K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-97Closed |
$666 - $784
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-250- 2.1% |
$1.72K - $2.02K
|
11.6K
$0
|
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-385Closed |
$2.64K - $3.11K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-445Closed |
$3.06K - $3.6K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-502- 3.21% |
$3.45K - $4.06K
|
15.1K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-873- 4.61% |
$6K - $7.05K
|
18.1K
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-1KClosed |
$6.87K - $8.08K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.28K- 8.78% |
$8.76K - $10.3K
|
13.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.77KClosed |
$12.2K - $14.3K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.9K- 61.29% |
$13.1K - $15.4K
|
1.2K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-3.6KClosed |
$24.7K - $29.1K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-3.78K- 48.77% |
$25.9K - $30.5K
|
3.97K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-4.8K- 1.09% |
$33K - $38.8K
|
436K
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.85K- 9.13% |
$33.3K - $39.2K
|
48.3K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.61K- 5.38% |
$59.2K - $69.6K
|
151K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-10KClosed |
$68.7K - $80.8K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12.3KClosed |
$84.3K - $99.2K
|
0
$0
|